13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 1,036 holding rows worth $339,693,000.
- Accession
- 0001742998-19-000004
- Filer
- CIK 1742998
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,036 entries on the cover page, a total value of $339,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $339,208,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,643 | $16,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 208 | $16,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 608 | $16,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,215 | $16,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 415 | $16,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 277 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,066 | $16,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 318 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 257 | $16,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 794 | $16,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 811 | $16,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,467 | $16,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 676 | $16,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 73 | $15,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 253 | $15,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 395 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 486 | $15,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,004 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 162 | $15,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 784 | $15,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 908 | $15,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 405 | $15,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,215 | $15,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 339 | $15,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,682 | $15,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 232 | $15,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,904 | $15,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 900 | $15,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,010 | $15,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 307 | $15,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 247 | $15,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,046 | $15,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,500 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 685 | $15,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 355 | $15,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 405 | $15,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,590 | $15,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 3,250 | $15,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1,600 | $15,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 250 | $14,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 308 | $14,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 961 | $14,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 263 | $14,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 205 | $14,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 139 | $14,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,500 | $14,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 245 | $14,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 689 | $14,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 125 | $14,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 567 | $14,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 671 | $14,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 985 | $14,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 617 | $14,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,258 | $14,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 195 | $14,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 776 | $14,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 500 | $14,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,391 | $14,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 1,684 | $14,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 276 | $14,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 22 | $13,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,435 | $13,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,045 | $13,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 135 | $13,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 139 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,400 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 899 | $13,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 584 | $13,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,583 | $13,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $13,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,826 | $13,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 152 | $13,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 1,024 | $13,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 605 | $13,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 595 | $13,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 836 | $13,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,905 | $13,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 879 | $13,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,156 | $13,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 33 | $12,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 70 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 408 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 108 | $12,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 405 | $12,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 243 | $12,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 68 | $12,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,200 | $12,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 840 | $12,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 221 | $12,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 254 | $12,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 500 | $12,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 600 | $11,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $11,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 157 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,458 | $11,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,025 | $11,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $11,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,053 | $11,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 297 | $11,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,492 | $11,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 856 | $11,000 | thousands by filing date | |
| CANSORTIUM INC COM | 13809L109 | Stock | 7,400 | $11,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 1,108 | $11,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 1,100 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 119 | $10,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 514 | $10,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 24 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 243 | $10,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 600 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 100 | $10,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 148 | $10,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 313 | $10,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 648 | $10,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 729 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,944 | $10,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 399 | $10,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30 | $9,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 26 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 27 | $9,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 648 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 648 | $9,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 908 | $9,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 350 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 664 | $9,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 200 | $9,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 6,000 | $9,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 951 | $9,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43 | $8,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 100 | $8,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 3,400 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 486 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $8,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 100 | $8,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 823 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 567 | $8,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 162 | $8,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 912 | $8,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,916 | $8,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,000 | $8,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 400 | $8,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 324 | $7,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 405 | $7,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 225 | $7,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 729 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 530 | $7,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,921 | $7,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,809 | $7,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 600 | $7,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 256 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 202 | $6,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 165 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 112 | $6,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 486 | $6,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 648 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 243 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 486 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $6,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 486 | $6,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 486 | $6,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 330 | $6,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 243 | $6,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $6,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 280 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 155 | $6,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 111 | $6,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,000 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 810 | $6,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 243 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 401 | $6,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 646 | $6,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 600 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 115 | $5,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 150 | $5,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 949 | $5,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20 | $5,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 115 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 271 | $5,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 201 | $5,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 162 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 405 | $5,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 567 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 324 | $5,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 324 | $5,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 297 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 324 | $5,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 486 | $5,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 753 | $5,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 513 | $5,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 165 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 405 | $5,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 38 | $5,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 621 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 232 | $5,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 259 | $5,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 672 | $5,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 324 | $5,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 324 