13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-23, with 1,117 holding rows worth $303,095,000.
- Accession
- 0001776033-19-000004
- Filer
- CIK 1776033
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,117 entries on the cover page, a total value of $303,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,095,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 266,675 | $30,180,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,359 | $13,242,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 174,909 | $9,258,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,546 | $8,768,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,092 | $8,308,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 197,805 | $6,897,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 121,881 | $6,098,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,292 | $5,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 91,665 | $5,506,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 28,357 | $5,354,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 95,067 | $4,794,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 79,756 | $4,529,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 35,870 | $4,277,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 21,649 | $4,172,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 146,625 | $4,088,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,278 | $4,003,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 63,400 | $3,986,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 52,015 | $3,944,000 | thousands by filing date | |
| IJH | 464287507 | COM | 20,254 | $3,914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 107,679 | $3,910,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 48,350 | $3,243,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,280 | $2,979,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 35,701 | $2,779,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 93,425 | $2,616,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 26,846 | $2,459,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 47,174 | $2,304,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 22,128 | $2,270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 57,627 | $2,052,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 82,321 | $2,015,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,154 | $2,010,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 31,891 | $1,959,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,994 | $1,900,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,233 | $1,793,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 12,023 | $1,699,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 24,895 | $1,596,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 78,282 | $1,559,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 16,369 | $1,547,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,972 | $1,534,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,828 | $1,505,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,484 | $1,504,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,467 | $1,482,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,248 | $1,419,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,312 | $1,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 46,823 | $1,385,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 31,434 | $1,378,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 82,114 | $1,305,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 31,731 | $1,297,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,261 | $1,289,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 17,683 | $1,194,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,671 | $1,167,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,106 | $1,164,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,263 | $1,115,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,866 | $1,114,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,116 | $1,112,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,883 | $1,100,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 895 | $1,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 34,230 | $1,062,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 27,474 | $1,043,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10,128 | $1,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,829 | $1,024,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,357 | $979,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 21,906 | $934,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,252 | $918,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,368 | $915,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,480 | $914,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,122 | $913,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,623 | $904,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 11,604 | $868,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,730 | $865,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,697 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 26,971 | $859,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,820 | $828,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,895 | $782,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,244 | $776,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,938 | $774,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,618 | $758,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 13,568 | $757,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,470 | $722,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,396 | $717,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 63,425 | $712,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,003 | $706,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,387 | $702,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,380 | $690,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 18,175 | $687,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 24,620 | $665,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,993 | $644,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,620 | $636,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,202 | $633,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,425 | $616,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 10,008 | $609,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 14,840 | $604,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,184 | $599,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 20,041 | $595,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 42,771 | $586,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,356 | $573,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 89,560 | $573,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 10,890 | $570,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,679 | $562,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,027 | $560,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 133,683 | $560,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 32,436 | $557,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,653 | $550,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,558 | $546,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 18,321 | $543,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,636 | $526,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,599 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,695 | $514,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,937 | $509,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,898 | $499,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,337 | $493,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,892 | $484,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,750 | $483,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 31,446 | $473,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 17,950 | $463,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,163 | $457,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15,295 | $449,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,044 | $439,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,296 | $429,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,600 | $428,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 20,019 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,076 | $416,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,179 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 26,774 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 12,454 | $396,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,238 | $394,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,035 | $394,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,852 | $392,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,315 | $387,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,082 | $383,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,406 | $383,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,311 | $381,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,376 | $380,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,695 | $378,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 64,509 | $376,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,700 | $374,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,373 | $373,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,344 | $372,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,509 | $372,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,365 | $364,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,983 | $362,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,345 | $362,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,078 | $360,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,799 | $353,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,666 | $352,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,066 | $346,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,428 | $331,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,708 | $330,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,690 | $324,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,890 | $315,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,305 | $314,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,727 | $312,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,853 | $309,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,770 | $308,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,975 | $303,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,478 | $296,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,725 | $295,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,767 | $294,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,625 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,745 | $291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,072 | $289,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 22,540 | $289,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,744 | $284,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,054 | $282,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,670 | $281,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,190 | $281,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,196 | $274,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,427 | $267,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,800 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,148 | $264,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 904 | $263,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,421 | $263,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,062 | $263,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,933 | $256,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,931 | $255,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,447 | $253,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,006 | $253,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,566 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,112 | $252,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,699 | $246,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,436 | $246,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,262 | $243,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 888 | $238,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,741 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,900 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,213 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,299 | $228,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,330 | $225,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 715 | $223,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,453 | $221,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,496 | $221,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,000 | $217,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,629 | $213,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 7,315 | $213,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,417 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,685 | $209,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,910 | $208,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,298 | $207,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 949 | $204,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,278 | $204,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,575 | $204,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,219 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,137 | $204,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,583 | $202,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,992 | $200,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,135 | $199,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,649 | $198,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 3,600 | $197,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,012 | $196,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,972 | $196,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,505 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,688 | $193,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,351 | $188,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 970 | $187,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,525 | $186,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 5,990 | $186,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,734 | $185,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,180 | $184,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,285 | $182,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,650 | $181,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,745 | $181,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,475 | $177,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,165 | $175,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,044 | $171,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,029 | $168,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,019 | $168,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,055 | $167,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,326 | $165,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,375 | $164,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,136 | $163,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,760 | $163,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 898 | $162,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,618 | $161,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 693 | $161,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,028 | $161,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,500 | $161,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,404 | $159,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 942 | $158,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,550 | $152,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 4,979 | $152,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,609 | $151,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,342 | $151,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,261 | $150,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,650 | $150,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 