13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-03, with 4,960 holding rows worth $5,691,826,000.
- Accession
- 0001681115-17-000013
- Filer
- CIK 1681115
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 13,757 entries on the cover page, a total value of $5,691,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,691,826,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,157 | $40,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,220 | $40,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,330 | $40,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 3,040 | $40,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,608 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,094 | $39,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 988 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,335 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,361 | $39,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,400 | $39,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 475 | $39,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,912 | $39,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 368 | $39,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 747 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $39,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 485 | $39,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 471 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $39,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,025 | $39,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 3,000 | $39,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,581 | $39,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 532 | $39,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,883 | $39,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,230 | $39,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,000 | $38,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 730 | $38,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,184 | $38,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,119 | $38,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 706 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 436 | $38,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 700 | $38,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $38,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,000 | $38,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,558 | $38,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,953 | $38,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,180 | $38,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,000 | $38,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,611 | $38,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $38,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,141 | $37,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 685 | $37,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,282 | $37,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $37,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,846 | $37,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,960 | $37,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 528 | $37,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 3,200 | $37,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,160 | $37,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,450 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,871 | $37,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,437 | $37,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 22 | $37,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $37,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 596 | $37,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,285 | $37,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 36 | $37,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $37,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,255 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $37,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,977 | $37,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 540 | $36,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,071 | $36,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,659 | $36,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 465 | $36,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 170 | $36,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 687 | $36,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 402 | $36,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,329 | $36,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $36,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,881 | $36,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,907 | $36,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,000 | $36,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,800 | $36,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 840 | $36,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 631 | $36,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,652 | $36,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,622 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 337 | $36,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 869 | $36,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 7,778 | $36,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,690 | $36,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 490 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,425 | $36,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 652 | $36,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 312 | $35,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 835 | $35,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,441 | $35,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,042 | $35,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,248 | $35,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,001 | $35,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,235 | $35,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,005 | $35,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 728 | $35,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,570 | $35,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,500 | $35,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,694 | $35,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 700 | $35,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,950 | $35,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 24 | $35,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 4,023 | $35,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,611 | $35,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 3,217 | $35,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,230 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,250 | $35,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,687 | $35,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 33 | $35,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 575 | $34,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 971 | $34,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 254 | $34,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 710 | $34,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,635 | $34,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,567 | $34,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 435 | $34,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,316 | $34,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 842 | $34,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 927 | $34,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,864 | $34,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,350 | $34,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,444 | $34,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,352 | $34,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 859 | $34,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,624 | $34,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,065 | $34,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,200 | $34,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,046 | $34,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,149 | $34,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,960 | $34,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 550 | $34,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 847 | $34,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 477 | $33,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 692 | $33,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 901 | $33,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 556 | $33,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,014 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 518 | $33,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 852 | $33,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 644 | $33,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,988 | $33,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,900 | $33,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,233 | $33,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,000 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 849 | $33,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,730 | $33,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 577 | $33,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 703 | $33,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,677 | $33,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,100 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,300 | $33,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 950 | $32,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 458 | $32,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,100 | $32,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,534 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 780 | $32,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 650 | $32,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 404 | $32,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 973 | $32,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,425 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 625 | $32,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,711 | $32,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,000 | $32,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,441 | $32,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,000 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,333 | $32,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,063 | $32,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A867 | MASTER INC ETF | 1,758 | $32,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 718 | $31,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 473 | $31,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,565 | $31,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 480 | $31,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 400 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,357 | $31,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 827 | $31,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,920 | $31,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 803 | $31,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,162 | $31,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 93 | $31,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,547 | $31,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 604 | $31,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 234 | $31,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,563 | $31,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 286 | $31,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 596 | $31,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 348 | $31,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,100 | $31,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,031 | $31,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,020 | $31,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,235 | $31,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,200 | $31,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,789 | $30,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 927 | $30,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,204 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 988 | $30,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 785 | $30,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,077 | $30,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 846 | $30,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,801 | $30,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 724 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 2,250 | $30,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 303 | $30,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 772 | $30,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 3,665 | $30,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,671 | $30,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 496 | $30,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 867 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,084 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 707 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 617 | $30,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $30,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,214 | $30,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,041 | $30,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,111 | $30,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,682 | $30,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,676 | $30,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,592 | $30,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,859 | $30,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,100 | $30,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,181 | $30,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,130 | $30,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 730 | $30,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,765 | $30,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $30,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 30 | $30,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,041 | $30,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 26 | $30,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 1,133 | $29,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 8,625 | $29,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,550 | $29,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 844 | $29,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $29,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 7,017 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,039 | $29,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 961 | $29,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,900 | $29,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,744 | $29,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,186 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 412 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,041 | $29,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 562 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 919 | $29,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,354 | $29,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,849 | $29,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,125 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,065 | $29,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 6,381 | $29,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 509 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1,096 