13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 6,568 holding rows worth $37,448,546,000.
- Accession
- 0001677044-21-000001
- Filer
- CIK 1677044
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 30,004 entries on the cover page, a total value of $37,448,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,448,546,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,495 | $11,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 4,019 | $11,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,306 | $10,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,000 | $10,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 600 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 361 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,909 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 100 | $10,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 332 | $10,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 113 | $10,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,915 | $10,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 750 | $10,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 165 | $10,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,164 | $10,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,553 | $10,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,428 | $10,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,793 | $10,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 720 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 125 | $10,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,500 | $10,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,920 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,315 | $10,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503955 | UNIT LTD PARTN | 185 | $10,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 703 | $10,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,700 | $10,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 585 | $10,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,594 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $10,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,200 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,529 | $10,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $10,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,825 | $10,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 578 | $10,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 730 | $10,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,211 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 420 | $10,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,310 | $10,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 970 | $10,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 5,068 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 100 | $10,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 900 | $10,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 1,000 | $10,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 1,000 | $10,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 714 | $10,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 150 | $9,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 196 | $9,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,000 | $9,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2,100 | $9,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,463 | $9,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,733 | $9,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 315 | $9,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 300 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,050 | $9,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 485 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 603 | $9,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 452 | $9,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 646 | $9,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 345 | $9,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,942 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 250 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 206 | $9,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 410 | $9,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 192 | $9,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 355 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 626 | $9,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $9,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 400 | $9,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $9,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 590 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,246 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 339 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 201 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 350 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 30 | $9,000 | thousands by filing date | call |
| STMICROELECTRONICS N V | 861012902 | CALL | 24 | $9,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 6,500 | $9,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 531 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $9,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 150 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $9,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 1,514 | $9,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $9,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 789 | $9,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,843 | $9,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 5,258 | $9,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,000 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 381 | $9,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 900 | $9,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 74 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 245 | $9,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,609 | $9,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000 | $9,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 4,300 | $9,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 216 | $8,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 395 | $8,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 237 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 462 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 161 | $8,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 349 | $8,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 607 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 199 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 1,586 | $8,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 214 | $8,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 97 | $8,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 2,034 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,183 | $8,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 423 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 310 | $8,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 309 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 190 | $8,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,493 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 120 | $8,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,917 | $8,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,600 | $8,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 283 | $8,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 433 | $8,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 585 | $8,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,000 | $8,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 385 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 186 | $8,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 3,595 | $8,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 905 | $8,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 60 | $8,000 | thousands by filing date | call |
| Renalytix PLC | 75973T101 | ADS | 500 | $8,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,154 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $8,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 300 | $8,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 6,000 | $8,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 392 | $8,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 567 | $8,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 4,380 | $8,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 233 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 135 | $8,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,075 | $8,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 750 | $8,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,107 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 260 | $8,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,285 | $7,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 621 | $7,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 232 | $7,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 225 | $7,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 568 | $7,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,792 | $7,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 952 | $7,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $7,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 277 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $7,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 416 | $7,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 810 | $7,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 33,000 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 100 | $7,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 246 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 222 | $7,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 80 | $7,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 740 | $7,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,910 | $7,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 41 | $7,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 1 | $7,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 133 | $7,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 446 | $7,000 | thousands by filing date | |
| FASTLY INC | 31188V900 | CL A | 6 | $7,000 | thousands by filing date | call |
| PULTE GROUP INC | 745867901 | COM | 40 | $7,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 34 | $7,000 | thousands by filing date | put |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 66 | $7,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 468 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 2,962 | $7,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,100 | $7,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 4,130 | $7,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $7,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,000 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,687 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,220 | $7,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,800 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,130 | $7,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 327 | $7,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 8,301 | $7,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,705 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 3,600 | $7,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,171 | $7,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 4,488 | $7,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 5,281 | $7,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 12 | $7,000 | thousands by filing date | call |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 219 | $7,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,897 | $7,000 | thousands by filing date | |
| NOVUS CAP CORP | 67012U207 | UNIT 06/30/2027 | 370 | $7,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 125 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 191 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 220 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 610 | $6,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 384 | $6,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $6,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 295 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 197 | $6,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 298 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,050 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 240 | $6,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 230 | $6,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 419 | $6,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 191 | $6,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 123 | $6,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 181 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 128 | $6,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 185 | $6,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 731 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 150 | $6,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 395 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 289 | $6,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,500 | $6,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 43 | $6,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 108 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 136 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 535 | $6,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 12 | $6,000 | thousands by filing date | put |
| HALLIBURTON CO | 406216901 | CALL | 12 | $6,000 | thousands by filing date | call |
