13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,290 holding rows worth $10,184,241,000.
- Accession
- 0001681115-19-000001
- Filer
- CIK 1681115
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 15,928 entries on the cover page, a total value of $10,184,241,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,184,241,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 605 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 787 | $32,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 2,311 | $32,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,818 | $32,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,615 | $32,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,421 | $32,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 325 | $32,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 81,988 | $32,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 1,091 | $32,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,059 | $31,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 3,522 | $31,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,746 | $31,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,963 | $31,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,050 | $31,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 954 | $31,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,000 | $31,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,695 | $31,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,760 | $31,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,862 | $31,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,717 | $31,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 2,565 | $31,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,417 | $31,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,448 | $30,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,561 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 625 | $30,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 607 | $30,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $30,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,245 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 908 | $30,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 312 | $30,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 798 | $30,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $30,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,500 | $30,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,621 | $30,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,016 | $30,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,184 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 552 | $30,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,056 | $30,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,316 | $30,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,484 | $30,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,958 | $30,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,233 | $30,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 854 | $29,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 709 | $29,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,199 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 657 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,500 | $29,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 848 | $29,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 414 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 383 | $29,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,182 | $29,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,827 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,207 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 497 | $29,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 189 | $29,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,899 | $29,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,495 | $29,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,142 | $29,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 29 | $29,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 8,742 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 700 | $29,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 82,400 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 575 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 827 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,311 | $29,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,505 | $29,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,645 | $29,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,550 | $29,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 3,677 | $29,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $29,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 665 | $28,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,024 | $28,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 798 | $28,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 3,782 | $28,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 801 | $28,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,166 | $28,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 744 | $28,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 970 | $28,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 710 | $28,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 782 | $28,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,371 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 453 | $28,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 700 | $28,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 456 | $28,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,736 | $28,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 348 | $28,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 644 | $28,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 3,183 | $28,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 556 | $28,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,045 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 592 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 414 | $28,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,393 | $28,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,140 | $28,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,392 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,447 | $28,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,800 | $28,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,545 | $28,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 823 | $28,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,602 | $28,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,000 | $28,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 675 | $28,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 592 | $27,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 450 | $27,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 952 | $27,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 918 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,085 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 437 | $27,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 867 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 652 | $27,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 137 | $27,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,459 | $27,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,953 | $27,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,800 | $27,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 627 | $27,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 424 | $27,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 4,429 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,901 | $27,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 523 | $27,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,050 | $27,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,767 | $27,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,390 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 500 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 810 | $27,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 617 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,394 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $27,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,215 | $27,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,729 | $27,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,417 | $26,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 710 | $26,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 810 | $26,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 416 | $26,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,350 | $26,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 3,500 | $26,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,086 | $26,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,025 | $26,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 8 | $26,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,647 | $26,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,554 | $26,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,103 | $26,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,313 | $26,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,600 | $26,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,482 | $26,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $26,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,351 | $25,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 689 | $25,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,618 | $25,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 204 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 643 | $25,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,050 | $25,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,680 | $25,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,687 | $25,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,079 | $25,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 370 | $25,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 670 | $25,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 500 | $25,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 726 | $25,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $25,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 409 | $25,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 790 | $25,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,865 | $25,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,878 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,000 | $25,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 844 | $25,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 221 | $25,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,609 | $25,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,171 | $25,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,186 | $25,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $25,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 3,118 | $25,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 199 | $25,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,444 | $25,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 514 | $25,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,818 | $25,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,701 | $25,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,970 | $25,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 769 | $25,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,051 | $24,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 844 | $24,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 461 | $24,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 530 | $24,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,070 | $24,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 313 | $24,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 543 | $24,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $24,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,308 | $24,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 507 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,859 | $24,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $24,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,458 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,506 | $24,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 882 | $24,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,773 | $24,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $24,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 815 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $24,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 439 | $24,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 7,805 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 521 | $24,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,311 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,842 | $24,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,819 | $24,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,000 | $24,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,060 | $24,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $24,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 844 | $24,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 411 | $24,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,418 | $23,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,653 | $23,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 284 | $23,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,605 | $23,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 863 | $23,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $23,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,017 | $23,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,408 | $23,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 771 | $23,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,540 | $23,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,728 | $23,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,021 | $23,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 437 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,000 | $23,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,196 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 976 | $23,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,137 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25 | $23,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 1,645 | $23,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 950 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,946 | $23,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 850 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,320 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,374 | $22,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 303 | $22,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 96 | $22,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 587 | $22,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 459 | $22,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,770 | $22,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 778 | $22,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $22,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,094 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 685 | $22,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,307 | $22,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,889 | $22,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,000 | $22,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 