13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 5,072 holding rows worth $7,272,591,000.
- Accession
- 0001681115-18-000008
- Filer
- CIK 1681115
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 14,006 entries on the cover page, a total value of $7,272,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,272,591,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANMINA CORP COM | 801056102 | Stock | 1,941 | $56,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 648 | $56,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,700 | $56,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,113 | $56,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,611 | $56,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,500 | $56,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,607 | $56,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,698 | $56,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,915 | $56,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,881 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,031 | $56,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,255 | $56,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 60,610 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 507 | $56,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,142 | $55,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,450 | $55,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 2,489 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,634 | $55,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,130 | $55,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 745 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,693 | $55,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,259 | $55,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 525 | $55,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,000 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 475 | $55,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,479 | $55,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 750 | $55,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,245 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,500 | $55,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,636 | $55,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,328 | $55,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 52 | $55,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 402 | $55,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 997 | $55,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,118 | $54,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,143 | $54,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,500 | $54,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 917 | $54,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,025 | $54,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,150 | $54,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,333 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,930 | $54,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 800 | $54,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 980 | $54,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,920 | $54,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,051 | $54,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,421 | $54,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 50 | $54,000 | thousands by filing date | principal |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 2,550 | $54,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 3,153 | $54,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,394 | $53,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 25,563 | $53,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 5,983 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,105 | $53,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,624 | $53,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,824 | $53,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,180 | $53,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,866 | $53,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,200 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,408 | $53,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 9,555 | $53,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 702 | $53,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,219 | $53,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 697 | $53,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 638 | $53,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,561 | $53,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 4,605 | $53,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 2,807 | $53,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 50 | $53,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,029 | $52,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 928 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 900 | $52,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,612 | $52,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,476 | $52,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 1,087 | $52,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,827 | $52,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,854 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,105 | $52,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,244 | $52,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,258 | $52,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $52,000 | thousands by filing date | principal |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,324 | $52,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,276 | $51,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,670 | $51,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,039 | $51,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,000 | $51,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 3,000 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,074 | $51,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $51,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,800 | $51,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,654 | $51,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,949 | $51,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,175 | $51,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 929 | $51,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 396 | $51,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,367 | $51,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,732 | $51,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 7,689 | $51,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,582 | $51,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,000 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,695 | $51,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $51,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 1,471 | $50,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 3,855 | $50,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,789 | $50,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,500 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,039 | $50,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,095 | $50,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 314 | $50,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,000 | $50,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,395 | $50,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,451 | $50,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,290 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,214 | $50,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,950 | $50,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,055 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,299 | $50,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27 | $50,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,775 | $50,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,792 | $49,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,068 | $49,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 887 | $49,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 2,795 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,593 | $49,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,141 | $49,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,980 | $49,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 7,160 | $49,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 2,298 | $49,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,291 | $48,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,550 | $48,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,597 | $48,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,163 | $48,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,978 | $48,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,322 | $48,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,203 | $48,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,893 | $48,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 4,600 | $48,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 850 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 754 | $47,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 592 | $47,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,250 | $47,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,100 | $47,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 672 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,750 | $47,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,038 | $47,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 47 | $47,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 48 | $47,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $47,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $47,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,183 | $46,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 630 | $46,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,461 | $46,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,051 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 705 | $46,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,761 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 536 | $46,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 649 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,280 | $46,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,931 | $46,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,177 | $46,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 785 | $46,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,226 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 559 | $46,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,727 | $46,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,550 | $46,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,910 | $46,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,400 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 1,814 | $46,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1,827 | $46,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,938 | $45,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,074 | $45,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,650 | $45,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,500 | $45,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 977 | $45,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 5,144 | $45,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,557 | $45,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,160 | $45,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,348 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 952 | $45,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,960 | $45,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,552 | $45,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 941 | $45,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,028 | $45,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,725 | $45,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,281 | $45,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,920 | $45,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,636 | $45,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,181 | $45,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,600 | $45,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,978 | $45,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 45 | $45,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 47 | $45,000 | thousands by filing date | principal |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 4,596 | $44,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,986 | $44,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,328 | $44,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,623 | $44,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,091 | $44,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,275 | $44,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 750 | $44,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,906 | $44,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,750 | $44,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 860 | $44,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,603 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 965 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 791 | $44,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $44,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,470 | $44,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $44,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,235 | $43,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 726 | $43,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 928 | $43,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 74 | $43,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,038 | $43,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,777 | $43,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 812 | $43,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 309 | $43,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,713 | $43,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,381 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,419 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,021 | $43,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,500 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,650 | $43,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,039 | $43,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 47 | $43,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 935 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,325 | $42,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 689 | $42,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 197 | $42,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,672 | $42,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 2,586 | $42,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,526 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 518 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,780 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,523 | $42,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 973 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,133 | $42,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 415 | $42,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,607 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 910 | $42,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,816 | $42,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,390 | $42,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,541 | $42,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 295 | $42,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 4,500 | $42,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 45,000 | $42,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 751 | $41,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,775 | $41,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 620 | $41,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,596 | $41,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,309 | $41,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,431 | $41,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 402 | $41,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,310 | $41,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,820 | $41,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,596 | $41,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 938 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,072 | $41,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $41,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,963 | $41,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $41,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 619 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,069 | $41,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $41,000 | thousands by filing date | principal |
