13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,716 holding rows worth $10,675,002,000.
- Accession
- 0001739439-20-000022
- Filer
- CIK 1739439
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,455 entries on the cover page, a total value of $10,675,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,675,002,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CORP | 35137L204 | CL B COM | 8,138 | $227,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,552 | $227,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,954 | $227,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,310 | $226,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,353 | $224,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,857 | $223,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,960 | $223,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,101 | $223,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,420 | $222,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,313 | $222,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,138 | $221,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 20,900 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,675 | $220,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,867 | $219,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,986 | $219,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,406 | $218,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,854 | $217,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,808 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,746 | $217,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,367 | $216,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 886 | $214,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,401 | $214,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 11,630 | $214,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,950 | $214,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,878 | $213,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,541 | $210,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,127 | $210,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 18,720 | $209,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,837 | $208,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,187 | $208,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 30,445 | $208,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,000 | $208,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,095 | $207,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 25,931 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,712 | $206,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,750 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,363 | $204,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,009 | $203,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,000 | $203,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,707 | $202,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 8,422 | $200,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,916 | $199,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,626 | $199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 6,089 | $198,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,027 | $197,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,017 | $196,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,892 | $196,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,027 | $195,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,527 | $195,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,243 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 2,280 | $192,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,613 | $191,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 4,524 | $190,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,602 | $190,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 18,931 | $189,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,850 | $188,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,844 | $188,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,273 | $186,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,629 | $186,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,270 | $184,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,762 | $183,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,820 | $183,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,150 | $182,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 626 | $182,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,434 | $181,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,330 | $181,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $181,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,247 | $179,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,170 | $179,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,973 | $178,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,435 | $178,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,452 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,000 | $178,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,146 | $177,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31,090 | $177,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,632 | $177,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,169 | $177,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 4,378 | $176,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 149 | $175,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 21,212 | $175,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 35,285 | $175,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,343 | $174,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,149 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,000 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 8,025 | $174,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 20,305 | $173,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,391 | $172,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 2,254 | $172,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 26,000 | $172,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,284 | $172,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 9,204 | $171,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 879 | $170,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,080 | $170,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 18,500 | $170,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 37,144 | $170,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,931 | $169,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,484 | $169,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,743 | $169,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 6,086 | $168,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,671 | $167,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 639 | $167,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,350 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,000 | $167,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,791 | $165,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,669 | $164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,000 | $164,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,215 | $163,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,658 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,203 | $163,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,664 | $162,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,825 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,288 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,023 | $161,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,118 | $160,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,342 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,522 | $160,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,568 | $160,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,321 | $157,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,297 | $156,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,445 | $156,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,850 | $155,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,154 | $155,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 35,016 | $154,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,253 | $154,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,270 | $154,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 4,320 | $153,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 5,016 | $153,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,335 | $153,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,378 | $152,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 1,630 | $152,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,696 | $151,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,450 | $151,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,321 | $149,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 920 | $149,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,169 | $148,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 9,229 | $148,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 26,300 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,974 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,019 | $147,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,204 | $146,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,039 | $146,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,017 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,429 | $146,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 6,523 | $146,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,350 | $145,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,280 | $145,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,782 | $145,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 626 | $144,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,360 | $144,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,500 | $144,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,403 | $143,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,239 | $143,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,585 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,518 | $141,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 22,995 | $141,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 3,286 | $140,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,317 | $139,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 5,001 | $139,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 855 | $139,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,939 | $139,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,737 | $138,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,542 | $137,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,055 | $136,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,118 | $136,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,099 | $136,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 15,215 | $135,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 6,174 | $134,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,090 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 4,000 | $133,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,528 | $133,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,000 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,767 | $132,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,787 | $130,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,000 | $130,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,242 | $129,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 5,561 | $129,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,902 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,346 | $127,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 15,631 | $127,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,282 | $126,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,435 | $126,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 35,849 | $126,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,669 | $124,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,567 | $124,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 6,823 | $123,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,056 | $123,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 36,241 | $123,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,146 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 9,500 | $122,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 9,735 | $121,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,357 | $120,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,440 | $120,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,734 | $120,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,579 | $119,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 9,912 | $119,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 407 | $118,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 608 | $118,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,138 | $118,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,442 | $118,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,300 | $117,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 329 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,912 | $117,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,454 | $116,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 726 | $116,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,327 | $116,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 2,591 | $115,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,402 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 794 | $115,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,111 | $115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 6,112 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 3,400 | $114,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,008 | $113,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 3,102 | $112,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,797 | $112,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 50,000 | $112,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 508 | $111,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 424 | $111,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,432 | $111,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,043 | $111,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 3,833 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,935 | $111,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 840 | $110,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,000 | $110,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 251 | $109,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 314 | $109,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 889 | $108,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,139 | $108,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,963 | $108,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,293 | $107,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,751 | $107,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,600 | $107,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,461 | $107,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,200 | $107,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,371 | $107,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 342 | $106,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 22,100 | $106,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,000 | $105,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,600 | $105,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,288 | $105,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 4,762 | $105,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 123 | $104,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,273 | $104,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,975 | $103,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,195 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,281 | $103,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 9,500 | $102,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 30,000 | $102,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 2,565 | $101,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 934 | $101,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 842 | $101,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 7,743 | $101,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,789 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,112 | $100,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,185 | $100,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 927 | $100,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 7,054 | $100,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 2,335 | $100,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,000 | $100,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 800 | $99,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 773 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 3,229 | $99,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,399 | $99,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,030 | $99,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,110 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,280 | $97,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 381 | $97,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,257 | $97,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 910 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,195 | $97,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 824 | $97,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 837 | $97,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 1,766 | $97,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,480 | $96,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,017 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 488 | $95,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 12,262 | $95,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 1,195 | $95,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,020 | $95,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 673 | $95,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,090 | $95,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 919 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,026 | $94,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $94,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,370 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,450 | $93,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,512 | $92,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,796 | $92,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,072 | $92,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 831 | $92,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,132 | $91,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 3,532 | $91,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,931 | $90,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 608 | $90,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,195 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 8,000 | $90,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,639 | $90,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,423 | $90,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 637 | $89,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,500 | $89,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,432 | $89,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,626 | $89,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 6,500 | $89,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 773 | $88,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 8,438 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,674 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,355 | $88,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 393 | $88,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,110 | $88,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,274 | $88,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,055 | $88,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,524 | $87,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 1,994 | $87,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 256 | $87,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,500 | $87,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,500 | $87,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,888 | $87,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 705 | $86,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 400 | $86,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,752 | $86,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,823 | $85,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 779 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,655 | $84,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,410 | $84,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,821 | $84,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,039 | $84,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 2,299 | $84,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 825 | $83,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,121 | $83,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,894 | $83,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,089 | $83,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 3,526 | $83,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,000 | $83,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,027 | $83,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,500 | $83,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 6,780 | $83,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,243 | $82,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 471 | $82,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 5,872 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,002 | $82,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 980 | $81,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 4,924 | $81,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,770 | $81,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,195 | $80,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 6,096 | $80,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,928 | $80,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,560 | $80,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,565 | $80,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,572 | $79,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,077 | $79,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 7,675 | $79,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,410 | $79,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,175 | $79,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,581 | $78,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 4,450 | $78,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,396 | $78,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 729 | $78,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 3,546 | $78,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,139 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,087 | $78,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,846 | $78,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,232 | $78,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,576 | $77,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,306 | $77,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,090 | $77,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,340 | $77,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,480 | $76,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,888 | $76,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 573 | $76,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,813 | $76,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 302 | $75,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,139 | $75,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,131 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,000 | $75,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 16,335 | $75,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,531 | $75,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 33,200 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 329 | $74,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,204 | $74,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,620 | $74,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,200 | $73,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,319 | $73,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 6,015 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 2,746 | $73,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,744 | $73,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,391 | $72,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,233 | $72,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 562 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,410 | $72,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,068 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 2,000 | $72,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,436 | $71,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 3,367 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,951 | $71,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 60,000 | $71,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8,233 | $71,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,000 | $71,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 859 | $70,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 9,597 | $70,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $70,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 6,146 | $69,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,722 | $69,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,521 | $69,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,722 | $69,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,351 | $68,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,751 | $68,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 6,000 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,046 | $68,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,500 | $68,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $68,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,255 | $68,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,564 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 697 | $67,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,000 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 510 | $66,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,051 | $66,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 637 | $66,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,935 | $66,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,553 | $66,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,008 | $66,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 464 | $65,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,647 | $65,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,356 | $65,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,124 | $65,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,357 | $65,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,177 | $65,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 664 | $64,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 8,075 | $64,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,150 | $64,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,652 | $64,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 774 | $63,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 692 | $63,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,000 | $63,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 28,564 | $63,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,470 | $62,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 877 | $62,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 4,426 | $62,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 732 | $62,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,303 | $62,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 519 | $62,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,892 | $61,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,270 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 390 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 925 | $61,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 5,336 | $61,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,184 | $61,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,100 | $61,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 4,000 | $60,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 275 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 363 | $60,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,049 | $60,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,754 | $60,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 7,500 | $59,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,222 | $59,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 991 | $59,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,558 | $59,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,895 | $59,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,000 | $59,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 356 | $59,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 718 | $59,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,740 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,956 | $59,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 698 | $58,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,793 | $58,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,480 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,541 | $57,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 900 | $57,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 10,097 | $57,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,000 | $57,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 520 | $56,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 929 | $56,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,355 | $56,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 926 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 2,563 | $56,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 8,500 | $56,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,809 | $56,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,258 | $55,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 676 | $55,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,816 | $55,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,066 | $55,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,891 | $55,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,000 | $55,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 904 | $54,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,895 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $54,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,130 | $54,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,512 | $54,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,500 | $54,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,315 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,374 | $53,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,800 | $53,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 4,784 | $52,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 309 | $52,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 2,351 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,137 | $52,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,538 | $52,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,000 | $52,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,000 | $52,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,000 | $51,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,482 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,175 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000022 | this filing | 2020-11-13 | acceptance time not in the bulk data set |