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,000 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 243 | $5,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 573 | $5,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 405 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 736 | $5,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 393 | $5,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,201 | $5,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 5,000 | $5,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,290 | $5,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 1,000 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS SRS B PRF | Y2188B124 | COM | 347 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $4,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 32 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 183 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 108 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 237 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 203 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 131 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 324 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 104 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 187 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 162 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 526 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $4,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 350 | $4,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 100 | $4,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 486 | $4,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 546 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,118 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 126 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 972 | $4,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 187 | $4,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,763 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 631 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,064 | $4,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 299 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 297 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,125 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 251 | $4,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,773 | $4,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 2,683 | $4,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 660 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 216 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,831 | $4,000 | thousands by filing date | |
| Southcrest Financial Group, Inc. | 84129X107 | Common | 450 | $4,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 223 | $4,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 2,726 | $4,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 6,800 | $4,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 2,389 | $4,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 482 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 7,000 | $4,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 600 | $4,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 200 | $4,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25 | $3,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 270 | $3,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 30 | $3,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 493 | $3,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30 | $3,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 99 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $3,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 243 | $3,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 230 | $3,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 40 | $3,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 405 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 243 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 243 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 243 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 243 | $3,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 243 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 72 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 324 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 324 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 243 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 243 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 648 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 210 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 28 | $3,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 162 | $3,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 162 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 405 | $3,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 243 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 243 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 162 | $3,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 500 | $3,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,037 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 26 | $3,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 855 | $3,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 84 | $3,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 260 | $3,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 2,000 | $3,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 400 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 243 | $3,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 324 | $3,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 293 | $3,000 | thousands by filing date | |
| NUVEEN PREFERRD AND INCM 2022 TRM CF | 46623C202 | COM | 162 | $3,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 300 | $3,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100 | $2,000 | thousands by filing date | put |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 162 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 200 | $2,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100 | $2,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 9 | $2,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 162 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 87 | $2,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 243 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 162 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 162 | $2,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 162 | $2,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 162 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 162 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 405 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 162 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 320 | $2,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 162 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 521 | $2,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 162 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 162 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 541 | $2,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 162 | $2,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 162 | $2,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 50 | $2,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 243 | $2,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 405 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 162 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 162 | $2,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 162 | $2,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 92 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 145 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 162 | $2,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 162 | $2,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 4,100 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 200 | $2,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,600 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 200 | $2,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 2,600 | $2,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 100 | $2,000 | thousands by filing date | |
| REGULUS RESOURCES ORD | 75915G100 | COM | 2,500 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 100 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 11 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 75 | $1,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $1,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 11 | $1,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 76 | $1,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5 | $1,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 50 | $1,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 7 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 250 | $1,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 6 | $1,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 25 | $1,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 369 | $1,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 85 | $1,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10 | $1,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 208 | $1,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 45 | $1,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 81 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 324 | $1,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 15 | $1,000 | thousands by filing date | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 36 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 162 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 162 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 63 | $1,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 33 | $1,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 162 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 50 | $1,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 243 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 162 | $1,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 40 | $1,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 100 | $1,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 162 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 81 | $1,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 162 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 33 | $1,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 20 | $1,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,234 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 205 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 81 | $1,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 20 | $1,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $1,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 81 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 300 | $1,000 | thousands by filing date | |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 575 | $1,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 100 | $1,000 | thousands by filing date | call |
| PHUNWARE INC | 71948P100 | COMMON | 400 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 500 | $1,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 48 | $1,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 455 | $1,000 | thousands by filing date | call |
| NXCHAIN INC | 629471103 | Common Stock | 800 | $1,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 200 | $1,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 100 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 80 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MYRIAD GENETICS INC | 62855J104 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 39 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 210 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DANA INC | 235825205 | COM | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 64 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON COS INC | 703395103 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MULTI-COLOR | 625383104 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bayer AG Spons ADR | 072730302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASPERS LTD | 631512209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSCORE INC | 20564W105 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 105 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000004 | this filing | 2019-07-24 | acceptance time not in the bulk data set |