13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,290 holding rows worth $10,184,241,000.
- Accession
- 0001681115-19-000001
- Filer
- CIK 1681115
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 15,928 entries on the cover page, a total value of $10,184,241,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,184,241,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 350 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,082 | $5,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 106 | $5,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 251 | $5,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 174 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,100 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 127 | $5,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 150 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 639 | $5,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 179 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 380 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 167 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 199 | $5,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 386 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 299 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 499 | $5,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 143 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 591 | $5,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 80 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,900 | $5,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 155 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 172 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,146 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 181 | $5,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 11 | $5,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,804 | $5,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 407 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 175 | $5,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 630 | $5,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 899 | $5,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $5,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 205 | $5,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 187 | $5,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 329 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,162 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 254 | $5,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 200 | $5,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 162 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 5 | $5,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5 | $5,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6 | $5,000 | thousands by filing date | principal |
| ORGENESIS INC | 68619K204 | COM | 1,100 | $5,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 125 | $5,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 706 | $5,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 216 | $5,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $5,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 131 | $5,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 799 | $5,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 280 | $5,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 418 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 475 | $5,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 2,135 | $5,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 6,000 | $5,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 800 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 243 | $5,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 417 | $5,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 6,000 | $5,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,450 | $5,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 520 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 118 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 420 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 114 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 187 | $5,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 325 | $5,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,981 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 105 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5 | $5,000 | thousands by filing date | principal |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 74 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 272 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 4 | $5,000 | thousands by filing date | principal |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 190 | $4,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 362 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 125 | $4,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 59 | $4,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 139 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 113 | $4,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 388 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 140 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 83 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 177 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 125 | $4,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 288 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 87 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 275 | $4,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 161 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 413 | $4,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 77 | $4,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 140 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 129 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 393 | $4,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 425 | $4,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 599 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $4,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 200 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 101 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 85 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 170 | $4,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 124 | $4,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 50 | $4,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 288 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 157 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 400 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 175 | $4,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,000 | $4,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,200 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 150 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 190 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 200 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 150 | $4,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 2,000 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 495 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 176 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 100 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $4,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 517 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 135 | $4,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 355 | $4,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 430 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 609 | $4,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 255 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 1,000 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 250 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,388 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 49 | $4,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 423 | $4,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 3,000 | $4,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 708 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 790 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,441 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 34,514 | $4,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 251 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,425 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 361 | $4,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,150 | $4,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,530 | $4,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 300 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,513 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 550 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 161 | $4,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 100 | $4,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 813 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,463 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $4,000 | thousands by filing date | principal |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 12,657 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 145 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 4 | $4,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4 | $4,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 173 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 43 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 90 | $4,000 | thousands by filing date | |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 14,290 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 177 | $4,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 185 | $4,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 200 | $4,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 29 | $3,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 50 | $3,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 335 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 288 | $3,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 85 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 234 | $3,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 271 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $3,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 380 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 85 | $3,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 114 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 43 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 75 | $3,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 305 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $3,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 326 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 142 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 364 | $3,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 275 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 340 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 781 | $3,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 144 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,500 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 286 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 823 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 110 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 127 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,000 | $3,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 495 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 267 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 140 | $3,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 90 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,525 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,584 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,253 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,015 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,302 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,537 | $3,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 227 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 125 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 325 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 540 | $3,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 110 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,250 | $3,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 575 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,466 | $3,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 134 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 70 | $3,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 479 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 125 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,031 | $3,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 111 | $3,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,577 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 183 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 103 | $3,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3 | $3,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 5,606 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,200 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 225 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 453 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 123 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 500 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $3,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 615 | $3,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 680 | $3,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,000 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 182 | $3,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,922 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 148 | $3,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 500 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,560 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2 | $3,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 310 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $3,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 100 | $3,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $3,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 800 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 300 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 3,568 | $3,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 63 | $3,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $3,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3 | $3,000 | thousands by filing date | principal |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 256 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| QUALSTAR CORP | 74758R208 | COM NEW | 500 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $3,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 200 | $3,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 8,000 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2 | $3,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3 | $3,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3 | $3,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46 | $2,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 87 | $2,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 38 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 33 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 86 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 325 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 267 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 57 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 56 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,640 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,985 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 500 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 100 | $2,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 86 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 68 | $2,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 269 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 956 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 53 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,277 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 200 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,000 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 179 | $2,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 200 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 100 | $2,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 165 | $2,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 207 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 179 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 300 | $2,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,047 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 32 | $2,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 44 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 532 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 267 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 322 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 209 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 212 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 51 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3 | $2,000 | thousands by filing date | principal |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 53 | $2,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 42 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 75 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,100 | $2,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 72 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 83 | $2,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 320 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 385 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 908 | $2,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 145 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 122 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 235 | $2,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 23 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 902 | $2,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,500 | $2,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 500 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 215 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,765 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 285 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 400 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 410 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 75 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 200 | $2,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 59 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 325 | $2,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $2,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 1,926 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $2,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 200 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 224 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 746 | $2,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 209 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 2,000 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 505 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $2,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 264 | $2,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 82 | $2,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 600 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 300 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 395 | $2,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 150 | $2,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 165 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $2,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 202 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2 | $2,000 | thousands by filing date | principal |
| NXT-ID INC | 67091J206 | COM NEW | 3,470 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V415 | S&P100 EQL WGT | 70 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 107 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 100 | $2,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 149 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 800 | $2,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 146 | $2,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 153 | $2,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 70 | $2,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 200 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3 | $2,000 | thousands by filing date | principal |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 1,000 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2 | $2,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 120 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 217 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 50 | $1,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44 | $1,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 12 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 700 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 12 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 83 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 193 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 105 | $1,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 300 | $1,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 107 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 50 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 108 | $1,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 73 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 58 | $1,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 10 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 63 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 65 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 75 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 154 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 53 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 69 | $1,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 45 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 89 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 49 | $1,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 200 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 420 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 73 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 100 | $1,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 376 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 27 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 150 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 133 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 154 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 37 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 540 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 3 | $1,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 600 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 50 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 10 | $1,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 86 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 469 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 30 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 571 | $1,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 12 | $1,000 | thousands by filing date | call |
| MASTECH HLDGS INC | 57633B100 | COM | 114 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16 | $1,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG | H17182908 | NAMEN AKT | 10 | $1,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC | 071734907 | COM | 2 | $1,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 25 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 360 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 18 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 445 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 395 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 178 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,150 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 71 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,615 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 700 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 50 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 130 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000001 | this filing | 2019-02-11 | acceptance time not in the bulk data set |