922 | $22,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 887 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 575 | $22,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 789 | $22,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 449 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 773 | $22,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 900 | $22,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,483 | $22,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $22,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,000 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17 | $22,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 3,840 | $22,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,330 | $22,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,500 | $22,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,433 | $22,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 358 | $22,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 5,025 | $22,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 800 | $22,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 828 | $21,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 1,148 | $21,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 329 | $21,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,464 | $21,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,723 | $21,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 351 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,137 | $21,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 614 | $21,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,956 | $21,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,303 | $21,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 736 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,153 | $21,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,665 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 873 | $21,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 999 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 554 | $21,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,153 | $21,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 697 | $21,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 50,157 | $21,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 601 | $21,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 51,716 | $21,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,751 | $21,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,050 | $21,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 2,436 | $21,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,533 | $21,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,387 | $21,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $21,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,813 | $21,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,416 | $21,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,035 | $21,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 714 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1,547 | $21,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,975 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 34,900 | $20,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,216 | $20,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 388 | $20,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,014 | $20,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $20,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,176 | $20,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 420 | $20,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,067 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 640 | $20,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 380 | $20,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 880 | $20,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 770 | $20,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $20,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,344 | $20,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,540 | $20,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 481 | $20,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,104 | $20,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,802 | $20,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 800 | $20,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 848 | $20,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 747 | $20,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 654 | $20,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 2,793 | $20,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 16 | $20,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 19,568 | $20,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 614 | $20,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $20,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 585 | $19,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 779 | $19,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 695 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,763 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 358 | $19,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 721 | $19,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 788 | $19,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 613 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $19,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 549 | $19,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 530 | $19,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 930 | $19,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 708 | $19,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,350 | $19,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 500 | $19,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 353 | $19,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $19,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 729 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 353 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,504 | $19,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,342 | $19,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 8,869 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 799 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 482 | $19,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,269 | $19,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 601 | $19,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 26,685 | $19,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,800 | $19,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $19,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 178 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 750 | $19,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,456 | $19,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 5,200 | $19,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 359 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 308 | $18,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 339 | $18,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 381 | $18,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 555 | $18,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,863 | $18,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,609 | $18,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 447 | $18,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,426 | $18,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 533 | $18,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 377 | $18,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,080 | $18,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 494 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 122 | $18,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 617 | $18,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,109 | $18,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 490 | $18,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,078 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 900 | $18,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,100 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 762 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 650 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 718 | $18,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 660 | $18,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,292 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 165 | $18,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,711 | $18,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,450 | $18,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,730 | $18,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,248 | $18,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 900 | $18,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,946 | $18,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $18,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,820 | $18,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,034 | $18,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,504 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,430 | $18,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,404 | $18,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 450 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 30 | $18,000 | thousands by filing date | call |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 796 | $18,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,245 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 237 | $18,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 933 | $17,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 586 | $17,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 369 | $17,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 410 | $17,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,600 | $17,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $17,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 615 | $17,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,602 | $17,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 301 | $17,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 499 | $17,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 705 | $17,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 386 | $17,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,695 | $17,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 800 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,535 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 453 | $17,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,450 | $17,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 562 | $17,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 840 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 772 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 619 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 694 | $17,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,180 | $17,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,100 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 724 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,035 | $17,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 584 | $17,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,858 | $17,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 1,053 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,013 | $17,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,047 | $17,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,518 | $17,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,223 | $17,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 18 | $17,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 837 | $17,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 600 | $17,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,547 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 750 | $17,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 3,000 | $17,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 339 | $16,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 458 | $16,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 529 | $16,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 500 | $16,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 238 | $16,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,476 | $16,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 520 | $16,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 280 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 640 | $16,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 3,326 | $16,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,283 | $16,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 4,129 | $16,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 651 | $16,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,335 | $16,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $16,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,330 | $16,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 20 | $16,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,145 | $16,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 683 | $16,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14 | $16,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $16,000 | thousands by filing date | principal |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 650 | $16,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 11 | $16,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 1,686 | $16,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,375 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $16,000 | thousands by filing date | |
| IPASS INC | 46261V306 | COM NEW | 8,480 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 573 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 1,112 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 567 | $16,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 5,500 | $15,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 113 | $15,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 744 | $15,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 428 | $15,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,962 | $15,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 555 | $15,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,386 | $15,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,120 | $15,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 569 | $15,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 261 | $15,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,051 | $15,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,269 | $15,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 770 | $15,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,115 | $15,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 401 | $15,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 285 | $15,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 655 | $15,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 415 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 155 | $15,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 2,464 | $15,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 547 | $15,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 558 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 609 | $15,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,752 | $15,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000001 | this filing | 2019-02-11 | acceptance time not in the bulk data set |