12,630 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,130 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 701 | $148,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,968 | $148,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,540 | $148,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,209 | $145,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,422 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,000 | $145,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,141 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 6,757 | $144,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 591 | $142,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,388 | $142,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 6,630 | $141,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,425 | $141,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,600 | $141,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 6,600 | $141,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 6,600 | $141,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 6,581 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 6,662 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,043 | $137,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 980 | $137,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,474 | $136,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,531 | $136,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,335 | $135,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,652 | $134,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 915 | $133,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 505 | $133,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 950 | $133,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,598 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,260 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 3,374 | $131,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 4,150 | $131,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,051 | $129,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,597 | $129,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 3,130 | $128,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,242 | $127,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 2,531 | $127,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 857 | $125,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,214 | $124,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 4,595 | $123,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,841 | $123,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,765 | $122,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,444 | $122,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 718 | $122,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,278 | $122,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,708 | $120,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,300 | $119,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,302 | $117,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 636 | $116,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 4,420 | $116,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 944 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,295 | $115,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 971 | $113,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 694 | $112,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,490 | $111,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,863 | $110,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 529 | $110,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 856 | $110,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 827 | $110,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,286 | $110,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 8,423 | $110,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 5,240 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,100 | $109,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,355 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,445 | $108,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,700 | $107,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 4,300 | $104,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,630 | $103,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 656 | $102,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,916 | $100,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 429 | $99,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,691 | $98,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 510 | $98,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,205 | $98,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,014 | $97,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 832 | $97,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 49 | $96,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 803 | $96,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 860 | $95,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,513 | $95,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 463 | $94,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,516 | $94,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,337 | $94,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,036 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 572 | $93,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,427 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 3,525 | $89,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 812 | $88,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 3,710 | $88,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,750 | $87,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,352 | $87,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 948 | $86,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 465 | $84,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,001 | $84,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,031 | $83,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,040 | $83,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 980 | $82,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,386 | $82,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 892 | $81,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,514 | $81,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 649 | $80,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 820 | $80,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,700 | $80,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 433 | $79,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 516 | $79,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,069 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,235 | $79,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,263 | $78,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 570 | $78,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,374 | $77,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 2,575 | $77,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 664 | $76,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,808 | $76,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,110 | $75,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 994 | $74,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,703 | $74,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,740 | $74,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 4,310 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,300 | $73,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,372 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,200 | $72,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,264 | $70,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 684 | $70,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 746 | $70,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 977 | $70,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,445 | $70,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,124 | $69,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 367 | $69,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,183 | $69,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,202 | $68,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $68,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,162 | $68,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 445 | $67,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 767 | $66,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 772 | $66,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,180 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,850 | $65,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 699 | $63,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,150 | $62,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 613 | $62,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 418 | $62,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 297 | $61,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,250 | $61,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 2,214 | $60,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 418 | $60,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 750 | $60,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,500 | $60,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 606 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,138 | $59,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 900 | $58,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,667 | $58,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,056 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,148 | $58,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,300 | $57,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 350 | $56,000 | thousands by filing date | |
| MGC | 921910873 | COM | 540 | $56,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 650 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 4,000 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 1,741 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,640 | $55,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,895 | $55,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,033 | $55,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 336 | $54,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,143 | $54,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 598 | $54,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 383 | $54,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 3,500 | $54,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,730 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,101 | $54,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,195 | $54,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,111 | $53,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 690 | $53,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 424 | $53,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,013 | $52,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 383 | $52,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $52,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 368 | $52,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 574 | $52,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 827 | $51,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,780 | $51,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 225 | $50,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 558 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 860 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,500 | $50,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 949 | $49,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,730 | $49,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,829 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,136 | $49,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 307 | $48,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 582 | $48,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 351 | $48,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,200 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 513 | $48,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,321 | $48,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 13,845 | $48,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 791 | $47,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 615 | $47,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,500 | $47,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,920 | $47,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,069 | $47,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 762 | $47,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 258 | $46,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,025 | $46,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,856 | $46,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,700 | $46,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $46,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 510 | $46,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,200 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,941 | $46,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 1,950 | $46,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,069 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 380 | $45,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,418 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,900 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 9,315 | $45,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,950 | $44,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,025 | $43,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 296 | $43,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,449 | $43,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 684 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 903 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 700 | $42,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,032 | $42,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 948 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 350 | $41,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 540 | $41,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 412 | $40,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,929 | $40,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 337 | $40,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,965 | $40,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,822 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 692 | $40,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 709 | $40,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,750 | $40,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,147 | $39,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 306 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 300 | $39,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,018 | $39,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,005 | $39,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 764 | $38,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 810 | $38,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 571 | $38,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 262 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,489 | $38,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 440 | $37,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 658 | $37,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 508 | $37,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 101 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,191 | $37,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 176 | $37,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 898 | $37,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 550 | $36,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 540 | $36,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 9,281 | $36,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 300 | $36,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 949 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-19-000004 | this filing | 2019-10-23 | acceptance time not in the bulk data set |