13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 6,568 holding rows worth $37,448,546,000.
- Accession
- 0001677044-21-000001
- Filer
- CIK 1677044
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 30,004 entries on the cover page, a total value of $37,448,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,448,546,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 53,200 | $55,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 21,319 | $54,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 5,456 | $54,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,740 | $54,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 9,270 | $54,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 6,875 | $54,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,270 | $54,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,542 | $54,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 5,343 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,861 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1,848 | $54,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 1,250 | $54,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 740 | $54,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 52,500 | $54,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 3,070 | $54,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,059 | $53,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 82,000 | $53,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,082 | $53,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 4,100 | $53,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,158 | $53,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 1,893 | $53,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,200 | $53,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,861 | $53,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,000 | $53,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 51,453 | $53,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 4,000 | $53,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,819 | $52,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 623 | $52,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,408 | $52,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 855 | $52,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 1,220 | $52,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 406 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,700 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,188 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,189 | $52,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 22 | $52,000 | thousands by filing date | put |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 380 | $52,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 49,000 | $52,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,690 | $52,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 2,719 | $52,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,352 | $51,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,190 | $51,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,015 | $51,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,901 | $51,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 7,407 | $51,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,478 | $51,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,194 | $51,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,446 | $51,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 1,545 | $51,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 2,016 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,576 | $51,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,198 | $51,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 8,250 | $51,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,726 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,600 | $51,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,399 | $51,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 1,824 | $51,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $50,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 384 | $50,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 816 | $50,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,721 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $50,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,700 | $50,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 1,941 | $50,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,170 | $49,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 34,000 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,000 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 919 | $49,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 370 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,464 | $49,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1,925 | $49,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,910 | $49,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,764 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,971 | $49,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,507 | $49,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 74,900 | $49,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $49,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $49,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,197 | $48,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 676 | $48,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,856 | $48,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 927 | $48,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,108 | $48,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,721 | $48,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 985 | $48,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 3,661 | $48,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,848 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $48,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 4,000 | $48,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 6,021 | $47,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 805 | $47,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,442 | $47,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,000 | $47,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,526 | $47,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 9,100 | $47,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,865 | $47,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,288 | $47,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 2 | $47,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,576 | $47,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 9,566 | $47,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 652 | $46,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,531 | $46,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,539 | $46,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 5,100 | $46,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $46,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,259 | $46,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,119 | $46,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 5,515 | $46,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 2,095 | $46,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 38,700 | $46,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 48,200 | $46,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 5,325 | $46,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,404 | $45,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 1,140 | $45,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 872 | $45,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,513 | $45,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,296 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,056 | $45,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,560 | $45,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 1,034 | $45,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,700 | $45,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,500 | $45,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 634 | $45,000 | thousands by filing date | |
| LIVENT CORP | 53814L908 | CALL | 40 | $45,000 | thousands by filing date | call |
| BOXLIGHT CORP | 103197109 | COM CL A | 29,200 | $45,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 5,244 | $44,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,880 | $44,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,018 | $44,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,352 | $44,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,224 | $44,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,325 | $44,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 546 | $44,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,431 | $44,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,350 | $44,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 592 | $44,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,712 | $44,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,608 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,007 | $44,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18,875 | $44,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,779 | $44,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,294 | $44,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 3,396 | $44,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 5,528 | $44,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 6,560 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 13,873 | $44,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 3,000 | $44,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,055 | $43,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 1,000 | $43,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,062 | $43,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,918 | $43,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 385 | $43,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1,700 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,322 | $43,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,394 | $43,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 58,793 | $43,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 54 | $43,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,402 | $43,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 4,500 | $43,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,195 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,412 | $43,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,448 | $43,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $43,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $43,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 903 | $43,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 4,000 | $43,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 941 | $42,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 4,701 | $42,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,981 | $42,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,857 | $42,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 230 | $42,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 680 | $42,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 4,823 | $42,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,000 | $42,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,859 | $42,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,758 | $42,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,823 | $42,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,048 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,719 | $42,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 981 | $42,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 206 | $42,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,380 | $42,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,607 | $42,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,210 | $42,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $42,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,507 | $42,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 4,446 | $42,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,375 | $42,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 40,000 | $42,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 4,000 | $42,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 4,000 | $42,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 3,381 | $41,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,022 | $41,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,007 | $41,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,700 | $41,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 674 | $41,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,574 | $41,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 3,940 | $41,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,642 | $41,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,223 | $41,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 6,000 | $41,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,233 | $41,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,416 | $41,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,771 | $41,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 6,129 | $41,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 3,127 | $41,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,389 | $41,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,591 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1,888 | $41,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,403 | $41,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,449 | $41,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $41,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,690 | $41,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 38,000 | $41,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 9,365 | $41,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,594 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $40,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 715 | $40,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5,920 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,580 | $40,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 900 | $40,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,317 | $40,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,752 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 642 | $40,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 3,780 | $40,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 540 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,991 | $40,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,525 | $40,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 30 | $40,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 2,991 | $40,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 1,547 | $40,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,481 | $40,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 39,000 | $40,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,688 | $40,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,473 | $40,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,736 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 410 | $39,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,083 | $39,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 1,691 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 801 | $39,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 990 | $39,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 30 | $39,000 | thousands by filing date | call |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,191 | $39,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 102 | $39,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 14,681 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 609 | $39,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,770 | $39,000 | thousands by filing date | |
