13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,716 holding rows worth $10,675,002,000.
- Accession
- 0001739439-20-000022
- Filer
- CIK 1739439
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,455 entries on the cover page, a total value of $10,675,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,675,002,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 29 | $1,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 53 | $1,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16 | $1,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 47 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 19 | $1,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $1,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 34 | $1,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 132 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 49 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 96 | $1,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 200 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 593 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 109 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 142 | $1,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 30 | $1,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 25 | $1,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 25 | $1,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 65 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 18 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 11 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 521 | $1,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 52 | $1,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 11 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 70 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 59 | $1,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 138 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $1,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 191 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 230 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 413 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 157 | $1,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 235 | $1,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 155 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 143 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 26 | $1,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 33 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 17 | $1,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 144 | $1,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 399 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,141 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,800 | $1,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 376 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 193 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 96 | $1,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 300 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 150 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMONADEINC | 52567D107 | STOK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPARFUMS INC COM | 458334109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATX CORP COM | 361448103 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP COM | 92840M102 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHROCK INC | 03957W106 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWSERVE CORP | 34354P105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUSTMARK CORP | 898402102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1ST FINL BANCORP | 320209109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAR CORP | 000361105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBANY INTL CORP | 012348108 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW ELECTRS INC | 042735100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD NATL BANCORP IND | 680033107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVANTA INC | 67000B104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND FINL CORP | 511656100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVANOVA PLC | G5509L101 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTIVE INS GROUP INC | 816300107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIS BANCORP | 03076K108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERQUOTE INC | 30041R108 | COM CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FB FINL CORP | 30257X104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIRBY CORP | 497266106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULAR INC | 733174700 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW | 422806208 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,716 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESBANCO INC | 950810101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASAT INC | 92552V100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSFS FINL CORP | 929328102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HACKETT GROUP INC | 404609109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY USD0.01 | 20369C106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDERSON FARMS | 800013104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEELCASE INC-CLASS A | 858155203 | CL A | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERESCO INC | 02361E108 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAMPS COM INC | 852857200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELBILT INC | 949090104 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD INDS INC | 691497309 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATKORE INC | 047649108 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVETRUS INC | 22304C100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVIS CORP | 194014106 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS KKR CAP CORP II | 35952V303 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 512 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,726 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVMK INC | 78489X103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 6,501 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000022 | this filing | 2020-11-13 | acceptance time not in the bulk data set |