13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,811 holding rows worth $19,031,399,000.
- Accession
- 0001739439-21-000019
- Filer
- CIK 1739439
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 5,291 entries on the cover page, a total value of $19,031,399,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,031,399,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COVANTA HLDG CORP | 22282E102 | COM | 437 | $8,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 301 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 252 | $8,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 15 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 168 | $8,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 150 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 280 | $8,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 151 | $8,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $8,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,000 | $8,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,129 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,420 | $8,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 400 | $8,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 750 | $8,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 855 | $8,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 9,540 | $8,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2,777 | $8,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 1,300 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 186 | $7,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 437 | $7,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 136 | $7,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,000 | $7,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 60 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 149 | $7,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 500 | $7,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 700 | $7,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 185 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 209 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $7,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 175 | $7,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 94 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 308 | $7,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,200 | $7,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 361 | $7,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 441 | $7,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,312 | $7,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,000 | $7,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 206 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 299 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 125 | $7,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 89 | $7,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 66 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 216 | $7,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 86 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $7,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 143 | $7,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 342 | $7,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,073 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 130 | $7,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 161 | $7,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 293 | $7,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 750 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 339 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 69 | $7,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 325 | $7,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 168 | $7,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 375 | $7,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 400 | $7,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $7,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,114 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 500 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 655 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 516 | $7,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 150 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 802 | $7,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 7,000 | $7,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 5,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 284 | $7,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 9,764 | $7,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 4,000 | $7,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $6,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 50 | $6,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $6,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 91 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 49 | $6,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 109 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 98 | $6,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 724 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 388 | $6,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 59 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 300 | $6,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 476 | $6,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 275 | $6,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 873 | $6,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,000 | $6,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 20 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 140 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 285 | $6,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 517 | $6,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 357 | $6,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 95 | $6,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 74 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 193 | $6,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 403 | $6,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 146 | $6,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 150 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 131 | $6,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 610 | $6,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 27 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 205 | $6,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 657 | $6,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 286 | $6,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 61 | $6,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 98 | $6,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,407 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 487 | $6,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 42 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 204 | $6,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 213 | $6,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,023 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 267 | $6,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 90 | $6,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 100 | $6,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 397 | $6,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 372 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,012 | $6,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 39 | $6,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 142 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 126 | $6,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 267 | $6,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000 | $6,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 500 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 323 | $6,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 382 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,000 | $6,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,000 | $6,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,000 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,000 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,000 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 152 | $6,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $6,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,000 | $6,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 4,000 | $6,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 312 | $6,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,030 | $6,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,000 | $6,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,584 | $6,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 557 | $6,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,000 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 542 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 42 | $5,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 220 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,204 | $5,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 246 | $5,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 101 | $5,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 94 | $5,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 17 | $5,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 105 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 108 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 190 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 69 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 73 | $5,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 62 | $5,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 177 | $5,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 600 | $5,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 85 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 226 | $5,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 108 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 80 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 338 | $5,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 62 | $5,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 53 | $5,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 74 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 798 | $5,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 192 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $5,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 164 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 280 | $5,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 306 | $5,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 62 | $5,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 799 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,871 | $5,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 38 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 120 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 998 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 50 | $5,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 190 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 170 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 100 | $5,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 230 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $5,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 550 | $5,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 2,234 | $5,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 260 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 712 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 245 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,000 | $5,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 500 | $5,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 500 | $5,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $5,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 5,625 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 168 | $5,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 156 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 709 | $4,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 100 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 493 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 48 | $4,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 61 | $4,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 150 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 93 | $4,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 71 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 25 | $4,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 38 | $4,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 116 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 175 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 126 | $4,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 34 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 173 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 60 | $4,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 219 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 233 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 184 | $4,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 186 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 49 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $4,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 114 | $4,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 103 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 57 | $4,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 91 | $4,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 75 | $4,000 | thousands by filing date | |
