13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 5,072 holding rows worth $7,272,591,000.
- Accession
- 0001681115-18-000008
- Filer
- CIK 1681115
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 14,006 entries on the cover page, a total value of $7,272,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,272,591,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,212 | $28,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 840 | $28,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,504 | $28,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,208 | $28,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 528 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 721 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $28,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 145 | $28,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,964 | $28,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,763 | $28,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,490 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,450 | $28,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 559 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 994 | $28,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 769 | $28,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 8,000 | $28,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 795 | $27,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,937 | $27,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,564 | $27,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 811 | $27,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 365 | $27,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 817 | $27,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 428 | $27,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 860 | $27,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 642 | $27,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,032 | $27,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,130 | $27,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,887 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 985 | $27,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,046 | $27,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 750 | $27,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,609 | $27,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,494 | $27,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 374 | $27,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,176 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $27,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,700 | $27,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 594 | $26,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 131 | $26,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 965 | $26,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 710 | $26,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,358 | $26,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,050 | $26,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 474 | $26,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 560 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 609 | $26,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,900 | $26,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 344 | $26,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,282 | $26,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 775 | $26,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 717 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 490 | $26,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,130 | $26,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $26,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 569 | $26,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,094 | $26,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 23 | $26,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 344 | $26,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,245 | $26,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 26 | $26,000 | thousands by filing date | principal |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 8,450 | $26,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $25,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 277 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 450 | $25,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 5,194 | $25,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 933 | $25,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 425 | $25,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $25,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 70 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,410 | $25,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 335 | $25,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 745 | $25,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $25,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $25,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $25,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,036 | $25,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 901 | $25,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $25,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 427 | $25,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,179 | $25,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,902 | $25,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 420 | $25,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 740 | $25,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,545 | $25,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,416 | $25,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,086 | $25,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $25,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,200 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $25,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 807 | $25,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,673 | $25,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 26 | $25,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 712 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 913 | $25,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 593 | $24,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 466 | $24,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 925 | $24,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,975 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 350 | $24,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 520 | $24,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 485 | $24,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,272 | $24,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 440 | $24,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,698 | $24,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,146 | $24,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 8,505 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 252 | $24,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 495 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 832 | $24,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $24,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10 | $24,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 5,606 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $24,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,710 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25 | $24,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,444 | $24,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,060 | $24,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 922 | $24,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,412 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,900 | $24,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,992 | $24,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,764 | $24,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 900 | $24,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 620 | $23,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 720 | $23,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,904 | $23,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 890 | $23,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $23,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 483 | $23,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $23,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 550 | $23,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,040 | $23,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,700 | $23,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,332 | $23,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 612 | $23,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 943 | $23,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 315 | $23,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,125 | $23,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 923 | $23,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,234 | $23,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,500 | $23,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,925 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,997 | $23,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 19 | $23,000 | thousands by filing date | principal |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $22,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,300 | $22,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 565 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,000 | $22,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,040 | $22,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 590 | $22,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 562 | $22,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 363 | $22,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,671 | $22,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 171 | $22,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 442 | $22,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 573 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,645 | $22,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,991 | $22,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,340 | $22,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,200 | $22,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 900 | $22,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $22,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 609 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17 | $22,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,410 | $22,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,150 | $22,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $22,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 841 | $22,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 700 | $22,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,000 | $22,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 16 | $22,000 | thousands by filing date | principal |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,000 | $22,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 1,312 | $22,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 38,000 | $21,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,600 | $21,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 653 | $21,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 265 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,360 | $21,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 500 | $21,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 379 | $21,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 382 | $21,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,318 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,420 | $21,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 841 | $21,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 514 | $21,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 401 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 653 | $21,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 838 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 637 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 1,000 | $21,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 800 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 821 | $21,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 50 | $21,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,826 | $21,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,571 | $21,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 899 | $21,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,594 | $21,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $21,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 258 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,537 | $21,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 12 | $21,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 499 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 750 | $21,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,692 | $21,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,823 | $20,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 910 | $20,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 395 | $20,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 356 | $20,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 650 | $20,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 487 | $20,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,975 | $20,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 970 | $20,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 275 | $20,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 175 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,507 | $20,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 283 | $20,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 223 | $20,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,500 | $20,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 436 | $20,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $20,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,269 | $20,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 944 | $20,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,525 | $20,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 883 | $20,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $20,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,106 | $20,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,215 | $20,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 952 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,730 | $20,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 335 | $20,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 750 | $20,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 356 | $19,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 550 | $19,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,312 | $19,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $19,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 2,797 | $19,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 713 | $19,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,980 | $19,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 806 | $19,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 555 | $19,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 443 | $19,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 237 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,193 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 456 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 748 | $19,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,343 | $19,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,195 | $19,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 562 | $19,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 637 | $19,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,800 | $19,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 938 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 651 | $19,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 8,764 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $19,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 433 | $19,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 750 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 734 | $19,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 45,650 | $19,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,104 | $18,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 528 | $18,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 342 | $18,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 568 | $18,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 636 | $18,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 936 | $18,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 207 | $18,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,600 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 815 | $18,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,525 | $18,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,115 | $18,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 786 | $18,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 230 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 624 | $18,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 503 | $18,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 650 | $18,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 600 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,795 | $18,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 3,815 | $18,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,433 | $18,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $18,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 602 | $18,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 569 | $18,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 221 | $18,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,000 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 575 | $18,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,634 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 806 | $18,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 12 | $18,000 | thousands by filing date | principal |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 633 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,902 | $17,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 474 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 525 | $17,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 617 | $17,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,284 | $17,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 532 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 177 | $17,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 913 | $17,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 776 | $17,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,041 | $17,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 780 | $17,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 931 | $17,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 553 | $17,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $17,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,354 | $17,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 359 | $17,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 625 | $17,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 485 | $17,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,130 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 494 | $17,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 578 | $17,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 14 | $17,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 120 | $17,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,269 | $17,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,600 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 745 | $17,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 700 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 575 | $17,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,764 | $17,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $17,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,139 | $17,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,200 | $17,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $17,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 12 | $17,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 652 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 508 | $17,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 286 | $17,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 471 | $16,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 113 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 793 | $16,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 389 | $16,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 710 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,026 | $16,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,491 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 429 | $16,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 106 | $16,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 908 | $16,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,166 | $16,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,038 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $16,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $16,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,250 | $16,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,159 | $16,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 142 | $16,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 16 | $16,000 | thousands by filing date | principal |
| VERIFONE SYS INC | 92342Y109 | COM | 693 | $16,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,159 | $16,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 800 | $16,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,800 | $16,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 820 | $16,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 6,982 | $16,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 998 | $16,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 581 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 590 | $16,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,086 | $15,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 226 | $15,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 750 | $15,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 577 | $15,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 285 | $15,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 513 | $15,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 468 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 390 | $15,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,800 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 15 | $15,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,418 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 475 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,829 | $15,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 928 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 996 | $15,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,700 | $15,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 482 | $15,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 3,766 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 15,350 | $15,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 354 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,400 | $15,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 500 | $15,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 500 | $15,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 5,633 | $15,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8 | $15,000 | thousands by filing date | principal |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,175 | $15,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 713 | $15,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 2,000 | $15,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15 | $15,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 258 | $15,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 600 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 670 | $15,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 680 | $15,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 912 | $14,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 594 | $14,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,632 | $14,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 223 | $14,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 249 | $14,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 336 | $14,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 90 | $14,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 365 | $14,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,458 | $14,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 482 | $14,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,800 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $14,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 501 | $14,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 568 | $14,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 950 | $14,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $14,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 242 | $14,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 677 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 955 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 493 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 645 | $14,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 800 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 302 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 453 | $14,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 541 | $14,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 470 | $14,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 377 | $14,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 382 | $14,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,800 | $14,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,500 | $14,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,968 | $14,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,200 | $14,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,733 | $14,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 526 | $13,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 714 | $13,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 171 | $13,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,000 | $13,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 276 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 990 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 530 | $13,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 44 | $13,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 650 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 935 | $13,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 984 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 198 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 329 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 929 | $13,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 428 | $13,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 168 | $13,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 400 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 400 | $13,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 323 | $13,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 133 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 279 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 204 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 809 | $13,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 218 | $13,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 2,000 | $13,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 309 | $13,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 972 | $13,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,325 | $13,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 836 | $13,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 500 | $13,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,675 | $13,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $13,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 12 | $13,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 11 | $13,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,900 | $13,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 261 | $13,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $13,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 544 | $13,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 542 | $13,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,690 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 532 | $13,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 29,462 | $13,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $13,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 349 | $13,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7 | $13,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 9,200 | $13,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 1,641 | $13,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 200 | $13,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 530 | $12,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,000 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 284 | $12,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 250 | $12,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 261 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,731 | $12,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 229 | $12,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 640 | $12,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,628 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 140 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 990 | $12,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,685 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $12,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $12,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $12,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 293 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 625 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 260 | $12,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,102 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000008 | this filing | 2018-08-13 | acceptance time not in the bulk data set |