13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 5,072 holding rows worth $7,272,591,000.
- Accession
- 0001681115-18-000008
- Filer
- CIK 1681115
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 14,006 entries on the cover page, a total value of $7,272,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,272,591,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,176 | $12,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,500 | $12,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 257 | $12,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,385 | $12,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,577 | $12,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,000 | $12,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 347 | $12,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 800 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 510 | $12,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12 | $12,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 595 | $12,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 729 | $12,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 6,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 200 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 602 | $12,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12 | $12,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,067 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 600 | $12,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 510 | $12,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 12 | $12,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12 | $12,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 9 | $12,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 11 | $12,000 | thousands by filing date | principal |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 402 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11 | $12,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $11,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 55 | $11,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 284 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 500 | $11,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 569 | $11,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 734 | $11,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 229 | $11,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 521 | $11,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 558 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 135 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $11,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 386 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $11,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 586 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 5,403 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,132 | $11,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,463 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $11,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11 | $11,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 11 | $11,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 915 | $11,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,555 | $11,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,098 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $11,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $11,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 600 | $11,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 920 | $11,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 1,245 | $11,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 10,764 | $11,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 29,000 | $11,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 463 | $11,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 252 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 7 | $11,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 756 | $10,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 356 | $10,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 251 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,166 | $10,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 173 | $10,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,854 | $10,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 246 | $10,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 251 | $10,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 169 | $10,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 277 | $10,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 400 | $10,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 475 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 171 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 530 | $10,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 297 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,876 | $10,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 569 | $10,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 291 | $10,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 207 | $10,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 714 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 286 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 625 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 181 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $10,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 633 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,158 | $10,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 672 | $10,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $10,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 377 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6 | $10,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $10,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,000 | $10,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,031 | $10,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 515 | $10,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2 | $10,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,105 | $10,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,156 | $10,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $10,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 195 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $10,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,000 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 382 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5 | $10,000 | thousands by filing date | principal |
| HESS CORP | 42809H404 | DEP PDF SR A | 125 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 221 | $10,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 74 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,305 | $9,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 157 | $9,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 277 | $9,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 373 | $9,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 596 | $9,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 121 | $9,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 293 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 120 | $9,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 270 | $9,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 138 | $9,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 261 | $9,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 228 | $9,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,500 | $9,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 329 | $9,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $9,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 700 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 400 | $9,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,334 | $9,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 368 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 269 | $9,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 983 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $9,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 395 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $9,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,295 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $9,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 242 | $9,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,200 | $9,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 300 | $9,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 681 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 246 | $9,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 8 | $9,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $9,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 189 | $9,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 431 | $9,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3 | $9,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 563 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,180 | $9,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 6,000 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 319 | $9,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,640 | $9,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 865 | $9,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 440 | $9,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 341 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 7 | $9,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 653 | $9,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 221 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 252 | $9,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 925 | $9,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 9 | $9,000 | thousands by filing date | principal |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 360 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 78 | $9,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 117 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 564 | $8,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 355 | $8,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 200 | $8,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 60 | $8,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 135 | $8,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 439 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 658 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 205 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 119 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 225 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 288 | $8,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 366 | $8,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 70 | $8,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $8,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 320 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 88 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,600 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 309 | $8,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $8,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 104 | $8,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 798 | $8,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $8,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,217 | $8,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 227 | $8,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,900 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 513 | $8,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 435 | $8,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4 | $8,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 551 | $8,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 442 | $8,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 152 | $8,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 654 | $8,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,265 | $8,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,202 | $8,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 449 | $8,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 15,620 | $8,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 70 | $8,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,660 | $8,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 709 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 167 | $8,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $8,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 650 | $8,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,500 | $8,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,800 | $8,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $8,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 502 | $8,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,311 | $8,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 335 | $8,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 119 | $8,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 470 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 114 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 602 | $8,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 8 | $8,000 | thousands by filing date | principal |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 537 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 6 | $8,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 200 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,200 | $7,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 204 | $7,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 200 | $7,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 116 