13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-02, with 4,849 holding rows worth $4,949,749,000.
- Accession
- 0001681115-17-000012
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 13,455 entries on the cover page, a total value of $4,949,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,949,749,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BD FD | 46132L107 | COM | 1,800 | $34,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 606 | $34,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,062 | $34,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,168 | $34,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,632 | $34,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,168 | $34,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $34,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 33 | $34,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 720 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 780 | $33,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 363 | $33,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 597 | $33,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,769 | $33,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 727 | $33,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,019 | $33,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,486 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 33,128 | $33,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 27,445 | $33,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,894 | $33,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,438 | $33,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,800 | $33,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,468 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,839 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,425 | $33,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,299 | $33,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 550 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 1,105 | $33,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 529 | $32,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,660 | $32,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,470 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,027 | $32,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 319 | $32,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 493 | $32,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,162 | $32,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,900 | $32,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,802 | $32,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,040 | $32,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 624 | $32,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,190 | $32,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,876 | $32,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 872 | $32,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,998 | $32,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,117 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 524 | $32,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,668 | $32,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,411 | $32,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 420 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,183 | $32,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,000 | $32,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,100 | $31,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 718 | $31,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,154 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 520 | $31,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,316 | $31,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $31,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,302 | $31,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,000 | $31,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 895 | $31,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 2,292 | $31,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,124 | $31,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,854 | $31,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,000 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,215 | $31,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,950 | $31,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 755 | $31,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31 | $31,000 | thousands by filing date | principal |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,100 | $31,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,030 | $31,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,600 | $31,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,235 | $31,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,200 | $31,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,763 | $31,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 7,563 | $31,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 899 | $31,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 158 | $30,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 447 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 949 | $30,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $30,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 900 | $30,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,994 | $30,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,182 | $30,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,186 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,084 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $30,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 421 | $30,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,500 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $30,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,265 | $30,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 948 | $30,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $30,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,000 | $30,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 275 | $30,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,284 | $30,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,100 | $30,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,181 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 1,185 | $30,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 847 | $30,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,979 | $29,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,029 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 527 | $29,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,767 | $29,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 819 | $29,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,005 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 843 | $29,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 794 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 408 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,041 | $29,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 3,383 | $29,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,760 | $29,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 27 | $29,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 25 | $29,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $29,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,000 | $29,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 440 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,065 | $29,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 29 | $29,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 29 | $29,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 395 | $28,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,539 | $28,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 763 | $28,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 499 | $28,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,237 | $28,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 791 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,039 | $28,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 827 | $28,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,540 | $28,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 412 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,211 | $28,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $28,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 924 | $28,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,318 | $28,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 937 | $28,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 3,048 | $28,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,640 | $28,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 531 | $28,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 980 | $28,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 982 | $28,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,000 | $28,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 917 | $28,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 436 | $28,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,800 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 930 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $28,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 854 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,239 | $28,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 21 | $28,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $28,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 263 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A867 | MASTER INC ETF | 1,501 | $28,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 846 | $27,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,500 | $27,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,091 | $27,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,467 | $27,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 358 | $27,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,962 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 728 | $27,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 677 | $27,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 564 | $27,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,000 | $27,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 686 | $27,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,233 | $27,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,056 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,270 | $27,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,421 | $27,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 234 | $27,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 621 | $27,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,024 | $27,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,049 | $27,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,485 | $27,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 554 | $27,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,413 | $27,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 572 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 600 | $27,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,235 | $27,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,356 | $27,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 750 | $27,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,408 | $26,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,484 | $26,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 475 | $26,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 687 | $26,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,985 | $26,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,189 | $26,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 517 | $26,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,632 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,370 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 467 | $26,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 737 | $26,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,088 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 819 | $26,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,000 | $26,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 481 | $26,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 10 | $26,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 568 | $26,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 744 | $26,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,900 | $26,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,083 | $26,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 335 | $26,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,850 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,300 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 636 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 625 | $26,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,786 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,275 | $26,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $26,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,282 | $26,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 940 | $26,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 390 | $25,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,062 | $25,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 561 | $25,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,917 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,700 | $25,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 612 | $25,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,768 | $25,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 389 | $25,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $25,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 838 | $25,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 210 | $25,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,280 | $25,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 645 | $25,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,154 | $25,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,991 | $25,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 682 | $25,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $25,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,833 | $25,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 899 | $25,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 406 | $25,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 410 | $25,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,716 | $25,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,400 | $25,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 920 | $25,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,365 | $25,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,231 | $25,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,532 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,453 | $25,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 273 | $25,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,246 | $25,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,361 | $25,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $25,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 22 | $25,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 578 | $25,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 390 | $24,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,126 | $24,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 823 | $24,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 731 | $24,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 347 | $24,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 262 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,085 | $24,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 541 | $24,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 409 | $24,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 556 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $24,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 78 | $24,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,233 | $24,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 211 | $24,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,699 | $24,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,526 | $24,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 532 | $24,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 1,518 | $24,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,950 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 121 | $24,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,685 | $24,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,971 | $24,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,950 | $24,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 444 | $24,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,190 | $24,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,008 | $24,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,358 | $24,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 5,596 | $24,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 508 | $24,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 24 | $24,000 | thousands by filing date | principal |
