13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 5,001 holding rows worth $6,356,242,000.
- Accession
- 0001681115-17-000014
- Filer
- CIK 1681115
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 14,020 entries on the cover page, a total value of $6,356,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,356,242,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BELDEN INC COM | 077454106 | Stock | 270 | $22,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 604 | $22,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 550 | $22,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 534 | $22,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 444 | $22,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,616 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 443 | $22,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,145 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,280 | $22,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 638 | $22,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 424 | $22,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 978 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 340 | $22,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,750 | $22,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 795 | $22,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 484 | $22,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 2,292 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 821 | $22,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 6,510 | $22,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 5,967 | $22,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,971 | $22,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,150 | $22,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4 | $22,000 | thousands by filing date | principal |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,312 | $22,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,311 | $22,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $22,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 322 | $22,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 2,503 | $22,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,473 | $21,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,180 | $21,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 478 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 700 | $21,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 433 | $21,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 493 | $21,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,766 | $21,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 479 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 951 | $21,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 849 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 383 | $21,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,549 | $21,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,774 | $21,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 969 | $21,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,702 | $21,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 8 | $21,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 2,263 | $21,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 791 | $21,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 839 | $21,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,520 | $21,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 19 | $21,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 19 | $21,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 19 | $21,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 15 | $21,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 595 | $20,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 744 | $20,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 328 | $20,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 443 | $20,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 293 | $20,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 668 | $20,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 312 | $20,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 338 | $20,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 671 | $20,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 538 | $20,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,224 | $20,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,355 | $20,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 376 | $20,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,039 | $20,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 625 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 916 | $20,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 6,081 | $20,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 955 | $20,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $20,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,650 | $20,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 961 | $20,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 21 | $20,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 20 | $20,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 998 | $19,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 360 | $19,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 650 | $19,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 965 | $19,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,000 | $19,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 454 | $19,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,640 | $19,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 716 | $19,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,100 | $19,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 642 | $19,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 901 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 454 | $19,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 3 | $19,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,064 | $19,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 276 | $19,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 453 | $19,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,497 | $19,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 502 | $19,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 476 | $19,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,248 | $19,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,305 | $19,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 500 | $19,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 24 | $19,000 | thousands by filing date | principal |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 8,260 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,243 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 12 | $19,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 1,317 | $19,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 19 | $19,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,100 | $19,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 13,063 | $19,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,800 | $18,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 936 | $18,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,083 | $18,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 427 | $18,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 480 | $18,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,538 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 279 | $18,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,793 | $18,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,500 | $18,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 534 | $18,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,252 | $18,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,350 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,155 | $18,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 631 | $18,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,646 | $18,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 966 | $18,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 8,705 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 510 | $18,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 369 | $18,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 740 | $18,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 399 | $18,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 558 | $18,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,078 | $18,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 417 | $18,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,690 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,693 | $18,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 691 | $18,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 876 | $18,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $18,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 773 | $18,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,124 | $18,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 185 | $18,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 221 | $17,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 321 | $17,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $17,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 460 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 667 | $17,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,000 | $17,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 939 | $17,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 433 | $17,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 621 | $17,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 644 | $17,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,094 | $17,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,525 | $17,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 391 | $17,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 4,191 | $17,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 348 | $17,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 445 | $17,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 354 | $17,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,325 | $17,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 595 | $17,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 237 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 248 | $17,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $17,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 966 | $17,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,321 | $17,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $17,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,600 | $17,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,737 | $17,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 202 | $17,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 292 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 565 | $17,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1,190 | $17,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 400 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 620 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 820 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 550 | $17,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $17,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 347 | $17,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 349 | $17,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 10,000 | $17,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 590 | $17,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 631 | $17,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 281 | $16,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 534 | $16,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 391 | $16,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 900 | $16,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,298 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 525 | $16,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,549 | $16,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 23 | $16,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 477 | $16,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 136 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,222 | $16,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 392 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $16,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,019 | $16,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 810 | $16,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 267 | $16,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,758 | $16,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 566 | $16,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 832 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 340 | $16,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 865 | $16,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,100 | $16,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,699 | $16,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,035 | $16,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $16,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,212 | $16,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 491 | $16,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,742 | $16,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 186 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 470 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 200 | $16,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 8 | $16,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,924 | $16,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,923 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 99 | $16,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 903 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $16,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 3,015 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 625 | $16,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 16 | $16,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 5,100 | $16,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 187 | $15,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 196 | $15,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 120 | $15,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 300 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 267 | $15,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 616 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,277 | $15,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 531 | $15,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 295 | $15,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 289 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,211 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $15,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $15,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 734 | $15,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,100 | $15,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $15,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 511 | $15,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 328 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 442 | $15,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,000 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 302 | $15,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 3,315 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,211 | $15,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 652 | $15,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,413 | $15,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 367 | $15,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,269 | $15,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 560 | $15,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,210 | $15,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 680 | $15,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 301 | $15,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 895 | $15,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $15,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,404 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 261 | $15,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 670 | $15,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 11 | $15,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 724 | $14,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 814 | $14,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 392 | $14,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 427 | $14,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 421 | $14,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 244 | $14,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 315 | $14,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 179 | $14,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 394 | $14,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,047 | $14,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 462 | $14,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,186 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 145 | $14,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 390 | $14,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 356 | $14,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 108 | $14,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 139 | $14,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 639 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 984 | $14,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 779 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 153 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 309 | $14,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $14,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 536 | $14,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 9,976 | $14,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 365 | $14,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 512 | $14,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 12 | $14,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 3,000 | $14,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 682 | $14,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,445 | $14,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,320 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 175 | $14,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,641 | $14,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 800 | $14,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 756 | $14,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $14,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,000 | $14,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 591 | $14,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 835 | $14,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 9 | $14,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 4,200 | $14,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 12 | $14,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 9 | $14,000 | thousands by filing date | principal |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 530 | $13,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 757 | $13,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 437 | $13,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 500 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 990 | $13,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 379 | $13,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 664 | $13,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,000 | $13,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 366 | $13,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 690 | $13,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 392 | $13,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 650 | $13,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 267 | $13,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 315 | $13,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 239 | $13,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 354 | $13,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 363 | $13,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 600 | $13,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 548 | $13,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 825 | $13,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 666 | $13,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 181 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 558 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 345 | $13,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 851 | $13,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 767 | $13,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,396 | $13,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 339 | $13,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 177 | $13,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 567 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11 | $13,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 134 | $13,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,250 | $13,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 824 | $13,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,830 | $13,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,800 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 354 | $13,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 526 | $13,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 200 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 500 | $13,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 882 | $13,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 600 | $13,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,234 | $13,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 11 | $13,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 5,200 | $12,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 789 | $12,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 92 | $12,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 948 | $12,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,236 | $12,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 151 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 395 | $12,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 785 | $12,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 167 | $12,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 896 | $12,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 442 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 500 | $12,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 411 | $12,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 775 | $12,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 316 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 420 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 451 | $12,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,318 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,084 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 194 | $12,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 908 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $12,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $12,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $12,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $12,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,100 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $12,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 951 | $12,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 8 | $12,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,273 | $12,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 485 | $12,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7 | $12,000 | thousands by filing date | principal |
| SP PLUS CORP | 78469C103 | COM | 312 | $12,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 965 | $12,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,843 | $12,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 226 | $12,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 975 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 317 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,232 | $12,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 12 | $12,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12 | $12,000 | thousands by filing date | principal |
| MCBC HLDGS INC | 55276F107 | COM | 579 | $12,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,067 | $12,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 12 | $12,000 | thousands by filing date | principal |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,085 | $12,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 6 | $12,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 11 | $12,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 300 | $12,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 618 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 366 | $12,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 222 | $11,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 525 | $11,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 229 | $11,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 426 | $11,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 915 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 277 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 210 | $11,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 273 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 177 | $11,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 512 | $11,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 214 | $11,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 212 | $11,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 397 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 708 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,336 | $11,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 119 | $11,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 450 | $11,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,985 | $11,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 349 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 6,124 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 724 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 400 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 625 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 400 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $11,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 2,100 | $11,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $11,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,673 | $11,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 260 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 260 | $11,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $11,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 561 | $11,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 600 | $11,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 300 | $11,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 593 | $11,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,393 | $11,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 10,188 | $11,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 776 | $11,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 866 | $11,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 473 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 577 | $11,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 775 | $11,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7 | $11,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 8 | $11,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $10,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,110 | $10,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $10,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 440 | $10,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 181 | $10,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 100 | $10,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,337 | $10,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 312 | $10,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 475 | $10,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 290 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 520 | $10,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $10,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 613 | $10,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 245 | $10,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 936 | $10,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 400 | $10,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 115 | $10,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,668 | $10,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 342 | $10,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 330 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,400 | $10,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 615 | $10,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,500 | $10,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 458 | $10,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 138 | $10,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 219 | $10,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 365 | $10,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 77 | $10,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 505 | $10,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 912 | $10,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 496 | $10,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $10,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 287 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 158 | $10,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 23 | $10,000 | thousands by filing date | call |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $10,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $10,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 5,775 | $10,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 649 | $10,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 662 | $10,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $10,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 650 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 7,527 | $10,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 476 | $10,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 250 | $10,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 4,000 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10 | $10,000 | thousands by filing date | principal |
| DIGITALGLOBE INC | 25389M877 | COM | 277 | $10,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 900 | $10,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 395 | $10,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 129 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000014 | this filing | 2017-11-06 | acceptance time not in the bulk data set |