| CAROLINA FINL CORP NEW | 143873107 | COM | 959 | $41,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $41,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,032 | $40,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,894 | $40,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,479 | $40,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 687 | $40,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,718 | $40,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,662 | $40,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,700 | $40,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,562 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $40,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 311 | $40,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 67 | $40,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 5,835 | $40,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,698 | $40,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,048 | $39,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 546 | $39,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,238 | $39,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 915 | $39,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 881 | $39,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 465 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 2,784 | $39,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 432 | $39,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,079 | $39,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 520 | $39,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1,066 | $39,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 480 | $39,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 812 | $39,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 318 | $39,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,101 | $39,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 887 | $39,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,230 | $39,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,077 | $38,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,486 | $38,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,638 | $38,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,619 | $38,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 457 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 600 | $38,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,173 | $38,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,915 | $38,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,500 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,714 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,186 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,700 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 662 | $38,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 185 | $38,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,321 | $38,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,200 | $38,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,197 | $37,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 470 | $37,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,683 | $37,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 956 | $37,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,875 | $37,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,492 | $37,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 399 | $37,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,896 | $37,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $37,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 449 | $37,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,567 | $37,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,100 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $37,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,520 | $37,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,121 | $37,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 424 | $37,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 215 | $37,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,279 | $37,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,764 | $37,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,739 | $37,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $37,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 4,000 | $37,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,306 | $37,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 37 | $37,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,708 | $36,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 831 | $36,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,307 | $36,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,752 | $36,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 751 | $36,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,530 | $36,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,000 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,227 | $36,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,300 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,148 | $36,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 162 | $36,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,800 | $36,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 600 | $36,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,011 | $36,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,959 | $36,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,605 | $36,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,299 | $36,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,664 | $36,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,682 | $36,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,207 | $36,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,995 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 350 | $36,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,655 | $36,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 989 | $36,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 83,400 | $36,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,036 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 833 | $36,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $35,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 196 | $35,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 357 | $35,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,218 | $35,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 4,002 | $35,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 664 | $35,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 609 | $35,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,809 | $35,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 448 | $35,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 753 | $35,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 1,957 | $35,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,660 | $35,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1,209 | $35,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,379 | $35,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 672 | $35,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 22,328 | $35,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 345 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,700 | $34,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 518 | $34,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,250 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,400 | $34,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,460 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,343 | $34,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,368 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 1,070 | $34,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,492 | $34,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,745 | $34,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,318 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 2,393 | $34,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 105 | $33,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,318 | $33,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 342 | $33,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $33,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 853 | $33,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,535 | $33,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,501 | $33,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 640 | $33,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,444 | $33,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 28,528 | $33,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,425 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 550 | $33,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,055 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,975 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $33,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $33,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,248 | $32,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,562 | $32,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 402 | $32,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,701 | $32,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 477 | $32,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 335 | $32,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 460 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $32,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,418 | $32,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,019 | $32,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,145 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $32,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 9,540 | $32,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 238 | $31,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,697 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 777 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 656 | $31,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,727 | $31,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 809 | $31,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,468 | $31,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 814 | $31,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 317 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,780 | $31,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 800 | $31,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 487 | $31,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,580 | $31,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,620 | $31,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,418 | $31,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,270 | $31,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,485 | $31,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,805 | $30,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,064 | $30,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 931 | $30,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,497 | $30,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 746 | $30,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 502 | $30,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,298 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 524 | $30,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 665 | $30,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 4,290 | $30,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,069 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,445 | $30,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $30,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 776 | $30,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 396 | $30,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,107 | $30,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 384 | $30,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,016 | $30,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,500 | $30,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,717 | $30,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,750 | $30,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,700 | $30,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 377 | $30,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,277 | $30,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $30,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1,913 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,394 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 4,089 | $30,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 1,900 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $30,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 487 | $29,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 662 | $29,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 512 | $29,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,110 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,196 | $29,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 252 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 900 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 604 | $29,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,762 | $29,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 832 | $29,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,578 | $29,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,143 | $29,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,550 | $29,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,200 | $29,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 748 | $29,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 24,250 | $29,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 33 | $29,000 | thousands by filing date | principal |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,550 | $29,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,698 | $29,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 586 | $28,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 726 | $28,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,000 | $28,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 763 | $28,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 494 | $28,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 534 | $28,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 133 | $28,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,756 | $28,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 799 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000008 | this filing | 2018-08-13 | acceptance time not in the bulk data set |