| PHILLIPS 66 PARTNERS LP | 718549957 | PUT | 295 | $39,000 | thousands by filing date | put |
| REVOLUTION ACCEL | 76156P205 | UNIT | 3,750 | $39,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 7,252 | $38,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,087 | $38,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,281 | $38,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,481 | $38,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 470 | $38,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 812 | $38,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 181 | $38,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 341 | $38,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 1,533 | $38,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 2,402 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 909 | $38,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 21,700 | $38,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 869 | $38,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 5,585 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,420 | $38,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 38,000 | $38,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,171 | $37,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,430 | $37,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,846 | $37,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,488 | $37,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 791 | $37,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,023 | $37,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,773 | $37,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,369 | $37,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,646 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,142 | $37,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 12,181 | $37,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $37,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 524 | $37,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 2,800 | $37,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 324 | $36,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 879 | $36,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,052 | $36,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 1,362 | $36,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 705 | $36,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 1,386 | $36,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,956 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,058 | $36,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 660 | $36,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 1,822 | $36,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,326 | $36,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,094 | $36,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,683 | $36,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,017 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 2,000 | $36,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,043 | $36,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,335 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1,370 | $36,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 892 | $36,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 1,320 | $36,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,387 | $35,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,660 | $35,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,366 | $35,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 683 | $35,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,200 | $35,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 1,222 | $35,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,480 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 800 | $35,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,408 | $35,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 368 | $35,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,783 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,774 | $35,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 31,000 | $35,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $35,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 2,021 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 1,020 | $35,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,600 | $35,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,160 | $34,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 657 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 763 | $34,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,117 | $34,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,908 | $34,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 1,320 | $34,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,357 | $34,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 408 | $34,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 1,584 | $34,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 692 | $34,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,500 | $34,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $34,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 14,700 | $34,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,596 | $34,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,176 | $34,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 27,000 | $34,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 6,252 | $34,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 1,950 | $34,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,125 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $34,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,500 | $34,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,362 | $33,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,533 | $33,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,200 | $33,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,644 | $33,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 475 | $33,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 680 | $33,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,315 | $33,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,020 | $33,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 8,820 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 951 | $33,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 148 | $33,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,385 | $33,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 3,950 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 891 | $33,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,838 | $33,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 4,011 | $33,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,000 | $33,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,410 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 1,174 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 1,245 | $33,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 3,000 | $33,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 2,899 | $33,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,000 | $32,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,371 | $32,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 398 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,681 | $32,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 459 | $32,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,071 | $32,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10 | $32,000 | thousands by filing date | call |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 435 | $32,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 545 | $32,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,122 | $32,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $32,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $32,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 5,012 | $32,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1,100 | $32,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 24,200 | $32,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 783 | $32,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 3,000 | $32,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,367 | $31,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,073 | $31,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 505 | $31,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 766 | $31,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,171 | $31,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 517 | $31,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 215 | $31,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,856 | $31,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 1,514 | $31,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,362 | $31,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 144 | $31,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,356 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 1,402 | $31,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 474 | $31,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,138 | $31,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,128 | $31,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,971 | $31,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,450 | $31,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 10,000 | $31,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,570 | $31,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,400 | $31,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 7,000 | $31,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 3,000 | $31,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $31,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 7,100 | $31,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 894 | $31,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,174 | $31,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 2,000 | $31,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 640 | $30,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,200 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,108 | $30,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,962 | $30,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,541 | $30,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,951 | $30,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,200 | $30,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 846 | $30,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 5,960 | $30,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 894 | $30,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 16,415 | $30,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,250 | $30,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 51 | $30,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 46,153 | $30,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,730 | $30,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,575 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 826 | $30,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 2,700 | $30,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 363 | $29,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 5,821 | $29,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 715 | $29,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $29,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,806 | $29,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,550 | $29,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,366 | $29,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 25,135 | $29,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 986 | $29,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,000 | $29,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 3,850 | $29,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,946 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 800 | $29,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 2,669 | $29,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,125 | $29,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $29,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,081 | $28,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,492 | $28,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,973 | $28,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,231 | $28,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 950 | $28,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,356 | $28,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,586 | $28,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 2,049 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 677 | $28,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 594 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 649 | $28,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 74 | $28,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E909 | COM | 22 | $28,000 | thousands by filing date | call |
| SUMO LOGIC INC | 86646P103 | COM | 966 | $28,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $28,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 3,022 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 530 | $28,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,500 | $28,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,142 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $28,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 606 | $28,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 455 | $28,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 4,443 | $28,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 3,925 | $28,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,022 | $27,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,710 | $27,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,099 | $27,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 9,265 | $27,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,303 | $27,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 543 | $27,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,125 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,326 | $27,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,402 | $27,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 796 | $27,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,517 | $27,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 556 | $27,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,600 | $27,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,310 | $27,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,200 | $27,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,402 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 904 | $27,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,567 | $27,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,806 | $27,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,000 | $27,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,375 | $27,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 523 | $27,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,000 | $26,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 736 | $26,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 5,000 | $26,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 8,019 | $26,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,700 | $26,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 465 | $26,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 1,726 | $26,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,818 | $26,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,961 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 290 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,878 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000001 | this filing | 2021-02-10 | acceptance time not in the bulk data set |