13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 7,399 holding rows worth $47,990,660,000.
- Accession
- 0001677044-21-000038
- Filer
- CIK 1677044
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 33,950 entries on the cover page, a total value of $47,990,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,990,660,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 2,325 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 1,505 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $57,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,196 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,938 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,288 | $57,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 2,230 | $57,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,024 | $57,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 13,935 | $57,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 849 | $56,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 24,532 | $56,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,339 | $56,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 11,080 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,722 | $56,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 7,073 | $56,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,544 | $56,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 53,000 | $56,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 7,661 | $56,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 2,212 | $56,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 9,350 | $56,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 34,798 | $56,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 4,300 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 393 | $56,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,026 | $55,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 3,121 | $55,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 6,322 | $55,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,111 | $55,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,197 | $55,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 3,010 | $55,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 2,927 | $55,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 3,120 | $55,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,436 | $55,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 215 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,035 | $55,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 1,126 | $55,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 12,000 | $55,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 6,348 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,860 | $55,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,353 | $54,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,806 | $54,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 2,395 | $54,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,677 | $54,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,302 | $54,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,910 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,146 | $54,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 8,000 | $54,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 14,874 | $54,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 8,092 | $54,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 5,400 | $54,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 19,676 | $54,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,310 | $54,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 5,098 | $53,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 7,917 | $53,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,634 | $53,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,350 | $53,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 3,300 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,066 | $53,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 3,462 | $53,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 574 | $53,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 53,000 | $53,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,543 | $53,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 906 | $52,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,127 | $52,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 4,167 | $52,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,241 | $52,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 4,846 | $52,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 3,000 | $52,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 8,288 | $52,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,030 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,588 | $52,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,466 | $52,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 6,790 | $52,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,400 | $52,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 2,563 | $52,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 16,642 | $52,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 2,214 | $52,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,288 | $52,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,248 | $51,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 6,926 | $51,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 265 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1,664 | $51,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,522 | $51,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,468 | $51,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 1,250 | $51,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 9,850 | $51,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,235 | $51,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 795 | $51,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 5,000 | $51,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 16,320 | $51,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 6,401 | $51,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 4,770 | $51,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 13,980 | $51,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 580 | $51,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 124,313 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 1,354 | $51,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 3,299 | $51,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,641 | $50,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 47,164 | $50,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 4,123 | $50,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 930 | $50,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 231 | $50,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,533 | $50,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,825 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 618 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 675 | $50,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 1,463 | $50,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 1,155 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,056 | $50,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 13,462 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,072 | $50,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 1,861 | $50,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 45,000 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,650 | $50,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 24,664 | $50,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 49,000 | $50,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 6,890 | $50,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 1,876 | $50,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,064 | $49,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 7,735 | $49,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 912 | $49,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,153 | $49,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 143 | $49,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 3,440 | $49,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,081 | $49,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,671 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 809 | $49,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,420 | $49,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,596 | $49,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 1,274 | $49,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 4,052 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 1,916 | $49,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,825 | $49,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 4,000 | $49,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,640 | $49,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,207 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 1,924 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 2,168 | $49,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 465 | $49,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 162 | $49,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 1,940 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 1,947 | $49,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,294 | $48,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 44,000 | $48,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 807 | $48,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 724 | $48,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 463 | $48,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,153 | $48,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,459 | $48,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,515 | $48,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,600 | $48,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 4,791 | $48,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,705 | $48,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 460 | $48,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 436 | $47,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 8,200 | $47,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 4,673 | $47,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,647 | $47,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,900 | $47,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 3,351 | $47,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,831 | $47,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,259 | $47,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,376 | $47,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 5,805 | $47,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 4,429 | $47,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,258 | $47,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 4,700 | $47,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,805 | $47,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,948 | $47,000 | thousands by filing date | |
| ASYMMETRIC SMART S&P 500 ETF | 04651A101 | ETF | 1,750 | $47,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 2,775 | $46,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,766 | $46,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,576 | $46,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 620 | $46,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 5,039 | $46,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,548 | $46,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 512 | $46,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,075 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,152 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 1,041 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 2,000 | $46,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,902 | $46,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 17,313 | $46,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,350 | $46,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 1,644 | $46,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,000 | $46,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,764 | $45,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 30,000 | $45,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 4,627 | $45,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,094 | $45,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,507 | $45,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 2,014 | $45,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,316 | $45,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,480 | $45,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,943 | $45,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 14,420 | $45,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 2,376 | $45,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,522 | $45,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 14,700 | $45,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 2,107 | $45,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 91,700 | $45,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,500 | $44,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,255 | $44,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 548 | $44,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 3,208 | $44,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 1,566 | $44,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,393 | $44,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,969 | $44,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,300 | $44,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,848 | $44,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 5,300 | $44,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 5,255 | $43,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 687 | $43,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 22,928 | $43,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,312 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 479 | $43,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,677 | $43,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 1,800 | $43,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,228 | $43,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,631 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,111 | $43,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 31,530 | $43,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,681 | $43,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $43,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,956 | $43,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,493 | $43,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,446 | $43,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 42,000 | $43,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 4,535 | $42,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,464 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,550 | $42,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,568 | $42,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 629 | $42,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 1,285 | $42,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 400 | $42,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 917 | $42,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 2 | $42,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 79,954 | $42,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,376 | $42,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 3,813 | $42,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 4,150 | $42,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 13,600 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $42,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 38,367 | $42,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 5,585 | $42,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 4,200 | $42,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 4,000 | $42,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4,161 | $41,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 827 | $41,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,049 | $41,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,372 | $41,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 1,066 | $41,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,138 | $41,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,644 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 815 | $41,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,742 | $41,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 763 | $41,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 909 | $41,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 3,320 | $41,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,663 | $41,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 9,558 | $41,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 809 | $41,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 4,070 | $41,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 318 | $40,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 3,259 | $40,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 380 | $40,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 4,100 | $40,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,950 | $40,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,940 | $40,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 441 | $40,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 730 | $40,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 75,612 | $40,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 4,574 | $40,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,259 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 1,440 | $40,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 759 | $40,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,494 | $40,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 5 | $40,000 | thousands by filing date | call |