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 358 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 580 | $7,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 559 | $7,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,112 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 200 | $7,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 350 | $7,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 400 | $7,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 500 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 280 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $7,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 173 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 157 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 625 | $7,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 90 | $7,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 450 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 657 | $7,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 207 | $7,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 521 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 823 | $7,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 206 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,350 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 375 | $7,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 316 | $7,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,028 | $7,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 180 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 430 | $7,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 267 | $7,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 437 | $7,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 613 | $7,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 560 | $7,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 278 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 659 | $7,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 242 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 294 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,060 | $7,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,250 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $7,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 149 | $7,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 414 | $7,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 289 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,367 | $7,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,300 | $7,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,337 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,210 | $7,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 246 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 225 | $7,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 236 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $7,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 9,511 | $7,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 4 | $7,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P209 | OSI ETF TR | 287 | $7,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $7,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 6 | $7,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4 | $7,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,690 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 272 | $7,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 330 | $7,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 150 | $6,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 310 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 197 | $6,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 212 | $6,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 71 | $6,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 177 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 140 | $6,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 83 | $6,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 150 | $6,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 340 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 731 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 338 | $6,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 85 | $6,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 465 | $6,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 877 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 330 | $6,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 272 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 178 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 110 | $6,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 312 | $6,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 1,149 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,103 | $6,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 63 | $6,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,673 | $6,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6 | $6,000 | thousands by filing date | principal |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,273 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,162 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 251 | $6,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 935 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5 | $6,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 6 | $6,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 6 | $6,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6 | $6,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 200 | $6,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 184 | $6,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 292 | $6,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 583 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,745 | $6,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6 | $6,000 | thousands by filing date | principal |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 259 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 475 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $6,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 600 | $6,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 176 | $6,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,375 | $6,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 393 | $6,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 485 | $6,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 351 | $6,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 60 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 6 | $6,000 | thousands by filing date | principal |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 200 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 329 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6 | $6,000 | thousands by filing date | principal |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 583 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $6,000 | thousands by filing date | principal |
| DPW HLDGS INC | 26140E105 | COM | 11,985 | $6,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 164 | $5,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 190 | $5,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 177 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,315 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 13 | $5,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 539 | $5,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 100 | $5,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 100 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 250 | $5,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 170 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 52 | $5,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 209 | $5,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 525 | $5,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 230 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 186 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 300 | $5,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 315 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 300 | $5,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 336 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 252 | $5,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 130 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 187 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 187 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 3 | $5,000 | thousands by filing date | call |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 152 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 100 | $5,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 252 | $5,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 154 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 175 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 500 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 100 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 495 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 385 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,076 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 146 | $5,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,561 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 190 | $5,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,000 | $5,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $5,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $5,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $5,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 274 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 403 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,077 | $5,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 976 | $5,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 230 | $5,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 142 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 800 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 327 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 528 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 550 | $5,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 396 | $5,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 500 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 850 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,020 | $5,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 150 | $5,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 3,568 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $5,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 593 | $5,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $5,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 2,520 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 4 | $5,000 | thousands by filing date | principal |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 88 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 504 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 176 | $4,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 145 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 226 | $4,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,200 | $4,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 200 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 199 | $4,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 74 | $4,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 216 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 300 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,008 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 100 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 310 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 145 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 82 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 770 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,277 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 230 | $4,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 43 | $4,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,661 | $4,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 98 | $4,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 83 | $4,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 532 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 63 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 956 | $4,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 344 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 77 | $4,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 142 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,156 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 177 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 175 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 150 | $4,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 423 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $4,000 | thousands by filing date | |
| HERSHEY CO | 427866908 | CALL | 20 | $4,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 110 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 145 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 90 | $4,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,606 | $4,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 116 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 250 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 500 | $4,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 610 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 400 | $4,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 300 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000008 | this filing | 2018-08-13 | acceptance time not in the bulk data set |