13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-02, with 4,849 holding rows worth $4,949,749,000.
- Accession
- 0001681115-17-000012
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 13,455 entries on the cover page, a total value of $4,949,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,949,749,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $65,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,215 | $65,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5,190 | $65,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 64 | $65,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 1,598 | $64,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 623 | $64,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,195 | $64,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 795 | $64,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,860 | $64,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,526 | $64,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 453 | $64,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 976 | $64,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 329 | $64,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 31,046 | $64,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 2,960 | $64,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,764 | $64,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 27,755 | $64,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $64,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,526 | $63,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,880 | $63,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 716 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,242 | $63,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 826 | $63,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,074 | $63,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,295 | $63,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,318 | $63,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,136 | $63,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,324 | $63,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 543 | $63,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,233 | $63,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 1,280 | $63,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 514 | $62,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 897 | $62,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,994 | $62,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 938 | $62,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4,119 | $62,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,447 | $62,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 724 | $62,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,800 | $62,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 863 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,200 | $62,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,234 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,431 | $62,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,615 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,531 | $62,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 7,000 | $62,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,060 | $61,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,038 | $61,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,031 | $61,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,950 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,264 | $61,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,681 | $61,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 602 | $61,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,439 | $61,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,742 | $61,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,000 | $61,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,593 | $61,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $61,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 61 | $61,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 1,331 | $60,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,180 | $60,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,244 | $60,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 3,046 | $60,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,875 | $60,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,817 | $60,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,367 | $60,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,422 | $60,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,497 | $60,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,922 | $60,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 31,725 | $60,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,950 | $60,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 60 | $60,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,640 | $60,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $60,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 759 | $59,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,947 | $59,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 8,214 | $59,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,914 | $59,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 779 | $59,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 764 | $59,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $59,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,210 | $59,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,075 | $59,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,144 | $59,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $59,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 2,250 | $59,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 781 | $58,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 500 | $58,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 3,737 | $58,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,785 | $58,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 6,900 | $58,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,629 | $58,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,067 | $58,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 642 | $58,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,795 | $58,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,180 | $58,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,766 | $57,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,822 | $57,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,857 | $57,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,746 | $57,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,075 | $57,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,200 | $57,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,174 | $57,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,963 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $57,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,301 | $57,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,108 | $57,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,120 | $57,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $57,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 817 | $56,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,713 | $56,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,250 | $56,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,122 | $56,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 979 | $56,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 521 | $56,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,563 | $56,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $56,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,889 | $56,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,929 | $56,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 4,461 | $56,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,065 | $55,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,071 | $55,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,975 | $55,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $55,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 828 | $55,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,050 | $55,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $55,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $55,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,207 | $55,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,869 | $55,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,233 | $55,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,797 | $55,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31 | $55,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,600 | $55,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $55,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 342 | $54,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 5,797 | $54,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 896 | $54,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,465 | $54,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 656 | $54,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,878 | $54,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $54,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,371 | $54,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,100 | $54,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,800 | $54,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,149 | $54,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,532 | $54,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 2,848 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $54,000 | thousands by filing date | principal |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 5,112 | $54,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 598 | $53,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,430 | $53,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,550 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,033 | $53,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,226 | $53,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,383 | $53,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,209 | $53,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,532 | $53,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,232 | $53,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,984 | $53,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 45,838 | $53,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $53,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $53,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,116 | $52,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,435 | $52,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,200 | $52,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,185 | $52,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,702 | $52,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 909 | $52,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,744 | $52,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,310 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,195 | $52,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,000 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 650 | $52,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,998 | $52,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,000 | $52,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 2,050 | $52,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 2,170 | $52,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,356 | $52,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 670 | $52,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 436 | $51,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 679 | $51,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 871 | $51,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,333 | $51,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,375 | $51,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,665 | $51,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 684 | $51,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 743 | $51,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,775 | $51,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,411 | $51,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 566 | $51,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,154 | $51,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,787 | $51,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,964 | $51,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 642 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,300 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 2,448 | $51,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $51,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,323 | $50,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 342 | $50,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,201 | $50,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,616 | $50,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,533 | $50,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,073 | $50,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,065 | $50,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 2,930 | $50,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,238 | $50,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,137 | $49,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,792 | $49,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 994 | $49,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 298 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 980 | $49,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $49,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,733 | $49,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,161 | $49,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,200 | $49,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 410 | $49,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,680 | $49,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,370 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,541 | $49,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,317 | $49,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,234 | $49,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,233 | $49,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 114,000 | $49,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,874 | $49,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 773 | $49,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 2,567 | $49,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 5,723 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $49,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 61 | $49,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,811 | $48,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 608 | $48,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,850 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 422 | $48,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 681 | $48,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,816 | $48,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,521 | $48,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,895 | $48,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,862 | $48,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,502 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,353 | $48,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,426 | $48,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $48,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,715 | $48,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,816 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,588 | $48,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $48,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 