13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 7,399 holding rows worth $47,990,660,000.
- Accession
- 0001677044-21-000038
- Filer
- CIK 1677044
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 33,950 entries on the cover page, a total value of $47,990,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,990,660,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 985 | $29,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 14,448 | $29,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $29,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,700 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 952 | $29,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 986 | $29,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 18 | $29,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 811 | $29,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,500 | $29,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 3,250 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 904 | $29,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,820 | $29,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 6,201 | $29,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 3,475 | $29,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,349 | $29,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 8,673 | $29,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 8,887 | $29,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 2,253 | $29,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 12 | $29,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 36,650 | $29,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 833 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,314 | $29,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 3,020 | $29,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 29,000 | $29,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $29,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 703 | $28,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,200 | $28,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 1,161 | $28,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,382 | $28,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 3,632 | $28,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 230 | $28,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 839 | $28,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 1,240 | $28,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,327 | $28,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 587 | $28,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 800 | $28,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 843 | $28,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,009 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 3,212 | $28,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,070 | $28,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 10,862 | $28,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 4,123 | $28,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 5,123 | $28,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 1,009 | $28,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 28,000 | $28,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 916 | $28,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,350 | $28,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,805 | $28,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 2,700 | $28,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 2,814 | $28,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 28,000 | $28,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,600 | $27,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,594 | $27,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,162 | $27,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,753 | $27,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,931 | $27,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,736 | $27,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 522 | $27,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,391 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 269 | $27,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,199 | $27,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 8,005 | $27,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,849 | $27,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 18 | $27,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,005 | $27,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 739 | $27,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 1,850 | $27,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 5,275 | $27,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 2,702 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,037 | $27,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 2,735 | $27,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 28 | $27,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 940 | $27,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 23,000 | $27,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 2,700 | $27,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 3,315 | $27,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 3,056 | $26,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,274 | $26,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 399 | $26,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 811 | $26,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,156 | $26,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 374 | $26,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 483 | $26,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,210 | $26,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $26,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 624 | $26,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 3,120 | $26,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,274 | $26,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 929 | $26,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 865 | $26,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,967 | $26,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 960 | $26,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,000 | $26,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,080 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 877 | $26,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,439 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,086 | $26,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,848 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,014 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 1,000 | $26,000 | thousands by filing date | |
| MBIA INC | 55262C900 | COM | 255 | $26,000 | thousands by filing date | call |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 17,186 | $26,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,041 | $26,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 47,243 | $26,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,953 | $26,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 845 | $25,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,328 | $25,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,144 | $25,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 482 | $25,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 4,704 | $25,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,459 | $25,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 793 | $25,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 860 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 800 | $25,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,574 | $25,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,631 | $25,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 1,139 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 265 | $25,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,857 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 1,000 | $25,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 5,686 | $25,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 480 | $25,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,050 | $25,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,630 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,100 | $25,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,634 | $25,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,225 | $25,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 16,604 | $25,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 1,208 | $25,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 1,025 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $25,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 2,499 | $25,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 2,454 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 213 | $25,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 610 | $24,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,632 | $24,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 908 | $24,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 496 | $24,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,709 | $24,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 249 | $24,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 2,317 | $24,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 715 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 585 | $24,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 5,148 | $24,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 695 | $24,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,684 | $24,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 705 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y806 | US EQT ALRTD PLS | 917 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,274 | $24,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,101 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 378 | $24,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,017 | $24,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 1,140 | $24,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,178 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 19,000 | $24,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 8,610 | $24,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,200 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,673 | $24,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,809 | $24,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,382 | $24,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 2,500 | $24,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 5,000 | $24,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 2,406 | $24,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 1,866 | $23,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,482 | $23,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,350 | $23,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,907 | $23,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 2,000 | $23,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,157 | $23,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,273 | $23,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 758 | $23,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 823 | $23,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 4,000 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 10 | $23,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 486 | $23,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 6,530 | $23,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,209 | $23,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,200 | $23,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 6,391 | $23,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,429 | $23,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 113 | $23,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,250 | $23,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,711 | $23,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 2,500 | $23,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 2,333 | $23,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,323 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,785 | $23,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,797 | $23,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 10,927 | $23,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 3,935 | $23,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 22,834 | $23,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 639 | $22,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 1,000 | $22,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 817 | $22,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 515 | $22,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 223 | $22,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 597 | $22,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 601 | $22,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 633 | $22,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 470 | $22,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 628 | $22,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 659 | $22,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 254 | $22,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 582 | $22,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 478 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 600 | $22,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 758 | $22,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 2,200 | $22,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,886 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 880 | $22,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 20 | $22,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 6,449 | $22,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,000 | $22,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 4,145 | $22,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,320 | $22,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 5,225 | $22,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 8,412 | $22,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 4,759 | $22,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 2,200 | $22,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,000 | $21,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,186 | $21,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,118 | $21,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 396 | $21,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,100 | $21,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,429 | $21,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,783 | $21,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 868 | $21,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 430 | $21,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,358 | $21,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 590 | $21,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 809 | $21,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 223 | $21,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 527 | $21,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 513 | $21,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 877 | $21,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,400 | $21,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 693 | $21,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 5 | $21,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 600 | $21,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,121 | $21,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,166 | $21,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,833 | $21,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,636 | $21,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,200 | $21,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 8,292 | $21,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 14,487 | $21,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 3,400 | $21,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $21,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 7,838 | $21,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 8,500 | $21,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,890 | $21,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 36,440 | $21,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 12,065 | $21,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 7,500 | $21,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 23,000 | $21,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 2,000 | $21,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 891 | $20,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 614 | $20,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 308 | $20,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 4,178 | $20,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 685 | $20,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 1,091 | $20,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 146 | $20,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,039 | $20,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 722 | $20,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 1,945 | $20,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,123 | $20,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,003 | $20,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 776 | $20,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 386 | $20,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 2,136 | $20,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 447 | $20,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,000 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,055 | $20,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,052 | $20,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 13,232 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $20,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740U851 | CMN | 1,000 | $20,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 2,400 | $20,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $20,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,753 | $20,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,809 | $20,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,259 | $20,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 33,187 | $20,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,362 | $20,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 20,000 | $20,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 3,325 | $20,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 7,409 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,000 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 728 | $20,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,020 | $20,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 7,425 | $20,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 2,000 | $20,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,020 | $20,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 6,102 | $20,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $20,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 7,975 | $20,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 2,000 | $20,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 2,000 | $20,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 575 | $19,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 3,275 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 762 | $19,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,900 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 592 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 455 | $19,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 507 | $19,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $19,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 899 | $19,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 2,080 | $19,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 834 | $19,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 423 | $19,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 849 | $19,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 4,125 | $19,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 341 | $19,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 1,090 | $19,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 885 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 23,161 | $19,000 | thousands by filing date | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 831 | $19,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 530 | $19,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 1,484 | $19,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 344 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 224 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,250 | $19,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,090 | $19,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,295 | $19,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 333 | $19,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 7,495 | $19,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 375 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 199 | $19,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1,900 | $19,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,090 | $19,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 20,000 | $19,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 5,413 | $19,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 859 | $19,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 683 | $18,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,400 | $18,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,373 | $18,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 2,600 | $18,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 730 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 612 | $18,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 547 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 474 | $18,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 9,119 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 700 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 675 | $18,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,100 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 493 | $18,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,000 | $18,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 3,106 | $18,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 3,425 | $18,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,500 | $18,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 917 | $18,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 5,976 | $18,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 185 | $18,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 2,050 | $18,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,448 | $18,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 3,635 | $18,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 1,800 | $18,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,750 | $18,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,800 | $18,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,763 | $18,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 7,550 | $18,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 1,800 | $18,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,213 | $18,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,300 | $18,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 849 | $17,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,515 | $17,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 738 | $17,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,118 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 776 | $17,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 356 | $17,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 842 | $17,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 924 | $17,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 1,678 | $17,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 475 | $17,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 476 | $17,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 215 | $17,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 339 | $17,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 338 | $17,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,078 | $17,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,474 | $17,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 792 | $17,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,293 | $17,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 796 | $17,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,808 | $17,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,318 | $17,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,596 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $17,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,697 | $17,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC | 98980F904 | CALL | 27 | $17,000 | thousands by filing date | call |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 2,050 | $17,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 734 | $17,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 1,750 | $17,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $17,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 9,005 | $17,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 2,700 | $17,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,500 | $17,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,068 | $17,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 3,000 | $17,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $17,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 16,625 | $17,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,775 | $17,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 22,532 | $17,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 371 | $16,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,585 | $16,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 682 | $16,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 1,000 | $16,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,279 | $16,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $16,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,027 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 759 | $16,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,114 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 793 | $16,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,100 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 612 | $16,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 171 | $16,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 839 | $16,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 445 | $16,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 1,750 | $16,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 11,001 | $16,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 959 | $16,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 5,000 | $16,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 34,600 | $16,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 366 | $16,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,600 | $16,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 6,531 | $16,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 5,600 | $16,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 500 | $16,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,658 | $16,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 7,567 | $16,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 13,680 | $16,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 450 | $16,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 29,569 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,568 | $15,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,478 | $15,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 400 | $15,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 613 | $15,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,179 | $15,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,800 | $15,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 255 | $15,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 729 | $15,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 511 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 3,669 | $15,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,167 | $15,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 670 | $15,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 580 | $15,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 575 | $15,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,343 | $15,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 100 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 365 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 706 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 371 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 325 | $15,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 785 | $15,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,943 | $15,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 863 | $15,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 432 | $15,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,200 | $15,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 2,910 | $15,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,074 | $15,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 433 | $15,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 3,000 | $15,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 1,520 | $15,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 1,500 | $15,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,868 | $15,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 22,050 | $15,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 10,550 | $15,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 5,218 | $15,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 435 | $15,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 4,945 | $15,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,559 | $15,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 432 | $15,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 3,765 | $15,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 1,500 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 267 | $15,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 1,500 | $15,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 600 | $15,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 1,520 | $15,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,500 | $15,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1,500 | $15,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 1,500 | $15,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 1,450 | $15,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 1,500 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000038 | this filing | 2021-11-05 | acceptance time not in the bulk data set |