13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,811 holding rows worth $19,031,399,000.
- Accession
- 0001739439-21-000019
- Filer
- CIK 1739439
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 5,291 entries on the cover page, a total value of $19,031,399,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,031,399,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LKQ CORP COM | 501889208 | Stock | 496 | $24,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,012 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 219 | $24,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 836 | $24,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 847 | $24,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,539 | $24,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 750 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $24,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 702 | $24,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,140 | $24,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 15,000 | $24,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,300 | $24,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 2,500 | $24,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 2,500 | $24,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 667 | $23,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 551 | $23,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 350 | $23,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 320 | $23,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 473 | $23,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,130 | $23,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,073 | $23,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 83 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 435 | $23,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,100 | $23,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 695 | $23,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 21,000 | $23,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,700 | $23,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 900 | $23,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 552 | $23,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 34,800 | $23,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 190 | $22,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 991 | $22,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 27 | $22,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 663 | $22,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 373 | $22,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 927 | $22,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 873 | $22,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 610 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 411 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 121 | $22,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,372 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 446 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 500 | $22,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 832 | $22,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,038 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 850 | $22,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 696 | $22,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,000 | $22,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 419 | $22,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 5,500 | $22,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 471 | $21,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,200 | $21,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 842 | $21,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 874 | $21,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 434 | $21,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 149 | $21,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 367 | $21,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 263 | $21,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 471 | $21,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 621 | $21,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 473 | $21,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,500 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 871 | $21,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,580 | $21,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 601 | $21,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 917 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 183 | $21,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,605 | $21,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 858 | $21,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 782 | $21,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,300 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,500 | $21,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,602 | $21,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 200 | $21,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 491 | $21,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,606 | $21,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 250 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 341 | $21,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,700 | $21,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,220 | $21,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,250 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $21,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 427 | $21,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,281 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 388 | $20,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,176 | $20,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 870 | $20,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 250 | $20,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 597 | $20,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,375 | $20,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 214 | $20,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 225 | $20,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,224 | $20,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 527 | $20,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 450 | $20,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,400 | $20,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,357 | $20,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,896 | $20,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 431 | $20,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 74,150 | $20,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,000 | $20,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 150 | $19,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $19,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 207 | $19,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,500 | $19,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 202 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 154 | $19,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,046 | $19,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 171 | $19,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,811 | $19,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 417 | $19,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 209 | $19,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,000 | $19,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 394 | $19,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $19,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $19,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 896 | $19,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 157 | $18,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $18,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 55 | $18,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 80 | $18,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 121 | $18,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 559 | $18,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 773 | $18,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 199 | $18,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 795 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 290 | $18,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 121 | $18,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 1,347 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,167 | $18,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,679 | $18,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 615 | $18,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 72 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,015 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 437 | $18,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 8,629 | $18,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $18,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,000 | $18,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 924 | $18,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 178 | $17,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 279 | $17,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $17,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 400 | $17,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,028 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 250 | $17,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,084 | $17,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 255 | $17,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 413 | $17,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 127 | $17,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 103 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,120 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,878 | $17,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 750 | $17,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 477 | $17,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 662 | $17,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,991 | $17,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 312 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,078 | $17,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,000 | $17,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 428 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 808 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 259 | $17,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 327 | $17,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,576 | $17,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,353 | $17,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 1,850 | $17,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,272 | $17,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,304 | $17,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 327 | $16,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 348 | $16,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,811 | $16,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 751 | $16,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 648 | $16,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 215 | $16,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 411 | $16,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,524 | $16,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 88 | $16,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 215 | $16,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 500 | $16,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 185 | $16,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 515 | $16,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 427 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 432 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 264 | $16,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 300 | $16,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,530 | $16,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 81 | $16,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 346 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 922 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 400 | $16,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 788 | $16,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 75,231 | $16,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 430 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 788 | $15,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 148 | $15,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 324 | $15,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 626 | $15,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 293 | $15,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 90 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,013 | $15,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 407 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 98 | $15,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 359 | $15,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 350 | $15,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 1,200 | $15,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 69 | $15,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 277 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 300 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,040 | $15,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 435 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 313 | $15,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 333 | $15,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $15,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 839 | $15,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 230 | $15,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,200 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,379 | $15,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 303 | $15,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 158 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3 | $14,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 264 | $14,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 319 | $14,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 433 | $14,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 381 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 500 | $14,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 280 | $14,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 664 | $14,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,001 | $14,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 301 | $14,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 602 | $14,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 288 | $14,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 197 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 197 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 399 | $14,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 346 | $14,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 700 | $14,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 600 | $14,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 241 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 