13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 1,036 holding rows worth $339,693,000.
- Accession
- 0001742998-19-000004
- Filer
- CIK 1742998
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,036 entries on the cover page, a total value of $339,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $339,208,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANADARKO PETROLEUM CORP | 032511107 | COM | 694,018 | $48,969,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 253,543 | $47,605,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 443,203 | $40,969,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 113,330 | $11,602,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 273,918 | $9,014,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 716,201 | $8,859,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 266,950 | $7,226,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,525,945 | $7,173,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 701,478 | $7,120,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 47,646 | $5,272,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 510,497 | $3,956,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 78,150 | $3,620,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,726 | $3,268,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36,763 | $3,166,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 18,725 | $3,108,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 46,865 | $2,921,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 246,250 | $2,910,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,550,231 | $2,557,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 809,761 | $2,396,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 200,486 | $2,065,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 77,400 | $1,978,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 18,879 | $1,951,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 187,500 | $1,925,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 29,056 | $1,865,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,215 | $1,841,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,532 | $1,658,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 31,561 | $1,627,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 27,956 | $1,624,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 151,102 | $1,575,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,610 | $1,558,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 58,500 | $1,521,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 59,656 | $1,476,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 125,600 | $1,456,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,462 | $1,392,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 202,957 | $1,298,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,643 | $1,279,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 328,433 | $1,274,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 49,535 | $1,132,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 23,733 | $1,128,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 32,114 | $1,118,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 110,600 | $1,117,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 19,288 | $1,014,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,190 | $1,001,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 22,600 | $989,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 210,900 | $965,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,610 | $907,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 12,121 | $898,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23,251 | $897,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 280,000 | $884,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 16,478 | $864,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 382,000 | $844,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 6,329 | $839,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 51,000 | $832,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,896 | $818,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 85,109 | $817,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 23,997 | $781,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 34,811 | $772,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 49,350 | $768,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 82,065 | $764,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,649 | $746,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 200,000 | $736,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 430,000 | $726,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 74,700 | $724,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 107,821 | $721,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 25,954 | $707,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 27,800 | $705,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 43,605 | $697,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 68,686 | $658,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 10,000 | $654,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 62,500 | $651,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $645,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 80,517 | $641,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 28,850 | $634,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,051 | $612,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,761 | $576,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,778 | $574,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,737 | $572,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 55,026 | $562,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,500 | $553,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,434 | $551,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,106 | $550,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,703 | $542,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 134,400 | $526,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 26,000 | $521,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 7,320 | $507,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 6,776 | $502,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 62,810 | $497,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,500 | $496,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,420 | $495,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,230 | $478,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 15,104 | $468,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 9,550 | $458,000 | thousands by filing date | |
| WESDOME GOLD MINES LTD COM | 95083R100 | COM | 111,000 | $456,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 12,350 | $452,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,377 | $451,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,847 | $448,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 147,500 | $446,000 | thousands by filing date | |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 25,100 | $445,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 20,000 | $444,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 11,118 | $432,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 700,000 | $427,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 23,682 | $421,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,204 | $401,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,450 | $388,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,500 | $381,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 79,273 | $356,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,915 | $343,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,290 | $342,000 | thousands by filing date | |
| Empire National Bank | 291883106 | COM | 25,100 | $331,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 16,368 | $328,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 75,120 | $326,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 18,938 | $323,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 64,292 | $322,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 78,500 | $319,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,800 | $318,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 19,692 | $318,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 14,982 | $318,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 270,500 | $316,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,344 | $315,000 | thousands by filing date | |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 1,858,017 | $315,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 21,500 | $314,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 77,776 | $307,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,014 | $307,000 | thousands by filing date | |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 140,000 | $305,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,434 | $302,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 30,000 | $301,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 800 | $291,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,000 | $280,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 25,987 | $277,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,100 | $268,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,949 | $261,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 15,224 | $260,000 | thousands by filing date | |
