13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 6,568 holding rows worth $37,448,546,000.
- Accession
- 0001677044-21-000001
- Filer
- CIK 1677044
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 30,004 entries on the cover page, a total value of $37,448,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,448,546,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 129 | $26,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,976 | $26,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $26,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,649 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,012 | $26,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 2,500 | $26,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 432 | $25,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 755 | $25,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,200 | $25,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,796 | $25,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,067 | $25,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,017 | $25,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 897 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,816 | $25,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,339 | $25,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,001 | $25,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 919 | $25,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 308 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 495 | $25,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 555 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 689 | $25,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 1,519 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,000 | $25,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,297 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 14,435 | $25,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 7,170 | $25,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,719 | $25,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,586 | $25,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 1,860 | $25,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 5,000 | $25,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 9,631 | $25,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 570 | $25,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,159 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 416 | $24,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 163 | $24,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,944 | $24,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,969 | $24,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 512 | $24,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 574 | $24,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 771 | $24,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 935 | $24,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 800 | $24,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 186 | $24,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 892 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 809 | $24,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,500 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G901 | DAI GOL BUL ETF | 25 | $24,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 700 | $24,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50 | $24,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 1,376 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 639 | $24,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,655 | $24,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,850 | $24,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 29,477 | $24,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 176 | $23,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,843 | $23,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 18,600 | $23,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,259 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 767 | $23,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 678 | $23,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,310 | $23,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 392 | $23,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,107 | $23,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 2,429 | $23,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,050 | $23,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,055 | $23,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 959 | $23,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,013 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,949 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 728 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 698 | $23,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,400 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 874 | $23,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 732 | $23,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 736 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 10,000 | $23,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,760 | $23,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2,200 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 662 | $23,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 665 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,214 | $23,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 4,376 | $23,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 1,000 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 719 | $23,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 18,000 | $23,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 2,000 | $23,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $23,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 950 | $22,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,115 | $22,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,697 | $22,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,241 | $22,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 655 | $22,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 498 | $22,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 211 | $22,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 506 | $22,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,898 | $22,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 785 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 728 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 690 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 899 | $22,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,068 | $22,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,000 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 619 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 964 | $22,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 9,783 | $22,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,341 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q952 | ALERIAN MLP | 168 | $22,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 1,795 | $22,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,000 | $22,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 2,648 | $22,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,355 | $22,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 639 | $22,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 2,100 | $22,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 892 | $22,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 2,100 | $22,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 518 | $21,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 713 | $21,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 324 | $21,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,488 | $21,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 557 | $21,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 669 | $21,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $21,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,876 | $21,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 673 | $21,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,075 | $21,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 968 | $21,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $21,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,299 | $21,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,000 | $21,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 900 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,263 | $21,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,548 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 575 | $21,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 1,030 | $21,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,575 | $21,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,233 | $21,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,710 | $21,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 1,995 | $21,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,917 | $21,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $21,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 1,725 | $21,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,220 | $21,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 1,471 | $21,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 2,000 | $21,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 328 | $20,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 664 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 762 | $20,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 589 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,957 | $20,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,486 | $20,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,400 | $20,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,645 | $20,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,600 | $20,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 894 | $20,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,421 | $20,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,400 | $20,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,368 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 750 | $20,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 696 | $20,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 410 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,175 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $20,000 | thousands by filing date | principal |
| ISHARES TR | 46436E536 | US SML CP VALUE | 825 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 994 | $20,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 808 | $20,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 775 | $20,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,000 | $20,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,000 | $20,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,856 | $20,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,058 | $20,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,068 | $20,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,078 | $20,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 558 | $20,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $20,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,750 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 741 | $20,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,091 | $19,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 325 | $19,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $19,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,154 | $19,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 300 | $19,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,250 | $19,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,581 | $19,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,354 | $19,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,100 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 113 | $19,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,394 | $19,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 125 | $19,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 700 | $19,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,385 | $19,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $19,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,254 | $19,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,890 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,167 | $19,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 4,877 | $19,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 14,000 | $19,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 448 | $19,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,800 | $19,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 1,440 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $19,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 525 | $19,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 154 | $18,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,404 | $18,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,250 | $18,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 209 | $18,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,677 | $18,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 131 | $18,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 641 | $18,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 603 | $18,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,299 | $18,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,721 | $18,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 664 | $18,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,055 | $18,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $18,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 281 | $18,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,400 | $18,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 622 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 759 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $18,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 774 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,139 | $18,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 400 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 475 | $18,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 409 | $18,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 580 | $18,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,030 | $18,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 541 | $18,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 3,050 | $18,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $18,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 1,500 | $18,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,671 | $18,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 28 | $18,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 1,868 | $18,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG | 71531R909 | COM | 50 | $18,000 | thousands by filing date | call |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 537 | $17,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,981 | $17,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 661 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,286 | $17,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,400 | $17,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 