13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 3,964 holding rows worth $2,206,151,000 by the sum of the rows.
- Accession
- 0001641866-18-000002
- Filer
- CIK 1641866
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,994 entries on the cover page, a total value of $2,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,206,151,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $2,206,000, about 1/1,000 of the sum of the rows, $2,206,151,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CABLE ONE INC | 12685J105 | COM | 54 | $38,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 732 | $38,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 8,142 | $38,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 7,544 | $38,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,475 | $38,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,000 | $38,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 500 | $37,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 282 | $37,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 900 | $37,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 323 | $37,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 467 | $37,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 934 | $37,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 401 | $37,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 882 | $37,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 632 | $37,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,825 | $37,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 195 | $37,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 236 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 500 | $37,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 900 | $37,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,315 | $37,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 723 | $36,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 4,115 | $36,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 443 | $36,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,168 | $36,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 447 | $36,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 500 | $36,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,146 | $36,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,749 | $36,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,550 | $36,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $36,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,523 | $36,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 600 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,700 | $36,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 883 | $35,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,340 | $35,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,150 | $35,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 372 | $35,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 602 | $35,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,043 | $35,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,939 | $35,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,122 | $35,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,326 | $35,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,011 | $35,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,381 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,520 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 715 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,842 | $35,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,500 | $35,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 413 | $35,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,940 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,673 | $35,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 985 | $35,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 200 | $34,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 294 | $34,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 561 | $34,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 668 | $34,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 679 | $34,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 806 | $34,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,523 | $34,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,056 | $34,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,750 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,200 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 750 | $34,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,665 | $34,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,431 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 554 | $34,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 1,500 | $34,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 7,131 | $33,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 503 | $33,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,137 | $33,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 6,260 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1,050 | $33,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 129 | $33,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,103 | $33,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,279 | $33,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,338 | $33,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,942 | $33,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,117 | $33,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,800 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 454 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,125 | $33,000 | thousands by filing date | |
| X-TRACKERS MSCI EAFE SMALL CAP HEDGED EQUITY ETF | 233051580 | ETF | 1,114 | $33,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 400 | $32,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,548 | $32,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,520 | $32,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,644 | $32,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,268 | $32,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 496 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 523 | $32,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,400 | $32,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 379 | $32,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,032 | $32,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,000 | $32,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,850 | $32,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,816 | $32,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 481 | $32,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,781 | $32,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 842 | $32,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,056 | $32,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 600 | $32,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,472 | $32,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,372 | $32,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,200 | $32,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 2,145 | $32,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 355 | $32,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 510 | $32,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 522 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 820 | $32,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 750 | $32,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 846 | $31,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 248 | $31,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 582 | $31,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,957 | $31,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 242 | $31,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 308 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 489 | $31,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 264 | $31,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 781 | $31,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,698 | $31,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 506 | $31,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 131 | $31,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 295 | $31,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,710 | $31,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,158 | $31,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,104 | $31,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,428 | $31,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 598 | $31,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,512 | $31,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 538 | $31,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 415 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 1,031 | $31,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 990 | $31,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 3,000 | $31,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,540 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 537 | $31,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,415 | $31,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 529 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,229 | $31,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 610 | $31,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,411 | $31,000 | thousands by filing date | |
| DBX ETF TR XTRCK MSCI EUROZ | 233051614 | ETF | 1,167 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 446 | $30,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 463 | $30,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $30,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 504 | $30,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 897 | $30,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 720 | $30,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 378 | $30,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,367 | $30,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 691 | $30,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 351 | $30,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 4,000 | $30,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,400 | $30,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,400 | $30,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,550 | $30,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 616 | $30,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 639 | $30,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,540 | $30,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 990 | $30,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,173 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 850 | $30,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,178 | $30,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,000 | $30,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 461 | $30,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 819 | $30,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 310 | $30,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 1,000 | $30,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 701 | $29,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 320 | $29,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 617 | $29,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 422 | $29,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,372 | $29,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 329 | $29,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 290 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 566 | $29,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,220 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 468 | $29,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,738 | $29,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 190 | $29,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 498 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 600 | $29,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,078 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,000 | $29,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 334 | $29,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 216 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,000 | $29,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 414 | $29,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 559 | $29,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,135 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 950 | $29,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,531 | $29,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,859 | $29,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,080 | $29,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,735 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 777 | $29,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,115 | $29,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 400 | $28,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,546 | $28,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 795 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 571 | $28,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 558 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 402 | $28,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,000 | $28,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 504 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 314 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 538 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 559 | $28,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,414 | $28,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,926 | $28,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 593 | $28,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,088 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 486 | $28,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,229 | $28,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,805 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $28,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,402 | $28,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,273 | $28,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 552 | $28,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,000 | $28,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 346 | $27,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,221 | $27,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,617 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 383 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,250 | $27,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 564 | $27,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 600 | $27,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,000 | $27,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 2,100 | $27,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $27,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 400 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 793 | $27,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,500 | $27,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,600 | $27,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 300 | $27,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 200 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,000 | $27,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 392 | $26,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 548 | $26,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 273 | $26,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 500 | $26,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 692 | $26,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 530 | $26,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 710 | $26,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 515 | $26,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 312 | $26,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 528 | $26,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,950 | $26,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 570 | $26,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 894 | $26,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 256 | $26,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 730 | $26,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 600 | $26,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 877 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 568 | $26,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,206 | $26,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 740 | $26,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,055 | $26,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 270 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,740 | $26,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 476 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051556 | XTRCK GERMNY EQT | 1,057 | $26,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 750 | $25,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 274 | $25,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 200 | $25,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 289 | $25,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,203 | $25,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 784 | $25,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 546 | $25,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,725 | $25,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 294 | $25,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 873 | $25,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 520 | $25,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,244 | $25,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 365 | $25,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $25,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 836 | $25,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 741 | $25,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,874 | $25,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 282 | $25,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,740 | $25,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 500 | $25,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 711 | $25,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,682 | $25,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,231 | $25,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,043 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 950 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 492 | $25,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 989 | $25,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,720 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 999 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 770 | $25,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 23,800 | $25,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 184 | $24,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,289 | $24,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 698 | $24,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 176 | $24,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 437 | $24,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 38 | $24,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 244 | $24,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 331 | $24,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,598 | $24,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,141 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 937 | $24,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,042 | $24,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 535 | $24,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 291 | $24,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,378 | $24,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 929 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 547 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 725 | $24,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,702 | $24,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,675 | $24,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,112 | $24,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 4,202 | $24,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 291 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,890 | $24,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,510 | $23,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,148 | $23,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 654 | $23,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,047 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $23,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 410 | $23,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 115 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $23,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,225 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,144 | $23,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,500 | $23,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,000 | $23,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,670 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,045 | $23,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 630 | $23,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,518 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,982 | $23,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,950 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 450 | $23,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,546 | $23,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 569 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 895 | $23,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,000 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,500 | $23,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,204 | $23,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 600 | $23,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 161 | $22,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 238 | $22,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 545 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,161 | $22,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,008 | $22,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 579 | $22,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 484 | $22,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 387 | $22,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 106 | $22,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,663 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 910 | $22,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,150 | $22,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 500 | $22,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 169 | $22,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 439 | $22,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,154 | $22,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,582 | $22,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,093 | $22,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,060 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,069 | $22,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 264 | $22,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,016 | $22,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 432 | $22,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 650 | $22,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,351 | $22,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,277 | $22,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,035 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 490 | $22,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,521 | $22,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 800 | $22,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,026 | $21,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 310 | $21,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 173 | $21,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,198 | $21,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $21,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,910 | $21,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 170 | $21,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 512 | $21,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 250 | $21,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 5,614 | $21,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 379 | $21,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $21,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 467 | $21,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,190 | $21,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 952 | $21,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 341 | $21,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,530 | $21,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,020 | $21,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,000 | $21,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,378 | $21,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 976 | $21,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 675 | $21,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 953 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,182 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 375 | $21,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 481 | $21,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,790 | $21,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,700 | $21,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 602 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 526 | $21,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,180 | $21,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 831 | $21,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 2,296 | $21,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 890 | $21,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $21,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,000 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 943 | $21,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 851 | $20,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 597 | $20,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,456 | $20,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,295 | $20,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 580 | $20,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,105 | $20,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 343 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 279 | $20,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,575 | $20,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 315 | $20,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 862 | $20,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 230 | $20,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 142 | $20,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 800 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 564 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 381 | $20,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,960 | $20,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 321 | $20,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,154 | $20,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 846 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,913 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 305 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 310 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,625 | $20,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 300 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 461 | $20,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 652 | $19,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 668 | $19,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,384 | $19,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,051 | $19,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 392 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 385 | $19,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 399 | $19,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 444 | $19,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 248 | $19,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,034 | $19,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 931 | $19,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 733 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,186 | $19,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,038 | $19,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 975 | $19,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,398 | $19,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,076 | $19,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,187 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 696 | $19,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $19,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,845 | $19,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 531 | $19,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 632 | $19,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,050 | $19,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 383 | $19,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,550 | $19,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,583 | $19,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 297 | $18,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,098 | $18,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 90 | $18,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 86 | $18,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 107 | $18,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 185 | $18,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 217 | $18,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 238 | $18,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 121 | $18,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 387 | $18,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 564 | $18,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,377 | $18,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 312 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 750 | $18,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 86 | $18,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 531 | $18,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 301 | $18,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,000 | $18,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $18,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 341 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 489 | $18,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 423 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,196 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 812 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 900 | $18,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 294 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 202 | $18,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 712 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 904 | $18,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 750 | $18,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 933 | $18,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 988 | $18,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 201 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 293 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-18-000002 | this filing | 2018-01-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000012 | base | 2019-06-03 | acceptance time not in the bulk data set |