13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 3,964 holding rows worth $2,206,151,000 by the sum of the rows.
- Accession
- 0001641866-18-000002
- Filer
- CIK 1641866
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,994 entries on the cover page, a total value of $2,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,206,151,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $2,206,000, about 1/1,000 of the sum of the rows, $2,206,151,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 630 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 913 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 408 | $18,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,051 | $18,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 3,185 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,025 | $18,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 209 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 114 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 160 | $18,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 608 | $18,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,415 | $18,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,752 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 686 | $18,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,110 | $18,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 1,000 | $18,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 831 | $17,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 260 | $17,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 400 | $17,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,603 | $17,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 332 | $17,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 218 | $17,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,646 | $17,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 292 | $17,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 501 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 195 | $17,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 450 | $17,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,315 | $17,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,101 | $17,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,331 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,002 | $17,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $17,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 554 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,212 | $17,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $17,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,200 | $17,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 150 | $17,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 894 | $17,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,361 | $17,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,683 | $17,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 255 | $17,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 292 | $17,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 560 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 606 | $17,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,397 | $17,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 535 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 686 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1,045 | $17,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 620 | $16,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 409 | $16,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 787 | $16,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 504 | $16,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 138 | $16,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 263 | $16,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 174 | $16,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 79 | $16,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 210 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 452 | $16,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 269 | $16,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 671 | $16,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 910 | $16,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 475 | $16,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 380 | $16,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,032 | $16,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 875 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,078 | $16,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 812 | $16,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 606 | $16,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,185 | $16,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,000 | $16,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 122 | $16,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,105 | $16,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,722 | $16,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 439 | $16,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,584 | $16,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,298 | $16,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 787 | $16,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 215 | $16,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 406 | $16,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,000 | $16,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 323 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 320 | $16,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $16,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,455 | $16,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,213 | $16,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $15,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,392 | $15,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 117 | $15,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,236 | $15,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 939 | $15,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 636 | $15,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 800 | $15,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,031 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $15,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 208 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 399 | $15,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 657 | $15,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 418 | $15,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 133 | $15,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $15,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 601 | $15,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $15,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,120 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 313 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 665 | $15,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 250 | $15,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 131 | $15,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 689 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 213 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $15,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,000 | $15,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 645 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 175 | $15,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $15,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $15,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 969 | $15,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 354 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 580 | $15,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,050 | $15,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 6,005 | $15,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,601 | $15,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 435 | $14,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 536 | $14,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 674 | $14,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 7,500 | $14,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 314 | $14,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,076 | $14,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,600 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $14,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 563 | $14,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 283 | $14,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 220 | $14,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 161 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,241 | $14,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 982 | $14,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,100 | $14,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 219 | $14,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,082 | $14,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 305 | $14,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,534 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 202 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 397 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 173 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,500 | $14,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 546 | $14,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 150 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 252 | $14,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 166 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 400 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 663 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,587 | $14,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 406 | $14,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 664 | $14,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 785 | $14,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,100 | $14,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 450 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 315 | $14,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 90 | $13,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 139 | $13,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 137 | $13,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 260 | $13,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 307 | $13,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 717 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 103 | $13,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 62 | $13,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 384 | $13,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 200 | $13,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,000 | $13,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 600 | $13,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 78 | $13,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,500 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 275 | $13,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 370 | $13,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 140 | $13,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 623 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 103 | $13,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 532 | $13,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 500 | $13,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 339 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 600 | $13,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,100 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 982 | $13,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 7,014 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,162 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,459 | $13,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 400 | $13,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 199 | $13,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 400 | $13,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 274 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 300 | $13,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 353 | $13,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10,000 | $13,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 125 | $13,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 342 | $12,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 258 | $12,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 272 | $12,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,036 | $12,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 718 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 235 | $12,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 75 | $12,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 162 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 125 | $12,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,500 | $12,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 257 | $12,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $12,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,061 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 200 | $12,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 282 | $12,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 50 | $12,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 225 | $12,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,188 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 134 | $12,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 593 | $12,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 172 | $12,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 92 | $12,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 912 | $12,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 758 | $12,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 371 | $12,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 108 | $12,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 697 | $12,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 245 | $12,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 211 | $12,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 126 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,200 | $12,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 750 | $12,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 789 | $12,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 360 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 145 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 389 | $12,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 138 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,000 | $12,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,804 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 457 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 774 | $12,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 332 | $12,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,200 | $12,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 999 | $12,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 502 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 251 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 400 | $12,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 400 | $12,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 3,043 | $12,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 3,100 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,150 | $12,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,361 | $12,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 360 | $11,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 337 | $11,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,400 | $11,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 420 | $11,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,483 | $11,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 157 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,896 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 282 | $11,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 150 | $11,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 155 | $11,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 218 | $11,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 327 | $11,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 233 | $11,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 337 | $11,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 120 | $11,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 507 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 350 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $11,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 492 | $11,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 84 | $11,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 173 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 83 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 605 | $11,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 261 | $11,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 150 | $11,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 395 | $11,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 282 | $11,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 291 | $11,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 880 | $11,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,223 | $11,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 757 | $11,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 286 | $11,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 548 | $11,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $11,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 700 | $11,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 275 | $11,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 458 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 410 | $11,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 327 | $11,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 250 | $11,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 144 | $11,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 501 | $11,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,661 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 154 | $11,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 169 | $11,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000 | $11,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 280 | $11,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 154 | $11,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,750 | $11,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,909 | $11,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 455 | $11,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 465 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,820 | $11,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,000 | $11,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,606 | $11,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,000 | $11,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,775 | $11,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 550 | $11,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 83,876 | $11,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 500 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 227 | $11,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 240 | $11,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 677 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 553 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 200 | $10,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 200 | $10,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $10,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 212 | $10,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 114 | $10,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 505 | $10,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 100 | $10,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,000 | $10,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 213 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,500 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 78 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 700 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 710 | $10,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 215 | $10,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $10,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 316 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 123 | $10,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 68 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 233 | $10,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 235 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 262 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,553 | $10,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 209 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 380 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,150 | $10,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 350 | $10,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 357 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 297 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 144 | $10,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 87 | $10,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 218 | $10,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 850 | $10,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 500 | $10,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 300 | $10,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 260 | $10,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,500 | $10,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,600 | $10,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 392 | $10,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,000 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 501 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 157 | $10,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 385 | $10,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,410 | $10,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,500 | $10,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 350 | $10,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 350 | $10,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $10,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 150 | $10,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 215 | $10,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 511 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 300 | $10,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 550 | $10,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 400 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 174 | $10,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 335 | $10,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 100 | $9,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 80 | $9,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 306 | $9,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 185 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 500 | $9,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 150 | $9,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 97 | $9,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 104 | $9,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 222 | $9,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 123 | $9,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 103 | $9,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 48 | $9,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 400 | $9,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 351 | $9,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,000 | $9,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 782 | $9,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 217 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 760 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 400 | $9,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 208 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 347 | $9,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 200 | $9,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,100 | $9,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 66 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 217 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 109 | $9,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 500 | $9,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 198 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 573 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 338 | $9,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 127 | $9,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 40 | $9,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 828 | $9,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 164 | $9,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 434 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 400 | $9,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,310 | $9,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 778 | $9,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 150 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 294 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 675 | $9,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 120 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 142 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 130 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 265 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $9,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 220 | $9,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 6,000 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,864 | $9,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 294 | $9,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 190 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,677 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 523 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 384 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,071 | $9,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 515 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 200 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 315 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 985 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 100 | $9,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 550 | $9,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 276 | $9,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,181 | $9,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 195 | $9,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 119 | $9,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 232 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 509 | $9,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,250 | $9,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 2,000 | $9,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 500 | $9,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 140 | $8,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 442 | $8,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 175 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 122 | $8,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 287 | $8,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 154 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 213 | $8,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 100 | $8,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45 | $8,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 44 | $8,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,361 | $8,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 150 | $8,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 42 | $8,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 107 | $8,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 802 | $8,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 458 | $8,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 100 | $8,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 63 | $8,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,000 | $8,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 125 | $8,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 204 | $8,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 35 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,239 | $8,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 132 | $8,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 113 | $8,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 422 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 90 | $8,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 574 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 115 | $8,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 340 | $8,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 116 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 157 | $8,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $8,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 706 | $8,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 375 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 186 | $8,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 324 | $8,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 154 | $8,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 200 | $8,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 472 | $8,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 131 | $8,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 136 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 156 | $8,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 141 | $8,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 544 | $8,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,974 | $8,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 538 | $8,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 323 | $8,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 189 | $8,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 202 | $8,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 241 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 52 | $8,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 250 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 241 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 241 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 315 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 500 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 250 | $8,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 362 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-18-000002 | this filing | 2018-01-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000012 | base | 2019-06-03 | acceptance time not in the bulk data set |