13F-HR filed by Berman Capital Advisors, LLC
Berman Capital Advisors, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-05, with 107 holding rows worth $237,421,000.
- Accession
- 0001720336-18-000011
- Filer
- CIK 1720336
- Filed
- 2018-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 254 entries on the cover page, a total value of $237,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,421,000 with VALUE read as thousands by filing date, 13F file number 028-18518. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCAMBIAR INVESTORS LLC028-01398
- included managerCUSHING ASSET MANAGEMENT, LP028-12384
- included managerDIAMOND HILL CAPITAL MANAGEMENT INC028-10648
- included managerEAGLE ASSET MANAGEMENT INC
- included managerGARDNER RUSSO & GARDNER LLC028-02635
- included managerHARDING LOEVNER LP028-04434
- included managerParametric Risk Advisors LLC028-12535
- included managerRachlin
- included managerWedgewood
- included managerSHAPIRO CAPITAL MANAGEMENT LLC028-10254
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD STAR FDS | 921909768 | COM | 658,655 | $35,567,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 146,234 | $22,809,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 756,938 | $21,255,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 119,804 | $19,670,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 161,593 | $17,885,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 85,854 | $11,419,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 114,821 | $10,376,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 151,162 | $7,868,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,641 | $6,001,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 246,813 | $5,743,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,679 | $5,169,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 154,692 | $5,023,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 96,820 | $4,189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 65,173 | $3,873,000 | thousands by filing date | |
| VTI | 922908769 | COM | 24,264 | $3,631,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,540 | $2,824,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,830 | $2,163,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 19,069 | $2,111,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 14,110 | $1,966,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,940 | $1,900,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 36,390 | $1,735,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 726 | $1,454,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17,064 | $1,294,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,698 | $1,256,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,286 | $1,214,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,313 | $1,180,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,356 | $1,146,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,455 | $1,085,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,839 | $1,075,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 888 | $1,072,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,890 | $1,070,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,717 | $1,062,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,949 | $1,007,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,980 | $998,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 14,726 | $915,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,103 | $914,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,943 | $896,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,227 | $860,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 11,042 | $804,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,575 | $792,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,660 | $715,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,915 | $712,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 31,288 | $687,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,287 | $669,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,859 | $609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 25,275 | $609,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,970 | $608,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,145 | $602,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,936 | $592,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,619 | $580,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,139 | $556,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,157 | $553,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,178 | $543,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,249 | $520,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,084 | $518,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,136 | $516,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,126 | $512,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,550 | $462,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,216 | $454,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,564 | $441,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,725 | $424,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,725 | $415,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,992 | $413,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,967 | $407,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,451 | $391,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,196 | $379,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,049 | $376,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,178 | $361,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,233 | $356,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,115 | $353,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,302 | $346,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,175 | $340,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,785 | $329,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,487 | $318,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 263 | $314,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,813 | $314,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,950 | $310,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,751 | $306,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,156 | $299,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,798 | $294,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,040 | $280,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,331 | $280,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 9,275 | $278,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,006 | $276,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,784 | $272,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,641 | $267,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,943 | $261,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,311 | $251,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,053 | $245,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,988 | $240,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,070 | $233,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,125 | $228,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,110 | $227,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,391 | $224,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,159 | $218,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,844 | $216,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,261 | $215,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,388 | $214,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 877 | $205,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 103 | $204,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,054 | $171,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 10,000 | $159,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,688 | $158,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,900 | $138,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 338 | $76,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,090 | $60,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,701 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001720336-18-000011 | this filing | 2018-11-05 | acceptance time not in the bulk data set |