| IANTHUS CAP HLDGS INC F | 45074T102 | COM | 76,418 | $258,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 693 | $254,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 5,000 | $252,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,930 | $243,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 98,155 | $240,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,900 | $236,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,045 | $233,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,000 | $231,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 784 | $229,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,890 | $229,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 13,391 | $228,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,219 | $226,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 23,868 | $226,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 36,710 | $222,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 18,664 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,213 | $221,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 7,300 | $215,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 10,038 | $214,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,100 | $208,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,416 | $204,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,782 | $203,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,500 | $202,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 134,757 | $202,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,300 | $201,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,469 | $201,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 6,041 | $200,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 47,954 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,000 | $198,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $197,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,883 | $197,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,869 | $195,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 8,868 | $192,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 22,009 | $192,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,982 | $191,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,301 | $190,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 42,499 | $188,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,942 | $187,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 700 | $185,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,000 | $185,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,000 | $183,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,596 | $182,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 12,000 | $182,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,300 | $175,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,182 | $175,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 47,942 | $175,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,296 | $174,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,500 | $171,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 10,000 | $171,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,250 | $170,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,800 | $167,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,500 | $166,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 970 | $165,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,461 | $165,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,000 | $165,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,490 | $160,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,872 | $159,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,800 | $158,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,000 | $158,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,000 | $156,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 16,794 | $156,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 7,000 | $154,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 759 | $150,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,500 | $149,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 15,000 | $146,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 8,000 | $145,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,868 | $144,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 115,440 | $144,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 20,617 | $142,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,344 | $140,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 10,000 | $139,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,358 | $138,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 4,000 | $138,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,000 | $137,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 9,555 | $134,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 27,500 | $131,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 12,971 | $131,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,165 | $130,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 4,033 | $129,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 100,901 | $129,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 4,094 | $127,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,354 | $127,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 3,708 | $126,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 4,250 | $126,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 8,409 | $125,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 11,861 | $125,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,200 | $124,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,500 | $124,000 | thousands by filing date | |
| ACREAGE HLDGS INC | 00489Y402 | COM | 7,500 | $123,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,400 | $122,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 4,401 | $119,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,000 | $118,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,919 | $118,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 3,441 | $118,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,724 | $118,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,203 | $118,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,761 | $117,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 6,088 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 924 | $116,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 644 | $116,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 850 | $113,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $111,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,106 | $111,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,000 | $110,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,800 | $109,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 68,600 | $109,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,350 | $108,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 8,500 | $108,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 2,500 | $107,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,939 | $106,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,782 | $106,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 693 | $106,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC COM | 67778H309 | Stock | 30,520 | $104,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,350 | $103,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,000 | $102,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,510 | $102,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 6,000 | $100,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 7,400 | $100,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 900 | $99,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 10,000 | $99,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,750 | $98,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 9,177 | $97,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 9,750 | $97,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 7,500 | $97,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 321 | $94,000 | thousands by filing date | |
| WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | P73684105 | WARR | 20,000 | $93,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 9,300 | $91,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,664 | $90,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,200 | $90,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,000 | $89,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 4,000 | $88,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,125 | $88,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 37,500 | $88,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,000 | $87,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,000 | $85,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,176 | $85,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 12,510 | $85,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 500 | $83,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 360 | $82,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 950 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,277 | $82,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 5,000 | $82,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 2,500 | $81,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 930 | $81,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 2,230 | $80,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,900 | $80,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,110 | $80,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,290 | $80,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 670 | $80,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,160 | $80,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 930 | $80,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 890 | $80,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,470 | $80,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,160 | $80,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 710 | $80,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 800 | $80,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 670 | $80,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,310 | $80,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $80,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 800 | $80,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 740 | $80,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,500 | $80,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,120 | $80,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,601 | $80,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,120 | $80,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 5,253 | $80,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,440 | $80,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,350 | $80,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 810 | $79,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 390 | $79,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 850 | $79,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 190 | $79,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 630 | $79,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 25,783 | $79,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 7,900 | $79,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,500 | $78,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 902 | $78,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,060 | $78,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 7,700 | $78,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 7,549 | $77,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 585 | $76,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 5,816 | $76,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 5,001 | $76,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 624 | $75,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $75,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 4,000 | $75,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 4,000 | $73,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 5,536 | $73,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 8,000 | $73,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,069 | $72,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,400 | $72,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,873 | $71,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 7,793 | $71,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2,259 | $71,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,983 | $70,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,458 | $70,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 18,464 | $70,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,500 | $70,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 7,103 | $70,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 400 | $68,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 5,000 | $68,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,800 | $68,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 6,079 | $68,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,303 | $68,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,200 | $67,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,000 | $67,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 5,162 | $66,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 30,000 | $65,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 6,542 | $64,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 2,209 | $63,000 | thousands by filing date | |
