13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-23, with 1,117 holding rows worth $303,095,000.
- Accession
- 0001776033-19-000004
- Filer
- CIK 1776033
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,117 entries on the cover page, a total value of $303,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,095,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LADDER CAP CORP CL A | 505743104 | REIT | 2,089 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 190 | $36,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,108 | $36,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 14,776 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 950 | $36,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 180,552 | $36,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 65 | $35,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 658 | $35,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 372 | $35,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,500 | $35,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 920 | $34,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 817 | $34,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,775 | $34,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 76 | $34,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,030 | $34,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,764 | $34,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,651 | $34,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 1,100 | $34,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 649 | $33,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 170 | $33,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 156 | $33,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 732 | $33,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 225 | $33,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,092 | $33,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 639 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 675 | $33,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 1,720 | $33,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,201 | $33,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 334 | $32,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,390 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,014 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,105 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 929 | $31,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,731 | $31,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 700 | $31,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 606 | $30,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 279 | $30,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,870 | $30,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $30,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,614 | $30,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,100 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,600 | $30,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 493 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 653 | $30,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 450 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 345 | $29,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $29,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,043 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 306 | $29,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 245 | $29,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2,088 | $29,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,300 | $29,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,042 | $29,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 767 | $29,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 5,000 | $29,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 216 | $28,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,321 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 554 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 255 | $28,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 312 | $27,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 200 | $27,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 333 | $27,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 615 | $27,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 453 | $27,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 271 | $27,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 338 | $26,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 810 | $26,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,353 | $26,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 169 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 335 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 565 | $26,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 500 | $25,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 850 | $25,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 444 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 370 | $25,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 250 | $25,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 830 | $25,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 638 | $25,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 356 | $25,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 201 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 914 | $25,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 857 | $24,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 374 | $24,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 256 | $24,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 61 | $24,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,347 | $24,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 142 | $24,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 196 | $24,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $24,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 286 | $23,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 219 | $23,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 450 | $23,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 227 | $23,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 625 | $23,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 701 | $23,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,746 | $23,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 95 | $22,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 255 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 171 | $22,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 470 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,688 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 664 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 632 | $22,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 860 | $22,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 551 | $21,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 348 | $21,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 110 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 206 | $21,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 109 | $20,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 108 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,700 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $20,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,830 | $20,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 982 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,214 | $20,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 250 | $20,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,425 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 700 | $20,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $19,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 120 | $19,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 176 | $19,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 12 | $19,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 175 | $19,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 790 | $19,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 310 | $19,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,811 | $19,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 735 | $19,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 98 | $18,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 460 | $18,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 389 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $18,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,150 | $18,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 150 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,878 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 482 | $18,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,150 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 456 | $18,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 855 | $18,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 967 | $18,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 800 | $18,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 902 | $17,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $17,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $17,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 180 | $17,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 400 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 335 | $17,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,058 | $17,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 300 | $17,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $17,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 600 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 335 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 313 | $16,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,073 | $16,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 250 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 146 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 493 | $16,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,000 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,450 | $16,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 84 | $16,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 250 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 500 | $15,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 250 | $15,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 153 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 288 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 69 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 140 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 346 | $15,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,026 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 361 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 355 | $15,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 724 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 81 | $15,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 426 | $15,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 301 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 550 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 545 | $14,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,508 | $14,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 9,175 | $14,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 114 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $14,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,250 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 119 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 270 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 534 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,056 | $14,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 160 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 423 | $13,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 182 | $13,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400 | $13,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $13,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 464 | $13,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 80 | $13,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 109 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 400 | $13,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 794 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 147 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,446 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 534 | $13,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 250 | $13,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $13,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 750 | $13,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 962 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 256 | $13,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 350 | $13,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 184 | $12,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 71 | $12,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 500 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 321 | $12,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 108 | $12,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 102 | $12,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 84 | $12,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 88 | $12,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 200 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 90 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 231 | $12,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $12,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 595 | $12,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 250 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 219 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 200 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 261 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 238 | $11,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $11,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 41 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 306 | $11,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 72 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 182 | $11,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 118 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 214 | $11,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 200 | $11,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $11,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,039 | $11,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 190 | $11,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 350 | $11,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,226 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 319 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S | 670100905 | CALL | 23 | $11,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 925 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 70 | $10,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 200 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 250 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 54 | $10,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200 | $10,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 507 | $10,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $10,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $10,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 114 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 657 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 250 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 50 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 150 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 246 | $10,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 170 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 656 | $10,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 459 | $10,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 849 | $10,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 202 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 194 | $9,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 198 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36 | $9,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 550 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 178 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 70 | $9,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 125 | $9,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 200 | $9,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 500 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 344 | $9,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 144 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $9,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 51 | $8,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 139 | $8,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 51 | $8,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 160 | $8,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $8,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 444 | $8,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 150 | $8,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 31 | $8,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 230 | $8,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 60 | $8,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 126 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $8,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 517 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 114 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 142 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 750 | $8,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,250 | $8,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 229 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,400 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 257 | $8,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $8,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 320 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $7,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 42 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 100 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 101 | $7,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 76 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 37 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 117 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 144 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 110 | $7,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 17 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 105 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 120 | $7,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 200 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 77 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 96 | $7,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 100 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 140 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 310 | $7,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 191 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,600 | $7,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 136 | $6,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 48 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 164 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 99 | $6,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 204 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 377 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 10 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 53 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 253 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 279 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 265 | $6,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 174 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 200 | $6,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 230 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 45 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 419 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,036 | $6,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 282 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 120 | $6,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 255 | $6,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 142 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 750 | $6,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,786 | $6,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 20 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 46 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11 | $5,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 93 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 24 | $5,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 100 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000 | $5,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 90 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,000 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 309 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 90 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 73 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 38 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 54 | $5,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 31 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 89 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 310 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 88 | $5,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 56 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 500 | $5,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 300 | $5,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100 | $5,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 600 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 201 | $5,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 100 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 214 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 150 | $5,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 400 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,600 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,380 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 151 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 106 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 132 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 104 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 48 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 450 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 20 | $4,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 29 | $4,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 77 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 302 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 128 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 160 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 132 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 122 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $4,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 400 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 251 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 60 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 300 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 86 | $4,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 13 | $4,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 70 | $4,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 7 | $4,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650900 | CALL | 7 | $4,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 286 | $4,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 292 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 140 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 90 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 45 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 68 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 102 | $3,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 30 | $3,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 50 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 72 | $3,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $3,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 25 | $3,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 140 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 147 | $3,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 115 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 76 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 173 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 25 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 112 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 48 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 30 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 160 | $3,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 52 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 310 | $3,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 76 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 33 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 193 | $3,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 200 | $3,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 90 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 264 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 245 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 43 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 81 | $3,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 142 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 175 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 44 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 173 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 138 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 100 | $3,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 3 | $3,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 560 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 700 | $3,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 500 | $3,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 26 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 28 | $2,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 68 | $2,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 46 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 51 | $2,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 43 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 359 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 600 | $2,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 73 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 63 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17 | $2,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 63 | $2,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 38 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 30 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 200 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 273 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 58 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 62 | $2,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 122 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 37 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 53 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 484 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 76 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 94 | $2,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 310 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 160 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 318 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 64 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 32 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 75 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 91 | $2,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 200 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 96 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 7 | $2,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 18 | $2,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 6 | $2,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 221 | $2,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 150 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,228 | $2,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 72 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 362 | $2,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 127 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-19-000004 | this filing | 2019-10-23 | acceptance time not in the bulk data set |