4,665 | $48,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $48,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,168 | $47,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,206 | $47,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,556 | $47,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,710 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,305 | $47,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,425 | $47,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 812 | $47,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,162 | $47,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,247 | $47,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,400 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $47,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 749 | $47,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 894 | $47,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,696 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,150 | $47,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,433 | $47,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,041 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,700 | $47,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $47,000 | thousands by filing date | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 634 | $46,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,227 | $46,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 522 | $46,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,439 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,061 | $46,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,378 | $46,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,754 | $46,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 752 | $46,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,750 | $46,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,252 | $46,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 710 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,631 | $46,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,929 | $46,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,188 | $46,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,200 | $46,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 3,635 | $46,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,086 | $46,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,139 | $46,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,555 | $46,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,705 | $46,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,568 | $46,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,395 | $46,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,391 | $46,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,700 | $46,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 889 | $45,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,187 | $45,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,800 | $45,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,926 | $45,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,229 | $45,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,200 | $45,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,112 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,583 | $45,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,870 | $45,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,212 | $45,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,950 | $45,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 937 | $45,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,200 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,578 | $45,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 45 | $45,000 | thousands by filing date | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 630 | $44,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,003 | $44,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 246 | $44,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,687 | $44,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,466 | $44,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,468 | $44,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,281 | $44,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,529 | $44,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 967 | $44,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,375 | $44,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,046 | $44,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,600 | $44,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,808 | $43,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,058 | $43,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,771 | $43,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 216 | $43,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 717 | $43,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 643 | $43,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,183 | $43,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 586 | $43,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,563 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,000 | $43,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,822 | $43,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 571 | $43,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 7,065 | $43,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 855 | $43,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,462 | $43,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,346 | $43,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,501 | $43,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,150 | $43,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 4,097 | $43,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,926 | $43,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,840 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,870 | $43,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 26,316 | $43,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,144 | $42,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,449 | $42,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 871 | $42,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,345 | $42,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 998 | $42,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 3,050 | $42,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,248 | $42,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,027 | $42,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $42,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 42 | $42,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 287 | $42,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,735 | $41,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 970 | $41,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 505 | $41,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,665 | $41,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 970 | $41,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,592 | $41,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,000 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,221 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,588 | $41,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,200 | $41,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 24 | $41,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,081 | $41,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 447 | $41,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,370 | $41,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,979 | $41,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 842 | $41,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,777 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 2,178 | $41,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 253 | $41,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 36 | $41,000 | thousands by filing date | principal |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 1,484 | $41,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,486 | $40,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,286 | $40,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 920 | $40,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,941 | $40,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,613 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,371 | $40,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 7,017 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $40,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 625 | $40,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 942 | $40,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,416 | $40,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 6,063 | $40,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,529 | $40,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,616 | $40,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 412 | $40,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 733 | $40,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,696 | $40,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,250 | $40,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,190 | $40,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 622 | $40,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,000 | $40,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 800 | $40,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 986 | $39,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 506 | $39,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 352 | $39,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 682 | $39,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 504 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 399 | $39,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 699 | $39,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,300 | $39,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,507 | $39,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 943 | $39,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 977 | $39,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 784 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $39,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 451 | $39,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 850 | $39,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 980 | $39,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $39,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,642 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,522 | $39,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 20,100 | $39,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 812 | $38,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 843 | $38,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,418 | $38,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 944 | $38,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 824 | $38,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,118 | $38,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,846 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,557 | $38,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 999 | $38,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $38,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,450 | $38,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 8,926 | $38,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 5,235 | $38,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $38,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 20 | $38,000 | thousands by filing date | principal |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,700 | $38,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,515 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $38,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 480 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,522 | $38,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,768 | $38,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 40 | $38,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 455 | $37,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 598 | $37,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,237 | $37,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 990 | $37,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,199 | $37,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 937 | $37,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,323 | $37,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 617 | $37,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 61 | $37,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,777 | $37,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,604 | $37,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,060 | $37,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,531 | $37,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,550 | $37,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,549 | $37,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 120 | $37,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,406 | $37,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,614 | $37,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 764 | $37,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,379 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,451 | $37,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 957 | $36,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 558 | $36,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,600 | $36,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,734 | $36,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 736 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,507 | $36,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,648 | $36,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 18 | $36,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 34 | $36,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 468 | $35,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,392 | $35,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 565 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 326 | $35,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,235 | $35,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $35,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $35,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 700 | $35,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 872 | $35,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $35,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,765 | $35,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,674 | $35,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 5,643 | $35,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 916 | $35,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,668 | $35,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,229 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,453 | $35,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 919 | $35,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,200 | $35,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 4,150 | $35,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 688 | $35,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 780 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,026 | $34,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,071 | $34,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 635 | $34,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 717 | $34,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,626 | $34,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,916 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000008 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | this filing | 2017-11-02 | acceptance time not in the bulk data set |