13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,290 holding rows worth $10,184,241,000.
- Accession
- 0001681115-19-000001
- Filer
- CIK 1681115
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 15,928 entries on the cover page, a total value of $10,184,241,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,184,241,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,203 | $65,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 3,600 | $65,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,785 | $65,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 5,807 | $65,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,373 | $64,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,497 | $64,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 3,428 | $64,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,793 | $64,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 778 | $64,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,229 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,118 | $64,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,281 | $64,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $64,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,000 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 2,779 | $64,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,097 | $63,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,182 | $63,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,465 | $63,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 870 | $63,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 925 | $63,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 887 | $63,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 4,285 | $63,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,822 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,074 | $63,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,400 | $63,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,500 | $63,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 895 | $63,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,100 | $63,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 3,143 | $63,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 2,407 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,105 | $63,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $63,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,277 | $62,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 999 | $62,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,071 | $62,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 550 | $62,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,650 | $62,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,831 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,613 | $62,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,068 | $62,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 8,517 | $62,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,876 | $62,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,770 | $62,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,986 | $62,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,660 | $62,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 293 | $61,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 564 | $61,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,123 | $61,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,161 | $61,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,317 | $61,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,455 | $61,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,919 | $60,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,851 | $60,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 2,775 | $60,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 448 | $60,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,711 | $60,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 731 | $60,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,980 | $60,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,311 | $59,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,834 | $59,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,945 | $59,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,234 | $59,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,214 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,605 | $59,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,538 | $59,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,899 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 550 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 780 | $59,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,965 | $59,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 990 | $58,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,225 | $58,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,338 | $58,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,552 | $58,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 330 | $58,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 909 | $58,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,400 | $58,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,574 | $58,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,548 | $58,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,350 | $58,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,830 | $58,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 29 | $58,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 3,421 | $58,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,940 | $58,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,198 | $58,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,703 | $57,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,233 | $57,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,015 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 4,455 | $57,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,896 | $57,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,566 | $57,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,606 | $57,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,700 | $57,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,276 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 632 | $57,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,200 | $56,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,470 | $56,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,377 | $56,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 3,170 | $56,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 6,987 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,650 | $56,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 869 | $56,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 5,002 | $56,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4,951 | $56,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 7,959 | $56,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,150 | $56,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 6,665 | $56,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,283 | $56,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,785 | $56,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $55,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 744 | $55,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,366 | $55,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 908 | $55,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,195 | $55,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,250 | $55,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 691 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,124 | $55,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,676 | $55,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 3,213 | $55,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 23,803 | $55,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 805 | $54,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 3,350 | $54,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,245 | $54,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,472 | $54,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,354 | $54,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $54,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,039 | $54,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 9,919 | $54,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,226 | $54,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $54,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,832 | $54,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,300 | $54,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $54,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,181 | $54,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59 | $54,000 | thousands by filing date | principal |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,500 | $54,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,456 | $53,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,065 | $53,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,230 | $53,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,910 | $53,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,032 | $53,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,196 | $53,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 2,115 | $53,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $53,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,474 | $53,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 7,948 | $53,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,651 | $53,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 682 | $52,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,465 | $52,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 195 | $52,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 952 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 11,825 | $52,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,856 | $52,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,234 | $52,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 69 | $52,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,381 | $52,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 52 | $52,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 1,586 | $51,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,931 | $51,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,415 | $51,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,801 | $51,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 751 | $51,000 | thousands by filing date | |
| RH | 74967X103 | COM | 424 | $51,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 902 | $51,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 572 | $51,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,889 | $51,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,667 | $51,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,672 | $51,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,096 | $51,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 534 | $51,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,951 | $51,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,181 | $51,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,547 | $51,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,295 | $51,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,473 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 4,300 | $51,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,084 | $50,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,000 | $50,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,781 | $50,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,483 | $50,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,044 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,918 | $50,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 1 | $50,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 1,870 | $50,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,368 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 2,118 | $50,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,006 | $50,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 2,209 | $50,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,420 | $49,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,192 | $49,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,032 | $49,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 3,000 | $49,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 3,825 | $49,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,326 | $49,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,636 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $49,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,009 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,057 | $49,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,405 | $49,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,018 | $49,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 52,250 | $49,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,800 | $49,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 850 | $49,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $49,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 52 | $49,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 50 | $49,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 1,574 | $48,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,077 | $48,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,287 | $48,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 655 | $48,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,263 | $48,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,483 | $48,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 333 | $48,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,679 | $48,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 2,000 | $48,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,449 | $48,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 48 | $48,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,726 | $47,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,127 | $47,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,112 | $47,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 2,915 | $47,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,982 | $47,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,132 | $47,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,147 | $47,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 42,543 | $47,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 280 | $47,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,841 | $47,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,917 | $47,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,116 | $47,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $47,000 | thousands by filing date | principal |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,359 | $46,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 249 | $46,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 568 | $46,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,365 | $46,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,231 | $46,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 689 | $46,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 6,069 | $46,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,655 | $46,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,434 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,007 | $46,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,817 | $46,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,855 | $46,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,714 | $46,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 3,741 | $46,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 46 | $46,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 