13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 1,036 holding rows worth $339,693,000.
- Accession
- 0001742998-19-000004
- Filer
- CIK 1742998
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,036 entries on the cover page, a total value of $339,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $339,208,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 45 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIGMA DESIGNS INC | 826565103 | COM | 6,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PCM INC | 69323K100 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRIBUNE COMPANY | 896047503 | COMMON | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROL4 CORP | 21240D107 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 51 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000004 | this filing | 2019-07-24 | acceptance time not in the bulk data set |