| HOME DEPOT INC | 437076952 | PUT | 2 | $6,000 | thousands by filing date | put |
| WESTERN MIDSTREAM PARTNERS L | 958669953 | COM UNIT LP INT | 110 | $6,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,523 | $6,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,201 | $6,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,250 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $6,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,125 | $6,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,000 | $6,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 400 | $6,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 2,271 | $6,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,036 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 237 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 469 | $6,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 400 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 199 | $6,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGE-CL A | 112585954 | COM | 20 | $6,000 | thousands by filing date | put |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 200 | $6,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 360 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 240 | $6,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 621 | $6,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 151 | $6,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,200 | $6,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 3,000 | $6,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,213 | $6,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $6,000 | thousands by filing date | principal |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 241 | $6,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $6,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 243 | $6,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 600 | $6,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 50 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 230 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,140 | $5,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 712 | $5,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 200 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 193 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 222 | $5,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 107 | $5,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 260 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 151 | $5,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 285 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 625 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,790 | $5,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 379 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 775 | $5,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 275 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 73 | $5,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 320 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 789 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 223 | $5,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 529 | $5,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 300 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 100 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,387 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,000 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 30 | $5,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361902 | CALL | 3 | $5,000 | thousands by filing date | call |
| WIPRO LTD | 97651M909 | SPON ADR 1 SH | 50 | $5,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 10 | $5,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,100 | $5,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 365 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,000 | $5,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 503 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,500 | $5,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 300 | $5,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,500 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,700 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 32 | $5,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $5,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 5,238 | $5,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 663 | $5,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 10,500 | $5,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,500 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 3,000 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,307 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 61 | $5,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2 | $5,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 400 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 224 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,585 | $5,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 600 | $5,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 222 | $5,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,478 | $5,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 350 | $5,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 500 | $5,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 400 | $5,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 213 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 896 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 262 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,243 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 371 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 933 | $4,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 203 | $4,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 601 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 216 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $4,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 186 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 216 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 796 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 617 | $4,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 573 | $4,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 111 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 330 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 260 | $4,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 84 | $4,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 419 | $4,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 378 | $4,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 381 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,075 | $4,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,316 | $4,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 828 | $4,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 605 | $4,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $4,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 224 | $4,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $4,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 112 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 252 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,200 | $4,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 150 | $4,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 400 | $4,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 5 | $4,000 | thousands by filing date | call |
| MOOG INC | 615394301 | CL B | 46 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 15 | $4,000 | thousands by filing date | call |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 15 | $4,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 132 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 35 | $4,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 99 | $4,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 48 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 364 | $4,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 576 | $4,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $4,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 233 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,052 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 83 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 258 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 230 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3 | $4,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4 | $4,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,100 | $4,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 780 | $4,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $4,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 200 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $4,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $4,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 62 | $4,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 315 | $4,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,756 | $4,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 382 | $4,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,942 | $4,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,500 | $4,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 936 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 12,000 | $4,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,000 | $4,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 400 | $4,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 4,800 | $4,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 400 | $4,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 1,100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X145 | SOLACTV HK ETF | 56 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $3,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 176 | $3,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 35 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 300 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 324 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 807 | $3,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 611 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,200 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,000 | $3,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 75 | $3,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 168 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 330 | $3,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $3,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 108 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 143 | $3,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 206 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 170 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 650 | $3,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 172 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 324 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 66 | $3,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 47 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 417 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 104 | $3,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 185 | $3,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 158 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 451 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $3,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 717 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 83 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 215 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 121 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 500 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 200 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3 | $3,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 62 | $3,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 272 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 83 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 79 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 125 | $3,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 3 | $3,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 305 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 500 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 65 | $3,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 1 | $3,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 3 | $3,000 | thousands by filing date | put |
| BOEING CO | 097023955 | PUT | 2 | $3,000 | thousands by filing date | put |
| NIO INC | 62914V906 | CALL | 1 | $3,000 | thousands by filing date | call |
| D R HORTON INC | 23331A909 | COM | 14 | $3,000 | thousands by filing date | call |
| SONOS INC | 83570H908 | COM | 7 | $3,000 | thousands by filing date | call |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $3,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 450 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $3,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 400 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 210 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 709 | $3,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 9 | $3,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,082 | $3,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 35 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 850 | $3,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 365 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 250 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,400 | $3,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 700 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000001 | this filing | 2021-02-10 | acceptance time not in the bulk data set |