13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 7,399 holding rows worth $47,990,660,000.
- Accession
- 0001677044-21-000038
- Filer
- CIK 1677044
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 33,950 entries on the cover page, a total value of $47,990,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,990,660,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TASEKO MINES LTD COM | 876511106 | Stock | 7,140 | $14,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,374 | $14,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 16,743 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,789 | $14,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 699 | $14,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 303 | $14,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 601 | $14,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 11,490 | $14,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 544 | $14,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 558 | $14,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,100 | $14,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 570 | $14,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 302 | $14,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 13,000 | $14,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,080 | $14,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 337 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 297 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 482 | $14,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,600 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 271 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 550 | $14,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 329 | $14,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 372 | $14,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,262 | $14,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 750 | $14,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 83 | $14,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 996 | $14,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 113 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 4,179 | $14,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $14,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,520 | $14,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 2,400 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 228 | $14,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 24,551 | $14,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 4,250 | $14,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,400 | $14,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 6,110 | $14,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $14,000 | thousands by filing date | principal |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 1,350 | $14,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 342 | $13,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,316 | $13,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 597 | $13,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 516 | $13,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 275 | $13,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 395 | $13,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 311 | $13,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 420 | $13,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 489 | $13,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 254 | $13,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 643 | $13,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 1,552 | $13,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 586 | $13,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 538 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 137 | $13,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 2,480 | $13,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 327 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $13,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 902 | $13,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1,141 | $13,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 426 | $13,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 538 | $13,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 528 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,431 | $13,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,924 | $13,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 900 | $13,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,200 | $13,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 8,546 | $13,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 10,000 | $13,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,926 | $13,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 539 | $13,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 2,150 | $13,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 5,167 | $13,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 4,705 | $13,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 2,075 | $13,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 1,300 | $13,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 2,500 | $13,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,329 | $12,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 470 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 355 | $12,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 451 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 537 | $12,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 263 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 315 | $12,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 380 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 66 | $12,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,200 | $12,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,100 | $12,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 823 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 208 | $12,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 18 | $12,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 138 | $12,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 468 | $12,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 785 | $12,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,459 | $12,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 915 | $12,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,443 | $12,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,100 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,200 | $12,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 745 | $12,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $12,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 631 | $12,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,110 | $12,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,000 | $12,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 192 | $12,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 2,000 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 255 | $12,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 708 | $12,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,304 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,234 | $12,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,825 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 451 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 402 | $12,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 1,200 | $12,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1,300 | $12,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,100 | $12,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 1,200 | $12,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,514 | $12,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 887 | $12,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 259 | $12,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,200 | $12,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 6,567 | $12,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 170 | $12,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 355 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 26,200 | $11,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 369 | $11,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 318 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 362 | $11,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 261 | $11,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 647 | $11,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 843 | $11,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 209 | $11,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 558 | $11,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 810 | $11,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 500 | $11,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 308 | $11,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 655 | $11,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,910 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,563 | $11,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,865 | $11,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 275 | $11,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 326 | $11,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 593 | $11,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 407 | $11,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 417 | $11,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 340 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 200 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 220 | $11,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 92 | $11,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 666 | $11,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 642 | $11,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 7,920 | $11,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 2,000 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,052 | $11,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $11,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,651 | $11,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,500 | $11,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,615 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,190 | $11,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,200 | $11,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $11,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 2,000 | $11,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,671 | $11,000 | thousands by filing date | |
| LUCID GROUP INC | 549498111 | W EXP 07/23/202 | 1,000 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 376 | $11,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 364 | $11,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 12,037 | $11,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 3,819 | $11,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 325 | $10,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 303 | $10,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,736 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 278 | $10,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 327 | $10,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,284 | $10,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 409 | $10,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 398 | $10,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 369 | $10,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 1,000 | $10,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 675 | $10,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 407 | $10,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 134 | $10,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 667 | $10,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 590 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 709 | $10,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 793 | $10,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 221 | $10,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 360 | $10,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,558 | $10,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 750 | $10,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 700 | $10,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,811 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 383 | $10,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 695 | $10,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,308 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 75 | $10,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 5,000 | $10,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 1,000 | $10,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 1,000 | $10,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 562 | $10,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 206 | $10,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,500 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 950 | $10,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 1,745 | $10,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 836 | $10,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 160 | $10,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,900 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $10,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,212 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,000 | $10,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 300 | $10,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 1,000 | $10,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 1,000 | $10,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 1,000 | $10,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 1,000 | $10,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 1,002 | $10,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 1,000 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 500 | $10,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 1,000 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,270 | $10,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 779 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,005 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 400 | $10,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 526 | $10,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $10,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 1,000 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,000 | $10,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,000 | $10,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,000 | $10,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 1,000 | $10,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 1,020 | $10,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,808 | $10,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 907 | $10,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,840 | $10,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 3,700 | $10,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 9,362 | $10,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,155 | $10,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 1,000 | $10,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 1,000 | $10,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 4,300 | $10,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 200 | $10,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 5,115 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 422 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,020 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,000 | $10,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 1,000 | $10,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 905 | $10,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 12,825 | $10,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 1,002 | $10,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,107 | $9,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,000 | $9,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 294 | $9,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 355 | $9,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $9,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 143 | $9,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,898 | $9,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 287 | $9,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 495 | $9,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 583 | $9,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 98 | $9,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,101 | $9,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 699 | $9,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 342 | $9,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 872 | $9,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $9,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 300 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 200 | $9,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 178 | $9,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 10 | $9,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,884 | $9,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 85 | $9,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 640 | $9,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 8,250 | $9,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 1,100 | $9,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,587 | $9,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 1,575 | $9,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,800 | $9,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,600 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 179 | $9,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 878 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 400 | $9,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 5,070 | $9,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 2,789 | $9,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 1,442 | $9,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $9,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 5,055 | $9,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 900 | $9,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 900 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10 | $9,000 | thousands by filing date | principal |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 105 | $9,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 1,715 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 300 | $9,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 380 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 390 | $9,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 2,531 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 900 | $9,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 412 | $9,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 4,150 | $9,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 900 | $9,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 442 | $8,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 527 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 931 | $8,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 3,415 | $8,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,280 | $8,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 457 | $8,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 478 | $8,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 276 | $8,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 300 | $8,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 620 | $8,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 86 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 602 | $8,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 326 | $8,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 239 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 184 | $8,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,200 | $8,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 137 | $8,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 540 | $8,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 259 | $8,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 368 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $8,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 5,000 | $8,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 15 | $8,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 5 | $8,000 | thousands by filing date | call |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 10 | $8,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 877 | $8,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,039 | $8,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 2,269 | $8,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 900 | $8,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 638 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 409 | $8,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 750 | $8,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 322 | $8,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 1,028 | $8,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 585 | $8,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 3,825 | $8,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 641 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| INTEGRA RES CORP | 45826T301 | COM NEW | 3,751 | $8,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,000 | $8,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 2,664 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $8,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 440 | $8,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 3,000 | $8,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 10,170 | $8,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 800 | $8,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 4,750 | $8,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,880 | $8,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 348 | $8,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 5,170 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 750 | $8,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 225 | $8,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,300 | $8,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 2,000 | $7,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,594 | $7,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 796 | $7,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 3,000 | $7,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,240 | $7,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,200 | $7,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 490 | $7,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 632 | $7,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 744 | $7,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,262 | $7,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 281 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 938 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,524 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 342 | $7,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 939 | $7,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 103 | $7,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 289 | $7,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 367 | $7,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 916 | $7,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,266 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 200 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 3,315 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 162 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 28 | $7,000 | thousands by filing date | put |
| PACER FDS TR | 69374H519 | SWA MOD APR ETF | 340 | $7,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 174 | $7,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 10 | $7,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824950 | PUT | 20 | $7,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R952 | PUT | 44 | $7,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,897 | $7,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 804 | $7,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 503 | $7,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 989 | $7,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 750 | $7,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 272 | $7,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 150 | $7,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 297 | $7,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,832 | $7,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 334 | $7,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 2,500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 620 | $7,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,880 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 525 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,100 | $7,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 3,000 | $7,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 335 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 275 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 365 | $7,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 2,624 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 89904V101 | COM | 2,437 | $7,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 3,115 | $7,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 2,100 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 200 | $7,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 2,913 | $7,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 153 | $6,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 375 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,000 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 122 | $6,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,000 | $6,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 52 | $6,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,222 | $6,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 445 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 127 | $6,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 450 | $6,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 900 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 545 | $6,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 1,000 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 646 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,163 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $6,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 1,660 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 277 | $6,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 203 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 73 | $6,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,373 | $6,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 783 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 286 | $6,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 245 | $6,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $6,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 80 | $6,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1,763 | $6,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,387 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H543 | CMN | 300 | $6,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 1,093 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 250 | $6,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 37 | $6,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134907 | CALL | 10 | $6,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 104 | $6,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 199 | $6,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 701 | $6,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 710 | $6,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 610 | $6,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,116 | $6,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 500 | $6,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 200 | $6,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,551 | $6,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 487 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 2,962 | $6,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,809 | $6,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,808 | $6,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 2,000 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 202 | $6,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 135 | $6,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 500 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,700 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 600 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,864 | $6,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 650 | $6,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 687 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,960 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 374 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 500 | $6,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,000 | $6,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 400 | $6,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 9,000 | $6,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 2,550 | $6,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,600 | $6,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 640 | $6,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 250 | $6,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 409 | $6,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 338 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000038 | this filing | 2021-11-05 | acceptance time not in the bulk data set |