13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 3,964 holding rows worth $2,206,151,000 by the sum of the rows.
- Accession
- 0001641866-18-000002
- Filer
- CIK 1641866
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,994 entries on the cover page, a total value of $2,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,206,151,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $2,206,000, about 1/1,000 of the sum of the rows, $2,206,151,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 150 | $198,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,915 | $197,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,344 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,571 | $197,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,686 | $197,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,668 | $197,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,137 | $196,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,323 | $195,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,500 | $193,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 8,950 | $193,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,872 | $193,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,537 | $192,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 6,531 | $192,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $192,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 8,120 | $191,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,074 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,265 | $191,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,679 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,617 | $190,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,000 | $190,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 9,772 | $190,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 4,108 | $190,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,741 | $189,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 783 | $188,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,446 | $188,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 680 | $188,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,985 | $188,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $187,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,005 | $187,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,146 | $187,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 5,124 | $186,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,580 | $186,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,030 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,201 | $184,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 6,907 | $183,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 27,161 | $183,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,173 | $182,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 8,414 | $182,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,950 | $181,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,833 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,948 | $181,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 7,539 | $181,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,214 | $180,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,283 | $180,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,079 | $180,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,228 | $179,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,087 | $178,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,295 | $178,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,378 | $177,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 9,379 | $177,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 104,750 | $177,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,079 | $176,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 24,397 | $176,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,012 | $175,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,494 | $174,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 26,800 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,708 | $174,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,192 | $173,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,059 | $173,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,730 | $173,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 471 | $172,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,656 | $172,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 6,526 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 5,845 | $172,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,673 | $172,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,408 | $171,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 5,624 | $171,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 17,010 | $171,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,037 | $170,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,797 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,642 | $170,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,270 | $169,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,761 | $169,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 694 | $169,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,044 | $168,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,800 | $168,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 7,258 | $168,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,536 | $167,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 8,275 | $167,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,064 | $167,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,427 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,284 | $166,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,921 | $165,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 8,759 | $165,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 954 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,923 | $165,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 19,137 | $165,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,302 | $164,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,111 | $164,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,419 | $164,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 7,828 | $164,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,451 | $163,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,348 | $163,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,260 | $163,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,312 | $163,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 5,805 | $163,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,286 | $162,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,903 | $162,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,905 | $162,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,125 | $162,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 6,134 | $162,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,054 | $161,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,230 | $160,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,687 | $160,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,700 | $160,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,431 | $160,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,300 | $160,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,378 | $159,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,484 | $159,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,186 | $158,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,674 | $158,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,367 | $158,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,728 | $157,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,874 | $157,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,581 | $156,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,467 | $156,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000 | $156,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,200 | $156,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 787 | $155,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,628 | $155,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,072 | $154,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,700 | $154,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 7,210 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,668 | $154,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,356 | $154,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,193 | $153,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,500 | $153,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,118 | $153,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,953 | $153,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 6,035 | $153,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 6,042 | $153,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,045 | $152,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 8,869 | $152,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,578 | $152,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,700 | $150,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 56,784 | $150,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 8,317 | $150,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,582 | $149,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,214 | $149,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 4,114 | $149,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 8,041 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 776 | $149,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 10,670 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,772 | $149,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 5,843 | $149,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,313 | $148,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,007 | $148,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 37,664 | $148,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,297 | $147,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,860 | $147,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,390 | $147,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,551 | $147,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 9,573 | $147,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,432 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,349 | $146,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 7,147 | $146,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 6,650 | $146,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,907 | $146,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 4,100 | $145,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 2,054 | $145,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 681 | $145,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,783 | $145,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,926 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 4,081 | $145,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 2,340 | $144,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,306 | $143,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 3,656 | $143,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,497 | $143,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,051 | $143,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,901 | $143,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 35,500 | $143,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,683 | $142,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,571 | $142,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 6,075 | $142,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,144 | $142,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,178 | $141,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,916 | $141,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 4,358 | $141,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,350 | $141,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,483 | $140,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,458 | $140,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,220 | $140,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,315 | $140,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,670 | $140,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,600 | $140,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 26,350 | $140,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,700 | $139,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,497 | $139,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 994 | $139,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 692 | $139,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,567 | $139,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 5,590 | $139,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 4,012 | $139,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 121 | $138,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,690 | $138,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,916 | $138,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 889 | $138,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 3,326 | $138,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,400 | $137,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,162 | $137,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,162 | $137,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 7,400 | $137,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 857 | $137,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,600 | $136,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,740 | $136,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 577 | $136,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,282 | $136,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,174 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 3,836 | $136,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,575 | $136,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,290 | $135,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,052 | $135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,856 | $135,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 4,353 | $134,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,471 | $134,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,026 | $134,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,440 | $134,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,283 | $134,000 | thousands by filing date | |
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| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,846 | $133,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,357 | $133,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,640 | $133,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,460 | $133,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 757 | $132,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,270 | $132,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,194 | $132,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,616 | $132,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,135 | $132,000 | thousands by filing date | |