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $29,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,308 | $28,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,500 | $28,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,992 | $28,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,067 | $28,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 737 | $28,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,860 | $28,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 443 | $28,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,696 | $28,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 528 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,000 | $28,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 816 | $28,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 795 | $28,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,991 | $28,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $28,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,583 | $28,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 862 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 816 | $28,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,994 | $28,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 575 | $28,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,000 | $28,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,844 | $28,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,430 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 575 | $28,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,115 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,422 | $28,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,700 | $28,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 974 | $28,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 1,300 | $28,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,600 | $28,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $28,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 28 | $28,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 22,833 | $28,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,606 | $27,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 550 | $27,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,410 | $27,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,962 | $27,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 684 | $27,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 808 | $27,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 758 | $27,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 476 | $27,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 464 | $27,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 611 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,410 | $27,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 723 | $27,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 415 | $27,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 508 | $27,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 387 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 547 | $27,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 517 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,270 | $27,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 516 | $27,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,380 | $27,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,150 | $27,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $27,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 23 | $27,000 | thousands by filing date | principal |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,800 | $27,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,000 | $27,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 3,366 | $27,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 500 | $27,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,715 | $27,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 501 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,098 | $27,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 17,382 | $27,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 999 | $27,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 683 | $27,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 708 | $26,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 820 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1,072 | $26,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $26,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 908 | $26,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 510 | $26,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 754 | $26,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 772 | $26,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 685 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 591 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $26,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,667 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,002 | $26,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 794 | $26,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 3,867 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 527 | $26,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 407 | $26,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,265 | $26,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,487 | $26,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 2,716 | $26,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 790 | $26,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,783 | $26,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 24 | $26,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,570 | $26,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,350 | $26,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6 | $26,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 418 | $26,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 335 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,000 | $26,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,877 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,076 | $26,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $26,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,219 | $26,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 4,150 | $26,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 21 | $26,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 823 | $25,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $25,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 826 | $25,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,500 | $25,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 917 | $25,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 375 | $25,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $25,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,906 | $25,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 602 | $25,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,970 | $25,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 752 | $25,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 9 | $25,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 577 | $25,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,997 | $25,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 16 | $25,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 1,700 | $25,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,226 | $25,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,662 | $25,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $25,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,085 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 459 | $25,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 199 | $24,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 413 | $24,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 607 | $24,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 722 | $24,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,000 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,085 | $24,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,840 | $24,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $24,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 896 | $24,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,310 | $24,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 220 | $24,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,922 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 448 | $24,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $24,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $24,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,318 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 121 | $24,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 770 | $24,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,300 | $24,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 584 | $24,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,039 | $24,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 838 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $24,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,033 | $24,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,841 | $24,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $24,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,209 | $24,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 769 | $24,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 24 | $24,000 | thousands by filing date | principal |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 790 | $24,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 22 | $24,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 688 | $24,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 3,000 | $24,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 2,503 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,699 | $23,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 117 | $23,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 652 | $23,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $23,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 302 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 700 | $23,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,467 | $23,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 373 | $23,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 210 | $23,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,765 | $23,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 435 | $23,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,162 | $23,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,134 | $23,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 857 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,021 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 600 | $23,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 581 | $23,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 479 | $23,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 684 | $23,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 688 | $23,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,405 | $23,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,542 | $23,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 6,889 | $23,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 615 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 847 | $23,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 381 | $23,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 900 | $23,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,335 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 762 | $23,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 98,900 | $23,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $22,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,735 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 374 | $22,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,305 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 678 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,663 | $22,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,069 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 363 | $22,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 707 | $22,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,550 | $22,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 806 | $22,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 529 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 650 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 794 | $22,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 225 | $22,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,748 | $22,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,607 | $22,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 200 | $22,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,469 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 956 | $22,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,546 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,868 | $22,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,312 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 790 | $22,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $22,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,544 | $22,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,312 | $22,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 10,000 | $22,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 339 | $22,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 7,400 | $21,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 788 | $21,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 516 | $21,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 797 | $21,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 619 | $21,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,673 | $21,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 758 | $21,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,072 | $21,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,583 | $21,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 554 | $21,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 580 | $21,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 561 | $21,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 430 | $21,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 850 | $21,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,654 | $21,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 6,000 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 781 | $21,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $21,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 922 | $21,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 534 | $21,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 839 | $21,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 410 | $21,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 106 | $20,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 603 | $20,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 819 | $20,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 442 | $20,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,810 | $20,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 570 | $20,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 538 | $20,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,224 | $20,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,600 | $20,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 880 | $20,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 724 | $20,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 600 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000009 | superseded | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | this filing | 2017-11-03 | acceptance time not in the bulk data set |