| UBS AG | 90270KAW9 | NOTE 2/1 | 21 | $24,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $23,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 747 | $23,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 60 | $23,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,022 | $23,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 936 | $23,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,920 | $23,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 684 | $23,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 758 | $23,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 944 | $23,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 330 | $23,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,305 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 536 | $23,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $23,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 602 | $23,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 703 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 487 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,078 | $23,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 427 | $23,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $23,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 309 | $23,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $23,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 633 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $23,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 900 | $22,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 166 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 510 | $22,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,546 | $22,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,583 | $22,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,765 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 393 | $22,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,537 | $22,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,125 | $22,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 220 | $22,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 465 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 600 | $22,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,131 | $22,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,300 | $22,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $22,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 661 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 212 | $22,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15 | $22,000 | thousands by filing date | principal |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 956 | $22,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,737 | $22,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 254 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,617 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 818 | $22,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 5,720 | $22,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 550 | $22,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,056 | $22,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,526 | $21,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,698 | $21,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 686 | $21,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 862 | $21,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 794 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $21,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,000 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 700 | $21,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 634 | $21,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 511 | $21,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 327 | $21,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 401 | $21,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,271 | $21,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,344 | $21,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $21,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,912 | $21,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 331 | $21,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,250 | $21,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 700 | $21,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,280 | $21,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,719 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 781 | $21,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 820 | $21,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 200 | $21,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 420 | $21,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 802 | $21,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 2,364 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,700 | $21,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 460 | $21,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 10,000 | $21,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 595 | $20,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 620 | $20,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 820 | $20,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 905 | $20,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 155 | $20,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 800 | $20,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 457 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 485 | $20,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,560 | $20,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 419 | $20,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 409 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 853 | $20,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 966 | $20,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 520 | $20,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,438 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 32,000 | $20,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 845 | $20,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,729 | $20,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,929 | $20,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $20,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $20,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 20 | $20,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,620 | $20,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,144 | $19,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 725 | $19,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 619 | $19,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,444 | $19,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,161 | $19,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 412 | $19,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 470 | $19,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 439 | $19,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 281 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 850 | $19,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 496 | $19,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 523 | $19,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,177 | $19,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,219 | $19,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,114 | $19,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,373 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 752 | $19,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 6,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 900 | $19,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,028 | $19,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,500 | $19,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,155 | $19,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,541 | $19,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 525 | $19,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5 | $19,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,385 | $19,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,725 | $19,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 780 | $19,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 929 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 8,112 | $19,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 800 | $19,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,544 | $19,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 12 | $19,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,666 | $19,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 700 | $18,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 447 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 516 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,490 | $18,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 585 | $18,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 661 | $18,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 476 | $18,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,112 | $18,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 302 | $18,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 900 | $18,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,575 | $18,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 536 | $18,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 169 | $18,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 641 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 205 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,522 | $18,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,399 | $18,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 817 | $18,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 595 | $18,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $18,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,350 | $18,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 660 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 701 | $18,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $18,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 733 | $18,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 353 | $18,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,933 | $18,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,462 | $18,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,028 | $18,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 977 | $18,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,443 | $18,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 8 | $18,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 420 | $18,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 10 | $18,000 | thousands by filing date | principal |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 500 | $18,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,150 | $18,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,068 | $18,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 15 | $18,000 | thousands by filing date | principal |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 600 | $18,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 287 | $17,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 140 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,418 | $17,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 240 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,035 | $17,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 132 | $17,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 575 | $17,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 713 | $17,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 373 | $17,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 810 | $17,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 805 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 476 | $17,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,192 | $17,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 505 | $17,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 270 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6 | $17,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 1,030 | $17,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 645 | $17,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,189 | $17,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,387 | $17,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 493 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 406 | $17,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $17,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15 | $17,000 | thousands by filing date | principal |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 4,300 | $17,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 211 | $16,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 313 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 626 | $16,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 386 | $16,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 500 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 270 | $16,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 939 | $16,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 212 | $16,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 578 | $16,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 394 | $16,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 350 | $16,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,029 | $16,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 524 | $16,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 759 | $16,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $16,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 119 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 193 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000008 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | this filing | 2017-11-02 | acceptance time not in the bulk data set |