| BNCCORP | 055936108 | COM | 2,091 | $63,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 834 | $62,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 6,000 | $62,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,810 | $61,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 23,000 | $61,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 19,406 | $60,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,620 | $60,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 550 | $60,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 4,000 | $60,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 318 | $59,000 | thousands by filing date | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 4,340 | $59,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,000 | $57,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,200 | $57,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 4,223 | $56,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,885 | $56,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,500 | $55,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 4,953 | $54,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 400 | $54,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,489 | $54,000 | thousands by filing date | |
| HIG 6 PERP | 416518603 | PUBLIC | 2,000 | $53,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,000 | $52,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,692 | $52,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 179 | $51,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $51,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 588 | $51,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,506 | $51,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,000 | $50,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,224 | $50,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 298 | $49,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,435 | $49,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,000 | $49,000 | thousands by filing date | |
| MAIDEN HLDNG 7.125 SRS C NON CUM PRF | G5753U138 | COM | 10,000 | $49,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 425 | $48,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,333 | $48,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 91 | $47,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 360 | $47,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 947 | $47,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,732 | $47,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 648 | $46,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,818 | $46,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,000 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,250 | $43,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,220 | $43,000 | thousands by filing date | |
| GOLD COAST BANCORP ORD | 380569103 | COM | 3,501 | $43,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,000 | $42,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,664 | $42,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,423 | $42,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 36,000 | $41,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 15,000 | $40,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 2,785 | $40,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,000 | $40,000 | thousands by filing date | |
| Dixie Brands | 25545P103 | COM | 60,000 | $40,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 6,143 | $40,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 891 | $39,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 15,000 | $39,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,782 | $39,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 500 | $39,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 2,615 | $39,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,200 | $38,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,050 | $38,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,900 | $37,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,901 | $37,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 12,107 | $37,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 25,000 | $37,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 466 | $36,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 4,475 | $36,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50 | $36,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,781 | $36,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 652 | $35,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 251 | $35,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 344 | $35,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,390 | $35,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,250 | $34,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $34,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 898 | $34,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $34,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,040 | $33,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 600 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K190 | DAILY HIGH YLD | 2,000 | $32,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,773 | $31,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,240 | $31,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,500 | $31,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 118 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 351 | $30,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $30,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 567 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,944 | $30,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,327 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,804 | $30,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 1,200 | $30,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 400 | $29,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 658 | $29,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 62,747 | $29,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 700 | $28,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 815 | $28,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 212 | $28,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 138 | $28,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 567 | $28,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,828 | $28,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 174 | $27,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 498 | $27,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,539 | $27,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,193 | $27,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,240 | $27,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,025 | $26,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 516 | $25,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,019 | $25,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 972 | $25,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 424 | $25,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 6,000 | $25,000 | thousands by filing date | |
| TRAVELCENTERS AMERLLC SR | 894174200 | EQUITIES | 1,000 | $25,000 | thousands by filing date | |
| Synovus Financial Corp. | 87161C600 | COM | 1,000 | $25,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 150 | $24,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,500 | $24,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,318 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 792 | $24,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 106 | $23,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 599 | $23,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 180 | $23,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 243 | $23,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 22,550 | $23,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 4,000 | $23,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 43,576 | $23,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 537 | $22,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $22,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 300 | $22,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,800 | $22,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,800 | $22,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 700 | $21,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 186 | $20,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 88 | $20,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 424 | $19,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,215 | $19,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,250 | $19,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,250 | $19,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,500 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,025 | $19,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 700 | $19,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,087 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 324 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 567 | $18,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 138 | $18,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,296 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $18,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,928 | $18,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,523 | $17,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 852 | $17,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 312 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,522 | $17,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,095 | $17,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 567 | $16,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 400 | $16,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,270 | $16,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 100 | $16,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 166 | $16,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 300 | $16,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 529 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000004 | this filing | 2019-07-24 | acceptance time not in the bulk data set |