967 | $46,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,758 | $45,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,246 | $45,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,491 | $45,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 632 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 906 | $45,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,477 | $45,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,210 | $45,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,145 | $45,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 2,793 | $45,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 6,404 | $45,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $45,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 44 | $45,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 935 | $45,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,447 | $44,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 947 | $44,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,000 | $44,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,769 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,507 | $44,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,237 | $44,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,056 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 385 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,185 | $44,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,938 | $44,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 9,167 | $44,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,229 | $44,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 13 | $44,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 3,540 | $44,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,681 | $44,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 2,704 | $44,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 46 | $44,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 879 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 1,830 | $44,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,810 | $43,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 986 | $43,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 3,201 | $43,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,597 | $43,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $43,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 4,377 | $43,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 663 | $43,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,552 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 565 | $43,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,886 | $43,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 466 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,310 | $43,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,943 | $43,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $43,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,279 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,600 | $43,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,876 | $43,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 850 | $43,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 677 | $43,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 44 | $43,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 47 | $43,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,575 | $43,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,772 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 754 | $42,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,755 | $42,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,112 | $42,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,986 | $42,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 879 | $42,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 817 | $42,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,907 | $42,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,760 | $42,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,788 | $42,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,737 | $42,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 32,500 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 45 | $42,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 749 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,501 | $41,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 771 | $41,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4,698 | $41,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 858 | $41,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,079 | $41,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,026 | $41,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,500 | $41,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,346 | $41,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,500 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 681 | $41,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,680 | $41,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,019 | $41,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 634 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,473 | $41,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,524 | $41,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,634 | $41,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 582 | $41,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,426 | $41,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 577 | $41,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,693 | $41,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,675 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 868 | $41,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 1,920 | $41,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $41,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 285 | $40,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,654 | $40,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,314 | $40,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,025 | $40,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,763 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,510 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 815 | $40,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,404 | $40,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 888 | $40,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 823 | $40,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,465 | $40,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,874 | $40,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 42 | $40,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,943 | $40,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 40 | $40,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,853 | $40,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,061 | $39,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,515 | $39,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 955 | $39,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 992 | $39,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,145 | $39,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 3,342 | $39,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 702 | $39,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $39,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,726 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,781 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,973 | $39,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,253 | $39,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,229 | $39,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,402 | $39,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 718 | $39,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,390 | $39,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 56 | $39,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,644 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 3,450 | $39,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 40 | $39,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 8,054 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 42 | $39,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,529 | $39,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,848 | $39,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,127 | $38,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,355 | $38,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,248 | $38,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,269 | $38,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,228 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,815 | $38,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,088 | $38,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,311 | $38,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 3,416 | $38,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 2,813 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 650 | $38,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 311 | $38,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 3,185 | $38,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,300 | $38,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,067 | $38,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,470 | $38,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,292 | $38,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 39 | $38,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 979 | $37,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,230 | $37,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,617 | $37,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,091 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 382 | $37,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,501 | $37,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,039 | $37,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $37,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,814 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,050 | $37,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 639 | $37,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,368 | $37,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,428 | $37,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,351 | $37,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,450 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 666 | $37,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 51,570 | $36,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 405 | $36,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 745 | $36,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 3,346 | $36,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,832 | $36,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,433 | $36,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 513 | $36,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,245 | $36,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,182 | $36,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,127 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 904 | $36,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $36,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 17,520 | $36,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 921 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 679 | $36,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 738 | $35,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,066 | $35,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,450 | $35,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,595 | $35,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,496 | $35,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,476 | $35,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,442 | $35,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,206 | $35,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,626 | $35,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 492 | $35,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,178 | $35,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,577 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 1,070 | $35,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 5,011 | $35,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,131 | $35,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,661 | $35,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,437 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,324 | $35,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 12,942 | $35,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 13,922 | $35,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 418 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,425 | $35,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 649 | $34,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 756 | $34,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,157 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 713 | $34,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,073 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,324 | $34,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,205 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,221 | $34,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 57 | $34,000 | thousands by filing date | call |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,694 | $34,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 638 | $34,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 3,446 | $34,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,894 | $34,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,157 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 1,353 | $34,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1,365 | $34,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 860 | $34,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 474 | $33,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,237 | $33,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,527 | $33,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,469 | $33,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,651 | $33,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,503 | $33,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,802 | $33,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 877 | $33,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 786 | $33,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,665 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 949 | $33,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 889 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,186 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,498 | $33,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,000 | $33,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,760 | $33,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,379 | $33,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,516 | $33,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 3,145 | $33,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $33,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 2,065 | $33,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,036 | $33,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,166 | $32,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 624 | $32,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 649 | $32,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,781 | $32,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,183 | $32,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,387 | $32,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,300 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,331 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000001 | this filing | 2019-02-11 | acceptance time not in the bulk data set |