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| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,820 | $131,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,973 | $131,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,088 | $131,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 909 | $131,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 769 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 998 | $130,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,398 | $130,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,999 | $130,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,686 | $130,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,584 | $129,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,101 | $129,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 7,186 | $129,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,165 | $129,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 3,359 | $129,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,202 | $129,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 5,355 | $129,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 7,312 | $128,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,648 | $128,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 5,535 | $128,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,808 | $128,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 9,037 | $128,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,274 | $128,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 7,607 | $128,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,660 | $128,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,939 | $127,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 5,717 | $127,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 4,263 | $127,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,662 | $126,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 08/04/2022 | 06744CAN1 | Convertible | 122,000 | $126,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,419 | $125,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,438 | $125,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,951 | $125,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,229 | $125,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 394 | $124,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,197 | $124,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,942 | $124,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,551 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,325 | $124,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 954 | $124,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 33,754 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,197 | $123,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 667 | $123,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,320 | $123,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,300 | $123,000 | thousands by filing date | |
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| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,597 | $123,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,196 | $122,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,396 | $122,000 | thousands by filing date | |
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| HESS CORP | 42809H107 | COM | 2,560 | $122,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 7,056 | $122,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,781 | $121,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,209 | $121,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 563 | $121,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,864 | $120,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,936 | $120,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,415 | $120,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,680 | $120,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,041 | $120,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,199 | $119,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,136 | $119,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,348 | $119,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 3,843 | $119,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 2,189 | $119,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 9,090 | $119,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 8,046 | $118,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,283 | $118,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 3,620 | $118,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,787 | $117,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,029 | $117,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,709 | $117,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,129 | $117,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,625 | $117,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,200 | $117,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 2,275 | $117,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 1,915 | $116,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 481 | $116,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,762 | $116,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,904 | $116,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,781 | $115,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,287 | $115,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 5,337 | $115,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 744 | $114,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 3,509 | $114,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,209 | $114,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,842 | $114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,050 | $114,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 4,453 | $114,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 5,593 | $114,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 2,212 | $114,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 670 | $113,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,315 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,326 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,026 | $113,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,209 | $113,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,588 | $113,000 | thousands by filing date | |
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| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,513 | $112,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,528 | $112,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 6,609 | $112,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 13,496 | $112,000 | thousands by filing date | |
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| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 909 | $111,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 819 | $111,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 988 | $111,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,758 | $111,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,542 | $111,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,720 | $111,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 7,995 | $110,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 798 | $109,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 3,840 | $109,000 | thousands by filing date | |
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| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 3,197 | $108,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 700 | $107,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 714 | $107,000 | thousands by filing date | |
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| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,279 | $107,000 | thousands by filing date | |
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| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,637 | $107,000 | thousands by filing date | |
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| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 4,556 | $107,000 | thousands by filing date | |
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| PG&E CORP COM | 69331C108 | Stock | 2,362 | $106,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 3,946 | $106,000 | thousands by filing date | |
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| FINISAR CORP | 31787A507 | COM NEW | 5,200 | $106,000 | thousands by filing date | call |
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| BOSTON BEER INC CL A | 100557107 | Stock | 548 | $105,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,151 | $105,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,903 | $105,000 | thousands by filing date | |
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| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,495 | $105,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,048 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 6,696 | $104,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,387 | $104,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 3,900 | $104,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,178 | $103,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,036 | $103,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,407 | $103,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 465 | $103,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,808 | $103,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2,016 | $103,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 7,422 | $103,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 07/06/2022 | 06741VXF4 | Convertible | 98,000 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,033 | $102,000 | thousands by filing date | |
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| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,936 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,870 | $102,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,338 | $101,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,415 | $101,000 | thousands by filing date | |
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| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,391 | $101,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,595 | $101,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 11,180 | $101,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,694 | $101,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 8,452 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,203 | $100,000 | thousands by filing date | |
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| ISHARES TR | 464288828 | US HLTHCR PR ETF | 630 | $99,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,669 | $99,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,893 | $99,000 | thousands by filing date | |
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| FRANCO NEV CORP COM | 351858105 | Stock | 1,230 | $98,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 583 | $98,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,517 | $98,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 915 | $98,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,666 | $98,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,593 | $98,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 06/03/2022 | 06741WCJ7 | Convertible | 89,000 | $98,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,011 | $97,000 | thousands by filing date | |
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| CAPITOL FED FINL INC COM | 14057J101 | Stock | 7,218 | $97,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 9,317 | $97,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 591 | $96,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,662 | $96,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,004 | $96,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,357 | $96,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,100 | $96,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,332 | $96,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,411 | $96,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 5,748 | $96,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,664 | $95,000 | thousands by filing date | |
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| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 798 | $95,000 | thousands by filing date | |
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| RYDER SYS INC COM | 783549108 | Stock | 1,115 | $94,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,796 | $94,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,967 | $94,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 2,420 | $94,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 12,783 | $94,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,641 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,241 | $93,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,473 | $93,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,398 | $93,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5,200 | $93,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,355 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2,900 | $92,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,654 | $92,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 615 | $92,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 696 | $92,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,728 | $92,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,750 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 2,950 | $92,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 554 | $91,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 5,525 | $91,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,909 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,779 | $91,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 3,628 | $91,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 7,358 | $90,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,998 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 5,417 | $90,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,270 | $90,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,527 | $90,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,908 | $90,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 3,416 | $90,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 9,000 | $90,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,039 | $89,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,469 | $89,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,787 | $89,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 6,902 | $89,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,716 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,562 | $89,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,213 | $89,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 2,980 | $89,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,413 | $88,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,100 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 955 | $88,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 5,368 | $88,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 691 | $87,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,238 | $87,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,641 | $87,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 405 | $87,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 3,192 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,148 | $87,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,163 | $86,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 758 | $86,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,732 | $86,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,990 | $86,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,221 | $86,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,566 | $86,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 9,000 | $86,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 837 | $85,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,465 | $85,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,625 | $85,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 3,770 | $85,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,554 | $85,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,814 | $85,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,359 | $85,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 4,910 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,074 | $85,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,107 | $85,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 3,223 | $85,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 24 | $84,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,354 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-18-000002 | this filing | 2018-01-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000012 | base | 2019-06-03 | acceptance time not in the bulk data set |