| ROVER GROUP INC | 77936F103 | COM CL A | 2,930 | $40,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 27,000 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 180 | $40,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 5,626 | $40,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 663 | $40,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 4,000 | $40,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 3,855 | $40,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 12,181 | $40,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 4,060 | $40,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 2,600 | $40,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,072 | $39,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 488 | $39,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 3,186 | $39,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,213 | $39,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 846 | $39,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 1,478 | $39,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $39,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,151 | $39,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 6,767 | $39,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 7,978 | $39,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,502 | $39,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,379 | $39,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 6,240 | $39,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 3,425 | $39,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 4,999 | $39,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 4,595 | $39,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 9,000 | $39,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 864 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,498 | $39,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,930 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 1,355 | $39,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $39,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,368 | $38,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 770 | $38,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 2,925 | $38,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1,150 | $38,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,346 | $38,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,057 | $38,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,467 | $38,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,368 | $38,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,460 | $38,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 51 | $38,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,496 | $38,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,812 | $38,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,281 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,063 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 1,022 | $38,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 33,000 | $38,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 5,543 | $37,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,750 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,250 | $37,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 7,367 | $37,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,319 | $37,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 550 | $37,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,200 | $37,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 956 | $37,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 778 | $37,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 540 | $37,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 1,461 | $37,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 7,400 | $37,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,700 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 722 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 806 | $37,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 14,245 | $37,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,844 | $37,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 5,595 | $37,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 35,000 | $37,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,920 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,835 | $37,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,174 | $37,000 | thousands by filing date | |
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 5,000 | $37,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 37,000 | $37,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,198 | $36,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,185 | $36,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 670 | $36,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,755 | $36,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,415 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $36,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,009 | $36,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,847 | $36,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 1,296 | $36,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,654 | $36,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 960 | $36,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,661 | $36,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 632 | $36,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 7,324 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 678 | $36,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,100 | $36,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,429 | $36,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 6,100 | $36,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 3,700 | $36,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,376 | $36,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 8,442 | $36,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 37,450 | $36,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 35,000 | $36,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,600 | $36,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 4,045 | $35,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 3,970 | $35,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 210 | $35,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,257 | $35,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,564 | $35,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,806 | $35,000 | thousands by filing date | |
| MODERNA INC | 60770K907 | CALL | 1 | $35,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 14,681 | $35,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 4,327 | $35,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 25,000 | $35,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 3,500 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 4,643 | $35,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 8,321 | $35,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 26,170 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 1,418 | $35,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 993 | $34,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,376 | $34,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 415 | $34,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,176 | $34,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,041 | $34,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 981 | $34,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 767 | $34,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 567 | $34,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 707 | $34,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,740 | $34,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 1,090 | $34,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 1,366 | $34,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1,395 | $34,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,696 | $34,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 4,979 | $34,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 5,000 | $34,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 4,902 | $34,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 26,200 | $34,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 403 | $33,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 778 | $33,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,280 | $33,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 501 | $33,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,807 | $33,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 900 | $33,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 725 | $33,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,507 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 495 | $33,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 2,675 | $33,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 1,130 | $33,000 | thousands by filing date | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 1,503 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 829 | $33,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,622 | $33,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 19,645 | $33,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $33,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 28,000 | $33,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 3,175 | $33,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 25,000 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,250 | $33,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $33,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 3,300 | $33,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,400 | $33,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,052 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 870 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 753 | $33,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 48,600 | $33,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,810 | $32,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 768 | $32,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,250 | $32,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 619 | $32,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 2,000 | $32,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 529 | $32,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,727 | $32,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 4,537 | $32,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,900 | $32,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,602 | $32,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,321 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 600 | $32,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 10,184 | $32,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 26,000 | $32,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,149 | $32,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 3,767 | $32,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31,168 | $32,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 1,575 | $32,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 26,500 | $32,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,450 | $31,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 667 | $31,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,507 | $31,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 710 | $31,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 1,020 | $31,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 1,166 | $31,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 2,770 | $31,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,873 | $31,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,334 | $31,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 3,100 | $31,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,500 | $31,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,887 | $31,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 8,440 | $31,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 4,728 | $31,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 30,700 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 830 | $31,000 | thousands by filing date | |
| TIDAL ETF TR | 886364728 | SONICSHARES AIR | 6,375 | $31,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 961 | $30,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,262 | $30,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 522 | $30,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 423 | $30,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 2,600 | $30,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,054 | $30,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 585 | $30,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,221 | $30,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,057 | $30,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 354 | $30,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,019 | $30,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 954 | $30,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 607 | $30,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,300 | $30,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 396 | $30,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 600 | $30,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 12,820 | $30,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,218 | $30,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 1,283 | $30,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 832 | $30,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 3,675 | $30,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 7,600 | $30,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 43,524 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1,628 | $30,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 3,000 | $30,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 111 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000038 | this filing | 2021-11-05 | acceptance time not in the bulk data set |