13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 5,001 holding rows worth $6,356,242,000.
- Accession
- 0001681115-17-000014
- Filer
- CIK 1681115
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 14,020 entries on the cover page, a total value of $6,356,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,356,242,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES INC | 317485100 | COM | 286 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,180 | $10,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,660 | $10,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $10,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 392 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 104 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $10,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $10,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 221 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 500 | $10,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10 | $10,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 478 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 116 | $10,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 248 | $10,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 2,600 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 377 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 380 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 355 | $10,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 7 | $10,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 8 | $10,000 | thousands by filing date | principal |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 500 | $10,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10 | $10,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 10 | $10,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 198 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 10 | $10,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 500 | $9,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 789 | $9,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,066 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 935 | $9,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 500 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,089 | $9,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,300 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 539 | $9,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 632 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 442 | $9,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 205 | $9,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 139 | $9,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 403 | $9,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 625 | $9,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 618 | $9,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 420 | $9,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 391 | $9,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 314 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 150 | $9,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 433 | $9,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,218 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 222 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 82 | $9,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 354 | $9,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 549 | $9,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 341 | $9,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 159 | $9,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,250 | $9,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,500 | $9,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 631 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,470 | $9,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3 | $9,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 275 | $9,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 800 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 319 | $9,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 595 | $9,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100 | $9,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 204 | $9,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 474 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 875 | $9,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 320 | $8,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 158 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 123 | $8,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 557 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 500 | $8,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 400 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,414 | $8,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 337 | $8,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 389 | $8,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 389 | $8,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 840 | $8,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 685 | $8,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 982 | $8,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 325 | $8,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 187 | $8,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,700 | $8,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 295 | $8,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 424 | $8,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 200 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 374 | $8,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 8 | $8,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 300 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,186 | $8,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,032 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,341 | $8,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,200 | $8,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,000 | $8,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 6 | $8,000 | thousands by filing date | principal |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $8,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 760 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 2,718 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 300 | $8,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 4,102 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,210 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $8,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2 | $8,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 125 | $7,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 700 | $7,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,305 | $7,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 199 | $7,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 85 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 190 | $7,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 72 | $7,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 111 | $7,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 62 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 200 | $7,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 400 | $7,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 521 | $7,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 186 | $7,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 334 | $7,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 441 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 202 | $7,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 731 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 200 | $7,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 164 | $7,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 333 | $7,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $7,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 500 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 423 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 112 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 500 | $7,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 748 | $7,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 567 | $7,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $7,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 800 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 400 | $7,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,199 | $7,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 117 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,601 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 121 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 400 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 211 | $7,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 201 | $7,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 10 | $7,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 3,077 | $7,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 412 | $7,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 287 | $7,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 500 | $7,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 9,000 | $7,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 976 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 328 | $7,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $7,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 300 | $7,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 518 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $7,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 5,300 | $7,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 6,350 | $7,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 4,300 | $7,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 122 | $6,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 140 | $6,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 400 | $6,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 150 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 104 | $6,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 109 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,147 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 72 | $6,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 622 | $6,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 152 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 183 | $6,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $6,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 267 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 295 | $6,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 465 | $6,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 326 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 231 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,000 | $6,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 653 | $6,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 509 | $6,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $6,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 318 | $6,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 595 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $6,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 294 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 272 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,185 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,584 | $6,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 129 | $6,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 294 | $6,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 400 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 201 | $6,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 779 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,600 | $6,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 432 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $6,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 182 | $6,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 731 | $6,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 289 | $6,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,202 | $6,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,250 | $6,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,527 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,000 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $6,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,677 | $6,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,126 | $6,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $6,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 641 | $6,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 417 | $6,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 547 | $6,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 3,750 | $6,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,020 | $6,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $6,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 500 | $6,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 2,617 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 6 | $6,000 | thousands by filing date | principal |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 210 | $6,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 4 | $6,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 500 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 200 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 556 | $5,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 192 | $5,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 200 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 13 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 116 | $5,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 300 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 281 | $5,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 565 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 187 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 194 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 141 | $5,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 374 | $5,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 500 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $5,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 114 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 350 | $5,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 364 | $5,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $5,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,300 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 87 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 200 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 195 | $5,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 206 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 110 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 110 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 130 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 106 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 146 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 520 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 566 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,470 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 193 | $5,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 200 | $5,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 500 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,800 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 261 | $5,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 266 | $5,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 100 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 211 | $5,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 320 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,280 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 580 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 55 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 269 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $5,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 350 | $5,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,000 | $5,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 750 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $5,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,300 | $5,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 263 | $5,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,100 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 154 | $5,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 800 | $5,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 200 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 14,647 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $5,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5 | $5,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 300 | $5,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 25 | $5,000 | thousands by filing date | principal |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 946 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 64 | $4,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 32 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28 | $4,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 174 | $4,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 85 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 273 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 120 | $4,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 233 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,008 | $4,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 88 | $4,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 250 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 82 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 472 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 109 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 186 | $4,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 300 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $4,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 172 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 500 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200 | $4,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,368 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 920 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 264 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 100 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $4,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 202 | $4,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 245 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 110 | $4,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 336 | $4,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,666 | $4,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 81 | $4,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 266 | $4,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,145 | $4,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 245 | $4,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 539 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 249 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 211 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 174 | $4,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 600 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 400 | $4,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 3,101 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 206 | $4,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 632 | $4,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 197 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,619 | $4,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 208 | $4,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 219 | $4,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 507 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 799 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 744 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $4,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 123 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 277 | $4,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 173 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 76 | $4,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 327 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 140 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 100 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 697 | $4,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 594 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 175 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 136 | $4,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 80 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 60 | $4,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 1,500 | $4,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 150 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $4,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 116 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 331 | $3,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 75 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 622 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 14 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 116 | $3,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 200 | $3,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 39 | $3,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 547 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 113 | $3,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 49 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 50 | $3,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 150 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 260 | $3,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 363 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 112 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 365 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 42 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 255 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 73 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 500 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 284 | $3,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 34 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 160 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 136 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 55 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 250 | $3,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 100 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 230 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 101 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,715 | $3,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 702 | $3,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 155 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 12,564 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 507 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 64 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 175 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 712 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,295 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 411 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 728 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 200 | $3,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 217 | $3,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 280 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 646 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 5,350 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 130 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 255 | $3,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 8 | $3,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 33 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 179 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 65 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 71 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,375 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 101 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 201 | $3,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 222 | $3,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 625 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 122 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 73 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 211 | $3,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 500 | $3,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 5,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000014 | this filing | 2017-11-06 | acceptance time not in the bulk data set |