13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,811 holding rows worth $19,031,399,000.
- Accession
- 0001739439-21-000019
- Filer
- CIK 1739439
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 5,291 entries on the cover page, a total value of $19,031,399,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,031,399,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,282 | $68,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 886 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,540 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,034 | $68,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 604 | $68,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 3,004 | $68,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,410 | $68,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 4,043 | $67,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 453 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 3,225 | $67,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,975 | $66,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,346 | $66,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,690 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 404 | $66,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 5,000 | $66,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,426 | $66,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,298 | $65,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,165 | $65,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,710 | $65,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 536 | $65,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 332 | $65,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,295 | $65,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 4,800 | $65,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 315 | $64,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,365 | $64,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 2,567 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,156 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,165 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,352 | $64,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,261 | $64,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,246 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,994 | $64,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 2,580 | $64,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,340 | $63,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 1,040 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,925 | $63,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,579 | $63,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,615 | $63,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,250 | $63,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,563 | $63,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,397 | $63,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,177 | $62,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 2,245 | $62,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,408 | $62,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 543 | $62,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 3,198 | $62,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 8,000 | $62,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 11,550 | $62,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 393 | $61,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 521 | $61,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 868 | $61,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 599 | $61,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 7,450 | $61,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,857 | $60,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,895 | $60,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,004 | $60,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 2,200 | $60,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,000 | $60,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 9,125 | $60,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,000 | $60,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 6,000 | $60,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,854 | $59,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 612 | $59,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 650 | $59,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,345 | $59,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 1,195 | $59,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 4,850 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1,870 | $59,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,080 | $59,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 4,000 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 2,080 | $58,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,999 | $58,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,571 | $58,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,122 | $57,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 126 | $57,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 908 | $57,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 7,383 | $57,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 901 | $57,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 32 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 2,045 | $57,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 7,500 | $57,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,625 | $56,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 1,300 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 850 | $56,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,143 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 855 | $56,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,584 | $56,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,515 | $56,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,650 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 11,937 | $56,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 316 | $55,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 819 | $55,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 552 | $55,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,056 | $55,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,350 | $55,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 6,982 | $55,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 5,505 | $55,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 3,380 | $54,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,084 | $54,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,800 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 570 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $54,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 1,015 | $54,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,121 | $54,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,015 | $54,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,500 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 602 | $54,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 5,455 | $54,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,055 | $54,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,350 | $54,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,260 | $53,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 383 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,536 | $53,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1,911 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,757 | $53,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 1,300 | $53,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 5,006 | $53,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 6,500 | $53,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 958 | $52,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 852 | $52,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,573 | $52,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,790 | $52,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,095 | $52,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 1,899 | $52,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $52,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 430 | $51,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,725 | $51,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 623 | $51,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 846 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,076 | $51,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 462 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,502 | $51,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 5,000 | $51,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 660 | $51,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 503 | $51,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,300 | $51,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 5,000 | $51,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 600 | $50,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,069 | $50,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 919 | $50,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 932 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 806 | $50,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,691 | $50,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 850 | $50,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $50,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 175 | $49,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 237 | $49,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 8,069 | $49,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,078 | $49,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,172 | $49,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,886 | $49,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,150 | $49,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 1,000 | $49,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 5,000 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,992 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,974 | $49,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 5,000 | $49,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 5,000 | $49,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 479 | $48,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 506 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 254 | $48,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,715 | $48,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 349 | $48,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,126 | $48,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 580 | $48,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,800 | $48,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 6,000 | $48,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,346 | $48,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,539 | $48,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 868 | $47,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 2,050 | $47,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,648 | $47,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 7,750 | $47,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 3,008 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 470 | $46,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,000 | $46,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 46,079 | $46,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 603 | $45,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 947 | $45,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,385 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 461 | $45,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,161 | $45,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,441 | $45,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 5,450 | $45,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 639 | $45,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 5,718 | $45,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 371 | $45,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,224 | $45,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,959 | $45,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 552 | $44,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,218 | $44,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,485 | $44,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 405 | $44,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 741 | $44,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 6,139 | $44,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,972 | $44,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,263 | $44,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 815 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,500 | $44,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $44,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,820 | $44,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 4,500 | $44,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 772 | $43,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,436 | $43,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 661 | $43,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 415 | $43,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,229 | $43,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,489 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 500 | $43,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 3,300 | $43,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 850 | $42,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,875 | $42,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 220 | $42,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,037 | $42,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,475 | $42,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,769 | $42,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,685 | $42,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 299 | $42,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 2,750 | $42,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 1,170 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 851 | $42,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 49,700 | $42,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,300 | $41,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 514 | $41,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,500 | $41,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 275 | $41,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,014 | $41,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 723 | $41,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,615 | $41,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 884 | $41,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 1,501 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,622 | $41,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,000 | $41,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,560 | $41,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 557 | $41,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 253 | $40,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,795 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 605 | $40,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 683 | $40,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 155 | $40,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 908 | $40,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,100 | $40,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $40,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 1,550 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 682 | $40,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 