13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-03, with 4,960 holding rows worth $5,691,826,000.
- Accession
- 0001681115-17-000013
- Filer
- CIK 1681115
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 13,757 entries on the cover page, a total value of $5,691,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,691,826,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 579 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,455 | $9,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 3,815 | $9,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 355 | $9,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 146 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 500 | $9,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 567 | $9,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 578 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 319 | $9,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,126 | $9,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 412 | $9,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 291 | $9,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 2,500 | $9,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 283 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 300 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 355 | $9,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 144 | $9,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 868 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,210 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 875 | $9,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 9 | $9,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 320 | $8,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 327 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 150 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 234 | $8,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 213 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,604 | $8,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 5,006 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 500 | $8,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 520 | $8,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 82 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,507 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 578 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 168 | $8,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,600 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 117 | $8,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 132 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 486 | $8,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 218 | $8,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 152 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 555 | $8,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 196 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 500 | $8,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 180 | $8,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 489 | $8,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 300 | $8,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 956 | $8,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,600 | $8,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 393 | $8,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 6,760 | $8,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 520 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 200 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 374 | $8,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 300 | $8,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,550 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 224 | $8,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $8,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4 | $8,000 | thousands by filing date | principal |
| BIOSCRIP INC | 09069N108 | COM | 3,295 | $8,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $8,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 400 | $8,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,238 | $8,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 474 | $8,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,171 | $8,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $8,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2 | $8,000 | thousands by filing date | principal |
| ENTELLUS MED INC | 29363K105 | COM | 500 | $8,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 163 | $7,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,185 | $7,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 153 | $7,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 200 | $7,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 104 | $7,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 179 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 234 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,147 | $7,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 99 | $7,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 182 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 500 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 368 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 249 | $7,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $7,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $7,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 150 | $7,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 423 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 200 | $7,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 297 | $7,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 455 | $7,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,368 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 533 | $7,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 507 | $7,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 482 | $7,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 325 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 187 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 263 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 440 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 180 | $7,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 415 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $7,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,830 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 359 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,159 | $7,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 317 | $7,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 275 | $7,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 7 | $7,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 582 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 554 | $7,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,651 | $7,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 400 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 344 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 689 | $7,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,000 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,500 | $7,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,000 | $7,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 300 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $7,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,000 | $7,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,199 | $7,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,043 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,938 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 121 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 212 | $7,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 364 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $7,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,985 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 225 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 251 | $7,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,928 | $7,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $7,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 460 | $7,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 250 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $7,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 5,300 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 691 | $7,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 122 | $6,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 246 | $6,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 307 | $6,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,337 | $6,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,656 | $6,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 559 | $6,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 720 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 680 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 184 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $6,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 135 | $6,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 300 | $6,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,748 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 675 | $6,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 202 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 435 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 588 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 335 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $6,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 66 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 110 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 233 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $6,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,821 | $6,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 294 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $6,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,470 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,303 | $6,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 60 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 201 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,600 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,502 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $6,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 147 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 428 | $6,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 551 | $6,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,500 | $6,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 116 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,100 | $6,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,500 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 290 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 145 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,677 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 595 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 267 | $6,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 472 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 322 | $6,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 210 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 200 | $5,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 259 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 70 | $5,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8 | $5,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 250 | $5,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 273 | $5,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $5,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 300 | $5,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 410 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 148 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 142 | $5,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 100 | $5,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $5,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 85 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 66 | $5,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 54 | $5,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 500 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $5,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 230 | $5,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $5,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 95 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 156 | $5,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 212 | $5,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 206 | $5,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 430 | $5,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 420 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 110 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 219 | $5,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 350 | $5,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 300 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $5,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 186 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 146 | $5,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 229 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,703 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,075 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,715 | $5,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 441 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 250 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 637 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 400 | $5,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 407 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 117 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 274 | $5,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 632 | $5,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 131 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,800 | $5,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 64 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 598 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,000 | $5,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $5,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 100 | $5,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $5,000 | thousands by filing date | principal |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 55 | $5,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 799 | $5,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,375 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 223 | $5,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 8,800 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 8 | $5,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 278 | $5,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 350 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $5,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 350 | $5,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 715 | $5,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $5,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 265 | $5,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 594 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 263 | $5,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 187 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 161 | $5,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 249 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,000 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 5 | $5,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 300 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 119 | $5,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 25 | $5,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 62 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 82 | $4,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 11 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28 | $4,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 128 | $4,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 44 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 67 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 179 | $4,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 199 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 120 | $4,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 200 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 304 | $4,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 250 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 82 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 483 | $4,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 279 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 58 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 76 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 202 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 205 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 100 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 130 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 333 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 265 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 104 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 224 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 292 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 106 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 75 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2 | $4,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 245 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,480 | $4,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 179 | $4,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $4,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 600 | $4,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 96 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $4,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $4,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 560 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,150 | $4,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 225 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 102 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,711 | $4,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 320 | $4,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 86 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,280 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 94 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 744 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 277 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2 | $4,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 355 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 140 | $4,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 7,850 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 10 | $4,000 | thousands by filing date | call |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 219 | $4,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 255 | $4,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 625 | $4,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 977 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 810 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 800 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $4,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 500 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,500 | $4,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,525 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 100 | $4,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 150 | $4,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,432 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $4,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 250 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 946 | $3,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 81 | $3,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 113 | $3,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 46 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 80 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 162 | $3,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 102 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $3,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 53 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 14 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 143 | $3,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 100 | $3,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 547 | $3,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 137 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 120 | $3,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 150 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 260 | $3,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 276 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 113 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $3,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 277 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 500 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 256 | $3,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 32 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,238 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $3,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 602 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 34 | $3,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 509 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 184 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 122 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 333 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 300 | $3,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 226 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 101 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 442 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 168 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,359 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 77 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3 | $3,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 225 | $3,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,619 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 92 | $3,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 273 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 200 | $3,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 475 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 646 | $3,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1,642 | $3,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 538 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 131 | $3,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 326 | $3,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 72 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 197 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 105 | $3,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 10,000 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 71 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 656 | $3,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 600 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 181 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 600 | $3,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 5,000 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 200 | $3,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $3,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 274 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 200 | $3,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 2,000 | $3,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 500 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3 | $3,000 | thousands by filing date | principal |
| GUGGENHEIM S&P 100 EQUAL WEIGHT ETF | 78355W478 | ETF | 95 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 100 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 100 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 600 | $2,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 116 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 300 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 300 | $2,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 70 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 35 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 62 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 181 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 100 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 189 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 141 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000009 | superseded | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | this filing | 2017-11-03 | acceptance time not in the bulk data set |