13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,716 holding rows worth $10,675,002,000.
- Accession
- 0001739439-20-000022
- Filer
- CIK 1739439
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,455 entries on the cover page, a total value of $10,675,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,675,002,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXOSFINLINC | 05465C100 | STOK | 452 | $10,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 387 | $10,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 467 | $10,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 86 | $10,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 351 | $10,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 438 | $10,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 270 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 55 | $10,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 358 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 342 | $10,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 181 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 90 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 123 | $10,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 208 | $10,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 632 | $10,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,034 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 246 | $10,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 344 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,029 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,035 | $10,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 465 | $10,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 384 | $10,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,500 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 366 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 750 | $10,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 635 | $10,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 344 | $10,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 963 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 600 | $10,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $10,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 270 | $9,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $9,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 246 | $9,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $9,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 175 | $9,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 49 | $9,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 245 | $9,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 450 | $9,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 336 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 100 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 354 | $9,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 213 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 137 | $9,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 123 | $9,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 239 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,077 | $9,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 310 | $9,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,010 | $9,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 367 | $9,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 6,450 | $9,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 7,500 | $9,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 239 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $9,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,000 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 70 | $8,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 400 | $8,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 402 | $8,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 471 | $8,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $8,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 145 | $8,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 58 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 94 | $8,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $8,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 69 | $8,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 754 | $8,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 151 | $8,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 160 | $8,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 295 | $8,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 104 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 969 | $8,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 771 | $8,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 402 | $8,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 216 | $8,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,567 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 280 | $8,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 331 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,491 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 175 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 114 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 854 | $8,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 776 | $8,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 500 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 988 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 270 | $8,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 572 | $8,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 467 | $8,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,022 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 383 | $8,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 227 | $8,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,686 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,361 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,965 | $7,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 644 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 635 | $7,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 145 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 164 | $7,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 207 | $7,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 250 | $7,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 105 | $7,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 221 | $7,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $7,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 110 | $7,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,500 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $7,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 98 | $7,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 737 | $7,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 185 | $7,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 754 | $7,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 914 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 336 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 162 | $7,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 750 | $7,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $7,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 899 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 713 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 373 | $7,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $7,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 303 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 357 | $7,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 838 | $7,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 314 | $7,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 692 | $7,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 542 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 351 | $7,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 5,896 | $7,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 95 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 85 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 445 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 90 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 436 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,254 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,026 | $6,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $6,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 74 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 40 | $6,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 150 | $6,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300 | $6,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 583 | $6,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 194 | $6,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 331 | $6,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 600 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 100 | $6,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 250 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 495 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 320 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,013 | $6,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 22 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 151 | $6,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 131 | $6,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 380 | $6,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,021 | $6,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 180 | $6,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 54 | $6,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,260 | $6,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 463 | $6,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 216 | $6,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 315 | $6,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 325 | $6,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 400 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 300 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 339 | $6,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 113 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 223 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 198 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 191 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 242 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 539 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 256 | $6,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $6,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 250 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 699 | $6,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,482 | $6,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 449 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 613 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $6,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 271 | $6,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 41 | $5,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 182 | $5,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 187 | $5,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 279 | $5,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 262 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 200 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,222 | $5,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 44 | $5,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 583 | $5,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 355 | $5,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 133 | $5,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 41 | $5,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 268 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 244 | $5,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 80 | $5,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 75 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 54 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 40 | $5,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 19 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 86 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 330 | $5,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $5,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 794 | $5,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 319 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 205 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 135 | $5,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 277 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 214 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 390 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 75 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 97 | $5,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 483 | $5,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 157 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 503 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 239 | $5,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 809 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 77 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,548 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 79 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 126 | $5,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,000 | $5,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34 | $5,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 1,868 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,540 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $5,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $5,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 450 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 457 | $5,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 201 | $5,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 400 | $5,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 283 | $5,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 735 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 105 | $5,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,000 | $5,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 5,000 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 26 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 121 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 203 | $4,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,826 | $4,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 383 | $4,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 70 | $4,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 161 | $4,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 63 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 74 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 51 | $4,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 73 | $4,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 53 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 281 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 181 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 60 | $4,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 149 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 71 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 101 | $4,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 326 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 166 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 298 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 292 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 349 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,225 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 497 | $4,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 59 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 81 | $4,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 500 | $4,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 54 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 34 | $4,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 639 | $4,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 25 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,120 | $4,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 350 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 857 | $4,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 43 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 62 | $4,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 232 | $4,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 66 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 194 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 149 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 730 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 59 | $4,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 200 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $4,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $4,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 310 | $4,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,000 | $4,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 442 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 203 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 6,234 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,100 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,425 | $4,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,267 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 85 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 540 | $3,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 59 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 350 | $3,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 75 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 125 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 275 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 207 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10 | $3,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 97 | $3,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 83 | $3,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 41 | $3,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 46 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 102 | $3,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 96 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 205 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 293 | $3,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 30 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 36 | $3,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 85 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 120 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 504 | $3,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 127 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 142 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 59 | $3,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,236 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 271 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 156 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 129 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 157 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 504 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 151 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 81 | $3,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 86 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 232 | $3,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 72 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 419 | $3,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 88 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 78 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 866 | $3,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 4,730 | $3,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 87 | $3,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 145 | $3,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 242 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 725 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 198 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,000 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 718 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 294 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 58 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 72 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $3,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $3,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 145 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 264 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 515 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 155 | $3,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 49 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 250 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 400 | $3,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 100 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 356 | $3,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 189 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,500 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 372 | $3,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 11,500 | $3,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 60 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 125 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $2,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 73 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 466 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 255 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 51 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 59 | $2,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 816 | $2,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 46 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 125 | $2,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 100 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 46 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 47 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 178 | $2,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 104 | $2,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 329 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 29 | $2,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $2,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 36 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 71 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 79 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 147 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 360 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 79 | $2,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 50 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 329 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 143 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 194 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 290 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,064 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 332 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 41 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 65 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 139 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $2,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 98 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $2,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 340 | $2,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 53 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 169 | $2,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 60 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 119 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,900 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 154 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 25,000 | $2,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $1,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 78 | $1,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 58 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 33 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 771 | $1,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 39 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 79 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 34 | $1,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 13 | $1,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 35 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 19 | $1,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 50 | $1,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 17 | $1,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 421 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 7 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 350 | $1,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 28 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8 | $1,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 25 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 24 | $1,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 24 | $1,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 48 | $1,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 24 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 11 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 21 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 169 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 81 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 101 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 72 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 25 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 64 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 89 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 14 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 37 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 18 | $1,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 18 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 24 | $1,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 65 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 300 | $1,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 59 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 29 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30 | $1,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 14 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 31 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $1,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 58 | $1,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 15 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 130 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000022 | this filing | 2020-11-13 | acceptance time not in the bulk data set |