380 | $14,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,000 | $14,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 432 | $14,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 517 | $14,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 179 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 12,000 | $14,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,500 | $14,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 431 | $13,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 365 | $13,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 440 | $13,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 359 | $13,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,708 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 172 | $13,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $13,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,224 | $13,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 215 | $13,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 74 | $13,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,166 | $13,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 149 | $13,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 365 | $13,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 684 | $13,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 743 | $13,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 583 | $13,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,189 | $13,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,509 | $13,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 796 | $13,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 141 | $13,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 168 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 546 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 988 | $13,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $13,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,714 | $13,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 817 | $13,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,083 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 624 | $13,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 5,800 | $13,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,564 | $13,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 14,000 | $13,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,654 | $13,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $13,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 11,237 | $13,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 5,000 | $13,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 819 | $12,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 520 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 429 | $12,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 154 | $12,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 550 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 108 | $12,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 616 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 215 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 360 | $12,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 148 | $12,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 300 | $12,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 700 | $12,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 85 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 400 | $12,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 102 | $12,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 184 | $12,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,450 | $12,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 414 | $12,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 450 | $12,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 403 | $12,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 562 | $12,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $12,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 500 | $12,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 782 | $12,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,700 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 243 | $12,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 327 | $12,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 493 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 205 | $12,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 170 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 303 | $12,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 601 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 251 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $12,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $12,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 890 | $12,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 633 | $12,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 13,240 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 396 | $12,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $12,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,817 | $12,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 192 | $11,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 350 | $11,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 304 | $11,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 216 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 175 | $11,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $11,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160 | $11,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 584 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 223 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 231 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 512 | $11,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,100 | $11,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,500 | $11,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 866 | $11,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 185 | $11,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 698 | $11,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 122 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,324 | $11,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 156 | $11,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 275 | $11,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 164 | $11,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,160 | $11,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,130 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 571 | $11,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 97 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 157 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,249 | $11,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 552 | $11,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 628 | $11,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 429 | $11,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,660 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 394 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,540 | $11,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 8,000 | $11,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,700 | $11,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 315 | $11,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,000 | $11,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 700 | $11,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 13,920 | $11,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 500 | $11,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 5,000 | $11,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 570 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 132 | $10,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 125 | $10,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 184 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 327 | $10,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 500 | $10,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 531 | $10,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 200 | $10,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 200 | $10,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 292 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,462 | $10,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 500 | $10,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 158 | $10,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,666 | $10,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 181 | $10,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $10,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 191 | $10,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 714 | $10,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,145 | $10,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 831 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 189 | $10,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 239 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 836 | $10,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 257 | $10,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 1,500 | $10,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 700 | $10,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 216 | $10,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,165 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 500 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 330 | $10,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 393 | $10,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 439 | $10,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,035 | $10,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $10,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 950 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 1,150 | $10,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 552 | $10,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 300 | $10,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1,000 | $10,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $10,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 10,226 | $10,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 19,600 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 427 | $10,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 1,000 | $10,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 1,000 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 10,000 | $10,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 1,013 | $10,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $9,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 814 | $9,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 869 | $9,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 194 | $9,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $9,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 85 | $9,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 62 | $9,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 91 | $9,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100 | $9,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 66 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 500 | $9,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 327 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 600 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 211 | $9,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 77 | $9,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 106 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 174 | $9,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 573 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 347 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,323 | $9,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,765 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $9,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 646 | $9,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 234 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 208 | $9,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 402 | $9,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 408 | $9,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 5,333 | $9,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 10,000 | $9,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 526 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 719 | $9,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 643 | $9,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 90 | $9,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 466 | $9,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 253 | $9,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 614 | $9,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 625 | $9,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 1,000 | $9,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 811 | $9,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 1,349 | $9,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,250 | $9,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 11,960 | $9,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 1,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $9,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 935 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 222 | $8,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 225 | $8,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 435 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 160 | $8,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 598 | $8,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 105 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 358 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 135 | $8,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 438 | $8,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 290 | $8,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 241 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,858 | $8,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 159 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,693 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 350 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 518 | $8,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 86 | $8,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 177 | $8,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 420 | $8,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 1,427 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 757 | $8,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 200 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 190 | $8,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $8,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 504 | $8,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 237 | $8,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,750 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 650 | $8,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $8,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 440 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000019 | this filing | 2021-11-12 | acceptance time not in the bulk data set |