210 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 37 | $17,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,487 | $17,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 559 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,121 | $17,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $17,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 680 | $17,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 829 | $17,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,528 | $17,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,165 | $17,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,653 | $17,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 888 | $17,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 403 | $17,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,350 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 235 | $17,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,040 | $17,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,189 | $17,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $17,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 3,501 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $17,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 950 | $17,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,661 | $17,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 589 | $17,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 722 | $17,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,489 | $17,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,200 | $17,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 1,000 | $17,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,325 | $17,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 60 | $17,000 | thousands by filing date | call |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $17,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $17,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,220 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 588 | $17,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $17,000 | thousands by filing date | principal |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,273 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 448 | $16,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 656 | $16,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,104 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 800 | $16,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 935 | $16,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,000 | $16,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 749 | $16,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 839 | $16,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 739 | $16,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 812 | $16,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 695 | $16,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 358 | $16,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 30 | $16,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 6,305 | $16,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 160 | $16,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 917 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $16,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 540 | $16,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 6,250 | $16,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,051 | $16,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 8,015 | $16,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $16,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 112 | $16,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,612 | $16,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 15,000 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 600 | $16,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,165 | $16,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 3,400 | $16,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 784 | $16,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,323 | $16,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,600 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 1,116 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,100 | $16,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 259 | $15,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 605 | $15,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,870 | $15,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 309 | $15,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 811 | $15,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 2,077 | $15,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 610 | $15,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 650 | $15,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 420 | $15,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,434 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,258 | $15,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,817 | $15,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 548 | $15,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,055 | $15,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 385 | $15,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 10,402 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 514 | $15,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,189 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 250 | $15,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,150 | $15,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,729 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 594 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 626 | $15,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,500 | $15,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $15,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,500 | $15,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,250 | $15,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,522 | $15,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 6,032 | $15,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,894 | $15,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 902 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,958 | $14,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 496 | $14,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,843 | $14,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,228 | $14,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 801 | $14,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,797 | $14,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 262 | $14,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 495 | $14,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 6,550 | $14,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 472 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 438 | $14,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 2,659 | $14,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 561 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 370 | $14,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,130 | $14,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,400 | $14,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,163 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 682 | $14,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 724 | $14,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 457 | $14,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,108 | $14,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 50 | $14,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $14,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 413 | $14,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,000 | $14,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,724 | $14,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 533 | $14,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 966 | $14,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,325 | $14,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,470 | $14,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,000 | $14,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 360 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 528 | $14,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 500 | $14,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 3,856 | $14,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 860 | $14,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $14,000 | thousands by filing date | principal |
| LOVESAC COMPANY | 54738L109 | COM | 304 | $13,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 411 | $13,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 231 | $13,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 78 | $13,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 218 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 210 | $13,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,279 | $13,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 408 | $13,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 900 | $13,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 660 | $13,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,000 | $13,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 245 | $13,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,215 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 320 | $13,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 926 | $13,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 849 | $13,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 395 | $13,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,600 | $13,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 949 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 407 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 162 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $13,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,300 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $13,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 497 | $13,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,200 | $13,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,400 | $13,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 318 | $13,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3 | $13,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 625 | $13,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,050 | $13,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,874 | $13,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,791 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 230 | $13,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 5,000 | $13,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,000 | $13,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 496 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 300 | $13,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 6,222 | $13,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 14,228 | $13,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 352 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 279 | $12,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 730 | $12,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,233 | $12,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 351 | $12,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 304 | $12,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 601 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 446 | $12,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 383 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,000 | $12,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 135 | $12,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,296 | $12,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 457 | $12,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 298 | $12,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 218 | $12,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 165 | $12,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 570 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 11,000 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 619 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $12,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,200 | $12,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,800 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $12,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,253 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 10 | $12,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 499 | $12,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 6,003 | $12,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,606 | $12,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 630 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 987 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 440 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,687 | $12,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,304 | $12,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,759 | $12,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 1,000 | $12,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 500 | $12,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,575 | $11,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 1,410 | $11,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 287 | $11,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 239 | $11,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 300 | $11,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 167 | $11,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 4,667 | $11,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $11,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $11,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,250 | $11,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,374 | $11,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 685 | $11,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 278 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 435 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 17 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 136 | $11,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 224 | $11,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,734 | $11,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,308 | $11,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,990 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 28 | $11,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,125 | $11,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,335 | $11,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 695 | $11,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 900 | $11,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,337 | $11,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,825 | $11,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,837 | $11,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 444 | $11,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,135 | $11,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 4,325 | $11,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,501 | $11,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 1,128 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000001 | this filing | 2021-02-10 | acceptance time not in the bulk data set |