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| ACUSHNET HLDGS CORP | 005098108 | COM | 113 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 101 | $4,000 | thousands by filing date | |
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| M/I HOMES INC | 55305B101 | COM | 75 | $4,000 | thousands by filing date | |
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| DESIGNER BRANDS INC | 250565108 | CL A | 334 | $4,000 | thousands by filing date | |
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| TENNECO INC | 880349105 | COM | 315 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 251 | $4,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 140 | $4,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 239 | $4,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 286 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 284 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 159 | $4,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 105 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,009 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $4,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,000 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 250 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 72 | $4,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 188 | $4,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 98 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 65 | $4,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 6,000 | $4,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 281 | $4,000 | thousands by filing date | |
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| IVERIC BIO INC | 46583P102 | COM | 300 | $4,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 405 | $4,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 319 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 179 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 500 | $4,000 | thousands by filing date | |
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| AZUL S A | 05501U106 | OPT | 200 | $4,000 | thousands by filing date | |
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| SOMALOGIC INC | 83444K105 | COM | 350 | $4,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 900 | $4,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 815 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $4,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 248 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 225 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 131 | $4,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 1,625 | $4,000 | thousands by filing date | |
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| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 129 | $4,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 270 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 500 | $4,000 | thousands by filing date | |
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| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 200 | $4,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 3,244 | $4,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 4,999 | $4,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 5,300 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288612 | INTRM GOV CR ETF | 34 | $3,000 | thousands by filing date | |
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| REGENCY CTRS CORP COM | 758849103 | REIT | 56 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 203 | $3,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 14 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 145 | $3,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 110 | $3,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 96 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 52 | $3,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 100 | $3,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 35 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 116 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 53 | $3,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 31 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 35 | $3,000 | thousands by filing date | |
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| HNI CORP COM | 404251100 | Stock | 96 | $3,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 232 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 48 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 37 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 173 | $3,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 81 | $3,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 91 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 150 | $3,000 | thousands by filing date | |
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| NETSCOUT SYS INC | 64115T104 | COM | 122 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 91 | $3,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 300 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 35 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 209 | $3,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 17 | $3,000 | thousands by filing date | |
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| ADDUS HOMECARE CORP | 006739106 | COM | 47 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $3,000 | thousands by filing date | |
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| CRA INTL INC | 12618T105 | COM | 32 | $3,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56 | $3,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 84 | $3,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 73 | $3,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 61 | $3,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 125 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 600 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $3,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 713 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 70 | $3,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 72 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 115 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 332 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 52 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 95 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 197 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 538 | $3,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 600 | $3,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
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| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $3,000 | thousands by filing date | |
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| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $3,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,000 | $3,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 20 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
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| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $3,000 | thousands by filing date | |
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| LIVEPERSON INC | 538146AB7 | BOND | 2,000 | $3,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 500 | $3,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,000 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,000 | $3,000 | thousands by filing date | |
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| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,520 | $3,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $3,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,000 | $3,000 | thousands by filing date | |
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| SHIFTPIXY INC | 82452L203 | COM NEW | 3,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
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| PLEXUS CORP COM | 729132100 | Stock | 33 | $2,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 111 | $2,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 249 | $2,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 61 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 52 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 49 | $2,000 | thousands by filing date | |
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| ICL GROUP LTD SHS | M53213100 | Stock | 331 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 105 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $2,000 | thousands by filing date | |
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| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44 | $2,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 23 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 241 | $2,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 63 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 36 | $2,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 229 | $2,000 | thousands by filing date | |
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| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 127 | $2,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 14 | $2,000 | thousands by filing date | |
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| NAVIENT CORPORATION COM | 63938C108 | Stock | 140 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 113 | $2,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 41 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $2,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 75 | $2,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 300 | $2,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 102 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20 | $2,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,889 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 12 | $2,000 | thousands by filing date | |
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| CHOICE HOTELS INTL INC | 169905106 | COM | 18 | $2,000 | thousands by filing date | |
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| NEXTDECADE CORP | 65342K105 | COM | 1,000 | $2,000 | thousands by filing date | |
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| ECHOSTAR CORP | 278768106 | CL A | 90 | $2,000 | thousands by filing date | |
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| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 80 | $2,000 | thousands by filing date | |
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| ST JOE CO | 790148100 | COM | 65 | $2,000 | thousands by filing date | |
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| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 67 | $2,000 | thousands by filing date | |
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| A10 NETWORKS INC | 002121101 | COM | 200 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 114 | $2,000 | thousands by filing date | |
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| GREEN PLAINS INC | 393222104 | COM | 64 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 133 | $2,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 61 | $2,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 253 | $2,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 70 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $2,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 77 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 79 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 63 | $2,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 760 | $2,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 100 | $2,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 433 | $2,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 50 | $2,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 100 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 232 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 85 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,000 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27 | $2,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 41 | $2,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 1,250 | $2,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 59 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 225 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $2,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 413 | $2,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 498 | $2,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 45 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000019 | this filing | 2021-11-12 | acceptance time not in the bulk data set |