3,500 | $40,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 769 | $40,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 564 | $40,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 40,000 | $40,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,387 | $40,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 629 | $39,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 249 | $39,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 152 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 644 | $39,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,238 | $39,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 5,151 | $39,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,035 | $39,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 910 | $39,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 279 | $39,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,353 | $39,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,100 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,500 | $39,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,000 | $39,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,001 | $38,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,524 | $38,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 489 | $38,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 3,156 | $38,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 451 | $38,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 448 | $38,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,692 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $38,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,911 | $38,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $38,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,818 | $38,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 2,936 | $38,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,688 | $38,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $38,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 416 | $38,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,000 | $38,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,379 | $38,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $38,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 733 | $37,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $37,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $37,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,000 | $37,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 546 | $37,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,700 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $37,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 833 | $37,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 928 | $36,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 293 | $36,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 883 | $36,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 451 | $36,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 397 | $36,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 256 | $36,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,500 | $36,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 298 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,138 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 583 | $36,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,105 | $36,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 254 | $36,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,932 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 397 | $36,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 929 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,508 | $36,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,298 | $36,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,335 | $36,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $36,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 649 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 1,020 | $36,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 3,750 | $36,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,003 | $35,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 479 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,120 | $35,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,011 | $35,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 2,730 | $35,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 778 | $35,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,990 | $35,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,875 | $35,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 541 | $35,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 5,350 | $34,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 216 | $34,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 138 | $34,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,335 | $34,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,200 | $34,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,365 | $34,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,500 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 497 | $34,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,800 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,159 | $34,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 8,734 | $34,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,800 | $34,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 9,208 | $34,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 4,000 | $34,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 591 | $33,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,288 | $33,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 368 | $33,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 413 | $33,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,120 | $33,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $33,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 750 | $33,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 379 | $33,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,427 | $33,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,612 | $33,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,775 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 377 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 352 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 484 | $33,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 4,075 | $33,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,373 | $33,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 40,160 | $33,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 367 | $32,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 114 | $32,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 397 | $32,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,528 | $32,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 22,000 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $32,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $32,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 500 | $32,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 563 | $32,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 209 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 620 | $32,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,752 | $32,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 837 | $32,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 700 | $32,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,169 | $32,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 9,474 | $32,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 3,379 | $32,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,319 | $32,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 3,000 | $32,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 6,000 | $32,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $32,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 637 | $32,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 400 | $31,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 463 | $31,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,403 | $31,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 646 | $31,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 1,444 | $31,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 577 | $31,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 360 | $31,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,000 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,000 | $31,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 7,000 | $31,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 4,500 | $31,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $31,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,000 | $31,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 550 | $30,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 646 | $30,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 195 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,000 | $30,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 396 | $30,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 227 | $30,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 1,050 | $30,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 735 | $30,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $30,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,111 | $30,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $30,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 1,078 | $30,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 537 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 542 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,000 | $30,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,700 | $30,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,350 | $30,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 523 | $30,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,700 | $29,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 347 | $29,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 495 | $29,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 596 | $29,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 1,394 | $29,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 644 | $29,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 226 | $29,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 906 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 1,000 | $29,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,500 | $29,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 477 | $29,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 546 | $29,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 217 | $29,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,006 | $29,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 281 | $29,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,574 | $29,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 673 | $28,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 724 | $28,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 363 | $28,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 552 | $28,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 162 | $28,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 9,491 | $28,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 708 | $28,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 160 | $28,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 613 | $28,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 587 | $28,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 3,500 | $28,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 1,500 | $28,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,070 | $28,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 833 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 763 | $28,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,273 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 364 | $28,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 28,000 | $28,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,750 | $28,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 18,730 | $28,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,200 | $28,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 3,300 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 977 | $28,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,680 | $27,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 313 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 86 | $27,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,913 | $27,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 345 | $27,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 576 | $27,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 300 | $27,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 1,132 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 200 | $27,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 113 | $27,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 200 | $27,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,080 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,750 | $27,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,270 | $27,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 585 | $27,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 748 | $27,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 511 | $27,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 350 | $26,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 925 | $26,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 141 | $26,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 719 | $26,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 909 | $26,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 555 | $26,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,011 | $26,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 774 | $26,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 320 | $26,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 698 | $26,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,000 | $26,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,700 | $26,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,600 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 23,000 | $26,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 763 | $26,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 250 | $25,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 681 | $25,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 546 | $25,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 762 | $25,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 820 | $25,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 227 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,003 | $25,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $25,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 638 | $25,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 797 | $25,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 217 | $25,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 142 | $25,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,640 | $25,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 94 | $25,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $25,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 404 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,254 | $25,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,034 | $25,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,000 | $25,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 883 | $24,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 308 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000019 | this filing | 2021-11-12 | acceptance time not in the bulk data set |