13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 5,001 holding rows worth $6,356,242,000.
- Accession
- 0001681115-17-000014
- Filer
- CIK 1681115
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 14,020 entries on the cover page, a total value of $6,356,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,356,242,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,039 | $90,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 3,109 | $90,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 14,620 | $90,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,821 | $90,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,022 | $90,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,809 | $89,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,374 | $89,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,730 | $89,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,478 | $89,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 749 | $88,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,286 | $88,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 675 | $88,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,383 | $88,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,649 | $88,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 4,000 | $88,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,604 | $88,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 38,600 | $88,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 9,830 | $88,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,677 | $87,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 709 | $87,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,118 | $87,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 895 | $87,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,844 | $87,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,621 | $87,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 582 | $86,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,926 | $86,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,625 | $86,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,122 | $86,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,752 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,507 | $86,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,770 | $86,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,883 | $86,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 547 | $85,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,366 | $85,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,007 | $85,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,172 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,800 | $85,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,301 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,224 | $85,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,163 | $85,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,028 | $85,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,334 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 753 | $84,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,981 | $84,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,012 | $84,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,923 | $84,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 718 | $84,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 2,330 | $84,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,278 | $84,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 4,104 | $84,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 7,296 | $84,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,286 | $84,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,804 | $84,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,737 | $84,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 7,983 | $84,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,757 | $83,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,457 | $83,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,869 | $83,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 2,548 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,693 | $83,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,520 | $83,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,351 | $83,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 967 | $83,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,115 | $83,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 7,229 | $83,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,240 | $83,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,719 | $83,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,835 | $83,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,203 | $82,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 3,765 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,318 | $82,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,476 | $82,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,162 | $82,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,204 | $82,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,709 | $82,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,325 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,135 | $82,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,469 | $82,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,514 | $82,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,008 | $82,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 3,289 | $82,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,026 | $81,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,069 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,117 | $81,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,945 | $81,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,643 | $81,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,365 | $80,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,821 | $80,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 997 | $80,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,600 | $80,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 888 | $80,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,679 | $80,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,623 | $80,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 911 | $80,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,974 | $80,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,010 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 3,443 | $80,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 679 | $79,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,868 | $79,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 495 | $79,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 589 | $79,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,159 | $79,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 1,200 | $79,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,403 | $79,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,909 | $79,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,973 | $79,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,952 | $79,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,495 | $79,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 2,543 | $79,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,700 | $79,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 18,885 | $79,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,560 | $79,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 921 | $78,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 5,155 | $78,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,250 | $78,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 4,800 | $78,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,900 | $78,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4,729 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 766 | $78,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,703 | $78,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,173 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,927 | $78,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 956 | $78,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,245 | $78,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,362 | $78,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,519 | $77,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,823 | $77,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,995 | $77,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,385 | $77,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,123 | $77,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 11,254 | $77,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,993 | $77,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,434 | $77,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,350 | $77,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,996 | $77,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,466 | $76,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,262 | $76,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,641 | $76,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,644 | $76,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 138 | $76,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,638 | $76,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $76,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 4,230 | $75,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 569 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,943 | $75,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,574 | $75,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,150 | $75,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 2,305 | $75,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 767 | $74,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,169 | $74,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $74,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,910 | $74,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 5,378 | $74,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,453 | $74,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $74,000 | thousands by filing date | principal |
| TRANSUNION COM | 89400J107 | Stock | 1,535 | $73,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 974 | $73,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 896 | $73,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,292 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,410 | $73,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,240 | $73,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,943 | $73,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 680 | $73,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,626 | $73,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 934 | $73,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,520 | $72,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,841 | $72,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,555 | $72,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,690 | $72,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,200 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,571 | $72,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,072 | $72,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,285 | $72,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,278 | $72,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,588 | $72,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 3,458 | $72,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 604 | $71,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 23,288 | $71,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,868 | $71,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,859 | $71,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 73 | $71,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,874 | $70,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,215 | $70,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 908 | $70,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,537 | $70,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $70,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,627 | $70,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,460 | $70,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 3,357 | $70,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,260 | $70,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,772 | $70,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $70,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $70,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 2,630 | $70,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,409 | $69,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,539 | $69,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,829 | $69,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,798 | $69,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,261 | $69,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,651 | $69,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,296 | $69,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,740 | $69,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 7,974 | $69,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $69,000 | thousands by filing date | principal |
| MSB FINL CORP NEW | 55352L101 | COM | 3,864 | $69,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 881 | $68,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,263 | $68,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,685 | $68,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,528 | $68,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 941 | $68,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 2,351 | $68,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $68,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,599 | $68,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,520 | $68,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,097 | $68,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 66 | $68,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 1,703 | $67,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,287 | $67,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,845 | $67,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,271 | $67,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 314 | $67,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 8,658 | $67,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 7,950 | $67,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,062 | $67,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,449 | $67,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $67,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 570 | $66,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,400 | $66,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,495 | $66,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,509 | $66,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 4,103 | $66,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,675 | $66,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,607 | $66,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 733 | $66,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,681 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,037 | $66,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 4,675 | $66,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 1,188 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 2,598 | $66,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,872 | $65,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,242 | $65,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,341 | $65,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,709 | $65,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,435 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 3,329 | $65,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 3,420 | $65,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,044 | $65,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,564 | $65,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 4,322 | $65,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 61 | $65,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 4,375 | $65,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,797 | $65,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 970 | $64,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,115 | $64,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,039 | $64,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,011 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,784 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 2,758 | $64,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,205 | $64,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,192 | $64,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,317 | $63,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 516 | $63,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,924 | $63,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,543 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,050 | $63,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,100 | $63,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,799 | $63,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,440 | $63,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,800 | $63,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,637 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,073 | $63,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 686 | $63,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 592 | $62,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,023 | $62,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,494 | $62,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,060 | $62,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,081 | $62,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,200 | $62,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 7,109 | $62,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 970 | $62,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $62,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,879 | $62,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,817 | $62,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,510 | $61,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,264 | $61,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,958 | $61,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 2,009 | $61,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,319 | $61,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,411 | $61,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,156 | $61,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,802 | $61,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,473 | $61,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,000 | $61,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,617 | $61,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $61,000 | thousands by filing date | principal |
| SNYDERS LANCE INC | 833551104 | COM | 1,620 | $61,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 766 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,895 | $61,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 686 | $60,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 505 | $60,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 384 | $60,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,850 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,292 | $60,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,444 | $60,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,756 | $60,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 658 | $60,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 4,000 | $60,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,795 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,482 | $60,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 2,700 | $60,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 574 | $60,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,155 | $60,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 8,345 | $60,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $60,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,750 | $60,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $60,000 | thousands by filing date | principal |
| ISHARES TR | 46435G516 | COM | 896 | $59,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,085 | $59,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,492 | $59,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,412 | $59,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $59,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,310 | $59,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,730 | $59,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 4,146 | $59,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,657 | $59,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $59,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 59 | $59,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 43 | $59,000 | thousands by filing date | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,842 | $58,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,048 | $58,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $58,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 9,636 | $58,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,200 | $58,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 5,711 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,530 | $58,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 10,000 | $58,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 3,483 | $58,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 895 | $57,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,000 | $57,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,565 | $57,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 588 | $57,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,414 | $57,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,074 | $57,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,645 | $57,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,559 | $57,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $57,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,116 | $57,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,552 | $57,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,381 | $57,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,732 | $57,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 57 | $57,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 628 | $57,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,843 | $57,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $57,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,857 | $57,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,845 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 499 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,105 | $56,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,045 | $56,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,172 | $56,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,688 | $56,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,385 | $56,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,320 | $56,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,532 | $56,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,757 | $56,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 56,469 | $56,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,307 | $56,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,450 | $56,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 755 | $55,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,243 | $55,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,906 | $55,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,895 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,224 | $55,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 4,558 | $55,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,582 | $55,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,075 | $55,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,031 | $55,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,000 | $55,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 61 | $55,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $55,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $55,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 794 | $54,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 679 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 507 | $54,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,750 | $54,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,039 | $54,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,969 | $54,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,200 | $54,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,592 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,075 | $53,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 642 | $53,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,491 | $53,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,286 | $53,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 6,669 | $53,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,937 | $53,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,128 | $53,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,724 | $53,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 5,376 | $53,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $53,000 | thousands by filing date | principal |
| BulletShares 2024 Corporate | 18383M233 | COM | 2,532 | $53,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $53,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,232 | $52,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 395 | $52,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,686 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 685 | $52,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 457 | $52,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,211 | $52,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,880 | $52,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,608 | $52,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 994 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,950 | $52,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,410 | $52,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,289 | $52,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 570 | $52,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,395 | $52,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,580 | $52,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,611 | $52,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31 | $52,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,143 | $51,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,458 | $51,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,993 | $51,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 912 | $51,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,326 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,000 | $51,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,032 | $51,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,124 | $51,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,000 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $51,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $51,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,692 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,776 | $51,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 49 | $51,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 2,437 | $50,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,850 | $50,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,427 | $50,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,223 | $50,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 975 | $50,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,487 | $50,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 566 | $50,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,054 | $50,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,227 | $50,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,965 | $50,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,615 | $50,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 27,532 | $49,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,007 | $49,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 737 | $49,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $49,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,491 | $49,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,885 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 445 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,262 | $49,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,438 | $49,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 784 | $49,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 894 | $49,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 514 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,645 | $49,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,886 | $49,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,470 | $49,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,611 | $49,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 902 | $49,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 625 | $49,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 272 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,141 | $49,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 2,547 | $49,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,362 | $48,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 559 | $48,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,003 | $48,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 793 | $48,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 944 | $48,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,435 | $48,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,185 | $48,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,086 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 535 | $48,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 974 | $48,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 945 | $48,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,480 | $48,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 920 | $48,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,104 | $48,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,687 | $48,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,000 | $48,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 688 | $48,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $48,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 2,539 | $48,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 528 | $47,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,420 | $47,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,240 | $47,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,667 | $47,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,665 | $47,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 246 | $47,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,459 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,523 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 1,883 | $47,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 364 | $47,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 723 | $47,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,584 | $47,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,794 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,133 | $47,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,874 | $47,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 529 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000014 | this filing | 2017-11-06 | acceptance time not in the bulk data set |