13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-03, with 4,960 holding rows worth $5,691,826,000.
- Accession
- 0001681115-17-000013
- Filer
- CIK 1681115
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 13,757 entries on the cover page, a total value of $5,691,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,691,826,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,802 | $79,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 6,458 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,880 | $79,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 631 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 3,443 | $79,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,200 | $78,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,985 | $78,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,949 | $78,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,929 | $78,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 132 | $78,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,700 | $78,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,080 | $78,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,204 | $78,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,174 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 1,200 | $77,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 2,450 | $77,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 9,348 | $77,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,223 | $77,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3,041 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,960 | $77,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 991 | $77,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,658 | $77,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,058 | $77,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 108,785 | $77,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,830 | $76,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,401 | $76,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,252 | $76,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,351 | $76,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,260 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 815 | $76,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,604 | $76,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 48,666 | $76,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 6,884 | $76,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,930 | $76,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $76,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,502 | $75,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,109 | $75,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,291 | $75,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,287 | $75,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,427 | $75,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,164 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,225 | $75,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,590 | $75,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 4,076 | $75,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,572 | $75,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 2,305 | $75,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,900 | $74,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,497 | $74,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,744 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3,110 | $74,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 2,215 | $74,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 5,703 | $74,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,345 | $73,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,489 | $73,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,800 | $73,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,583 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,140 | $73,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,258 | $73,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 8,300 | $73,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 8,763 | $73,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,954 | $73,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,627 | $73,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 576 | $72,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,633 | $72,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,203 | $72,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,453 | $72,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $72,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,015 | $72,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,740 | $72,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 2,876 | $72,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,500 | $72,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,028 | $71,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,097 | $71,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,386 | $71,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 1,871 | $71,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,628 | $71,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,494 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2,843 | $71,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,240 | $71,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,603 | $71,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,787 | $71,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 6,400 | $71,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 2,630 | $71,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,744 | $70,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,600 | $70,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,628 | $70,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,280 | $70,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,763 | $70,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $70,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 67 | $70,000 | thousands by filing date | principal |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,787 | $70,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,100 | $69,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 870 | $69,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,645 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,402 | $69,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,187 | $69,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,674 | $69,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,063 | $69,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 9,565 | $69,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,743 | $69,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,619 | $69,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 820 | $69,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,023 | $69,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,356 | $68,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,535 | $68,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,675 | $68,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,450 | $68,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,245 | $68,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,354 | $68,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 839 | $68,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,689 | $68,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 70 | $68,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 62 | $68,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 655 | $67,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,238 | $67,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,700 | $67,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $67,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,296 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,879 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,302 | $67,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,400 | $67,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 861 | $66,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,430 | $66,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,914 | $66,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 838 | $66,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,576 | $66,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,989 | $66,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 771 | $66,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 3,486 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,324 | $66,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 329 | $66,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,430 | $66,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 63 | $66,000 | thousands by filing date | principal |
| BLACK KNIGHT INC | 09214X100 | COM | 1,627 | $66,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,113 | $65,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,291 | $65,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,648 | $65,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 3,206 | $65,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,250 | $65,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,353 | $65,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,235 | $65,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,850 | $65,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $65,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 493 | $64,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,904 | $64,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,322 | $64,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 935 | $64,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,917 | $64,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,074 | $64,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 5,000 | $64,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 970 | $64,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,494 | $64,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,584 | $64,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,803 | $64,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,800 | $64,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 420 | $63,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,002 | $63,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 836 | $63,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,756 | $63,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,425 | $63,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,639 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 712 | $63,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 6,268 | $63,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 4,502 | $63,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 583 | $62,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,596 | $62,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,400 | $62,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 851 | $62,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 791 | $62,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,470 | $62,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,914 | $62,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,648 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,875 | $62,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,519 | $62,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,000 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,202 | $62,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,586 | $62,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,897 | $62,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $62,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 61 | $62,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,684 | $62,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 778 | $61,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 987 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,414 | $61,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 5,296 | $61,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,376 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 766 | $61,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,388 | $61,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,350 | $61,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,532 | $61,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,361 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,419 | $61,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 4,175 | $61,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,617 | $60,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,697 | $60,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,074 | $60,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 593 | $60,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 745 | $60,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 465 | $60,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,658 | $60,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 568 | $60,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 697 | $60,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,013 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $60,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $60,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $60,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 59 | $60,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,377 | $59,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,348 | $59,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,051 | $59,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 3,250 | $59,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,899 | $59,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $59,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,384 | $59,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,920 | $59,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $59,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,889 | $59,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 4,612 | $59,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,317 | $58,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 688 | $58,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 944 | $58,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,229 | $58,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,952 | $58,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 4,938 | $58,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,807 | $58,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,968 | $58,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $58,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,187 | $58,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,795 | $58,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 2,700 | $58,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,448 | $58,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,778 | $58,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,362 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,304 | $58,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,155 | $58,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 987 | $58,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 579 | $58,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $58,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31 | $58,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 1,430 | $57,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,657 | $57,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 326 | $57,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,972 | $57,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,424 | $57,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,027 | $57,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,271 | $57,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,848 | $57,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,516 | $57,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,933 | $57,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,765 | $57,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 57 | $57,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 10,531 | $57,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $57,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,016 | $57,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,102 | $57,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,025 | $56,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,262 | $56,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 3,379 | $56,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,787 | $56,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,516 | $56,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,416 | $56,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $56,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,700 | $56,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,244 | $56,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,847 | $56,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,070 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $56,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 2,742 | $56,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 984 | $56,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $56,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,547 | $55,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,799 | $55,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,748 | $55,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,655 | $55,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,866 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,105 | $55,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,023 | $55,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,200 | $55,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,678 | $55,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $55,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,215 | $55,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,724 | $55,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,092 | $55,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 492 | $55,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,316 | $55,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,373 | $55,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,075 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,734 | $55,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,515 | $55,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $55,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $55,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 1,292 | $54,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,255 | $54,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 4,958 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,571 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,133 | $54,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,273 | $54,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,706 | $54,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,597 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $54,000 | thousands by filing date | principal |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 10,076 | $54,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,517 | $53,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,697 | $53,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 3,109 | $53,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,879 | $53,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,790 | $53,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,000 | $53,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 721 | $53,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,751 | $53,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,392 | $53,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 41,923 | $53,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $53,000 | thousands by filing date | principal |
| PCM INC | 69323K100 | COM | 2,800 | $53,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,491 | $53,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $53,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,885 | $52,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 988 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 470 | $52,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 890 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 499 | $52,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 971 | $52,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,250 | $52,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 595 | $52,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,769 | $52,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $52,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,441 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,181 | $52,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $52,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,664 | $52,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 5,680 | $52,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 38,350 | $52,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 61 | $52,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $52,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 522 | $51,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,232 | $51,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,191 | $51,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,839 | $51,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,510 | $51,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,666 | $51,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,860 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 559 | $51,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,639 | $51,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,095 | $51,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,124 | $51,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,482 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,726 | $51,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 1,362 | $51,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,234 | $51,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 2,378 | $51,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,275 | $51,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,303 | $50,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,792 | $50,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 603 | $50,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 841 | $50,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,951 | $50,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,191 | $50,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 4,532 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,207 | $50,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,379 | $50,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 112,500 | $50,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,000 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,070 | $50,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,970 | $50,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 880 | $49,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,577 | $49,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 802 | $49,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,400 | $49,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,550 | $49,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,064 | $49,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,276 | $49,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,500 | $49,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,217 | $48,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,850 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,686 | $48,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,764 | $48,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 658 | $48,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 714 | $48,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,423 | $48,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3,124 | $48,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,150 | $48,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,882 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,880 | $48,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $48,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,926 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 746 | $47,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 756 | $47,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 358 | $47,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 524 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,222 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,520 | $47,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 3,450 | $47,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,068 | $47,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 762 | $47,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,400 | $47,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,613 | $46,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 434 | $46,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,507 | $46,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,075 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,130 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 29,255 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,400 | $46,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 2,583 | $46,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 45 | $46,000 | thousands by filing date | principal |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 1,900 | $46,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,149 | $45,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 901 | $45,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,003 | $45,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 549 | $45,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,252 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 396 | $45,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,880 | $45,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 246 | $45,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,200 | $45,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,344 | $45,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,217 | $45,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,050 | $45,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,331 | $45,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,360 | $45,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,632 | $45,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,571 | $45,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,615 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 3,211 | $45,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 253 | $45,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 49 | $45,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $44,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,547 | $44,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,640 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 442 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $44,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,870 | $44,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $44,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 39 | $44,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 287 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 556 | $43,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 747 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,254 | $43,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,345 | $43,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 349 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,000 | $43,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,063 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,022 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,588 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,909 | $43,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,000 | $43,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 644 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 2,895 | $43,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 38 | $43,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,245 | $42,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,345 | $42,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,500 | $42,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,237 | $42,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,938 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,015 | $42,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,486 | $42,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 999 | $42,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,686 | $42,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,553 | $42,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,003 | $42,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 439 | $42,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,299 | $42,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,120 | $42,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,066 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,442 | $42,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 371 | $42,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 2,819 | $42,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $41,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,025 | $41,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 911 | $41,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 944 | $41,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,200 | $41,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,724 | $41,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,626 | $41,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 984 | $41,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,200 | $41,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,283 | $41,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 850 | $41,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 40 | $41,000 | thousands by filing date | principal |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 810 | $41,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,250 | $41,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,000 | $41,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,502 | $41,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,300 | $41,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,548 | $41,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,354 | $40,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 109 | $40,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,235 | $40,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 710 | $40,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 563 | $40,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,306 | $40,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,599 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 393 | $40,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 926 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,633 | $40,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,015 | $40,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,036 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,354 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000009 | superseded | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | this filing | 2017-11-03 | acceptance time not in the bulk data set |