13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-02, with 4,849 holding rows worth $4,949,749,000.
- Accession
- 0001681115-17-000012
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 13,455 entries on the cover page, a total value of $4,949,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,949,749,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 932 | $7,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $7,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 9,000 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 114 | $7,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 346 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 251 | $7,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 370 | $7,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 2,330 | $7,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 332 | $6,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 222 | $6,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,329 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 169 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 153 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 90 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 210 | $6,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 179 | $6,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 127 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 306 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 200 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 578 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 191 | $6,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 88 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 527 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,300 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 675 | $6,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 250 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 236 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,353 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 435 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 342 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 188 | $6,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 402 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 116 | $6,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 135 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 126 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $6,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 442 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,135 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 687 | $6,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 375 | $6,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,030 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $6,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,150 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 152 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $6,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 668 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 428 | $6,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,619 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 192 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,099 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 583 | $6,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 102 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,760 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 475 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 145 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,350 | $6,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 427 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 145 | $6,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $6,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,000 | $6,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 234 | $6,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 495 | $6,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 210 | $6,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 594 | $6,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 7,815 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 335 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,000 | $6,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 210 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $6,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 25 | $6,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 260 | $5,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 488 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 83 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 100 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 193 | $5,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,500 | $5,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 203 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 54 | $5,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 338 | $5,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 102 | $5,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 103 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 766 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $5,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,748 | $5,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,760 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 150 | $5,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 202 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 375 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 77 | $5,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 81 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 240 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 125 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $5,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 250 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 61 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 252 | $5,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 266 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 166 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 230 | $5,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 285 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 180 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 497 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 986 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,265 | $5,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 11 | $5,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 570 | $5,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 147 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 408 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 850 | $5,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 475 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 216 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 251 | $5,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 240 | $5,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 385 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,885 | $5,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 147 | $5,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $5,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $5,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 186 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,250 | $5,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 105 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,375 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 950 | $5,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5 | $5,000 | thousands by filing date | principal |
| GSV CAPITAL CORP | 36191J101 | COM | 1,146 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 95 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 350 | $5,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 200 | $5,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 350 | $5,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 7,850 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 623 | $5,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 304 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 2,525 | $5,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 370 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 263 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 398 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 161 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,500 | $5,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $5,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 300 | $5,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,432 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 65 | $4,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 355 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 231 | $4,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 200 | $4,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 128 | $4,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 39 | $4,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 106 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 347 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 300 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $4,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 308 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 67 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 90 | $4,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 22 | $4,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 400 | $4,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 230 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 575 | $4,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 171 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 363 | $4,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 341 | $4,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $4,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 253 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 103 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 194 | $4,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 125 | $4,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 140 | $4,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 222 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2 | $4,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 235 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 239 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 161 | $4,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 201 | $4,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 52 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 519 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 254 | $4,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 200 | $4,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 115 | $4,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,000 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,425 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,150 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 682 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 211 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 71 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 665 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 137 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 355 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 278 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 68 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 158 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 111 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 194 | $4,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4 | $4,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 1,000 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $4,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 200 | $4,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,292 | $4,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 340 | $4,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 4 | $4,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 200 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 183 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 100 | $4,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 203 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $4,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 250 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 104 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 800 | $3,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 162 | $3,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 57 | $3,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 200 | $3,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 100 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 66 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 150 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 141 | $3,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 389 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 143 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 272 | $3,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 150 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 274 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 266 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 441 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 272 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 240 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 101 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 257 | $3,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $3,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 509 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 69 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 143 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 122 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 55 | $3,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 5 | $3,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 181 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 101 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,956 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 300 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 118 | $3,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 117 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 77 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3 | $3,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 72 | $3,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,289 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 127 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 200 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 200 | $3,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $3,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,250 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 140 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 131 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 771 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 700 | $3,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 326 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 206 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 197 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 553 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,013 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 230 | $3,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 185 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 600 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 400 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $3,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 5,000 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,400 | $3,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 828 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 520 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3 | $3,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3 | $3,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642403 | COM PAR | 135 | $3,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,080 | $3,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 93 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 100 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 100 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 600 | $2,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 108 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 300 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 36 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 52 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 39 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 80 | $2,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 70 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 72 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 225 | $2,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 25 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 177 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 207 | $2,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 50 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 42 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 87 | $2,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 22 | $2,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 152 | $2,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 34 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 189 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 86 | $2,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 22 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 83 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 132 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 161 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 95 | $2,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 60 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 80 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 77 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 160 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 100 | $2,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 107 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 478 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 271 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 87 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,504 | $2,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 74 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 101 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 50 | $2,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 132 | $2,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 43 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 141 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 79 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $2,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 55 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3 | $2,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 130 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 180 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 310 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 314 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 200 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 50 | $2,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 51 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,850 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 41 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 125 | $2,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,660 | $2,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 550 | $2,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 100 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,295 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 175 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,500 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 500 | $2,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 500 | $2,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 65 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 166 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 60 | $2,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 40 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,033 | $2,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 226 | $2,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 89 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 50 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 100 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 94 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 110 | $2,000 | thousands by filing date | put |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 40 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 100 | $2,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 90 | $2,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 100 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $2,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 210 | $2,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,100 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 140 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 700 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 350 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 73 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 659 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 602 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 109 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 314 | $2,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,300 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 502 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 75 | $2,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 114 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 800 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 183 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $2,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 98 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 100 | $2,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 23 | $1,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 25 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 40 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 34 | $1,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 64 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 63 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 48 | $1,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 24 | $1,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000008 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | this filing | 2017-11-02 | acceptance time not in the bulk data set |