13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,113 holding rows worth $1,923,227,000.
- Accession
- 0001641866-16-000018
- Filer
- CIK 1641866
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,119 entries on the cover page, a total value of $1,923,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,923,218,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,500 | $37,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,086 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 560 | $37,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,684 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 500 | $37,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,247 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 2,000 | $37,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,899 | $37,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,540 | $37,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,443 | $36,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,358 | $36,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,630 | $36,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,108 | $36,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,247 | $36,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,581 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 883 | $36,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 457 | $36,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 4,076 | $36,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,600 | $36,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 25 | $36,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,210 | $36,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,995 | $36,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,275 | $36,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 724 | $36,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,300 | $36,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 906 | $35,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 192 | $35,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,986 | $35,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 950 | $35,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 376 | $35,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 7,068 | $35,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 994 | $35,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 481 | $35,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 363 | $35,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,228 | $35,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8,220 | $35,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,100 | $35,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 253 | $35,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 674 | $35,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,969 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,510 | $35,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,953 | $35,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,594 | $35,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,550 | $35,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,400 | $35,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 2,586 | $35,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 5,000 | $35,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,000 | $34,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 535 | $34,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 974 | $34,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 335 | $34,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,648 | $34,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 977 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,000 | $34,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 6,531 | $34,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 899 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,275 | $34,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,100 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 715 | $34,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,333 | $34,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,346 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,338 | $34,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,340 | $34,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 700 | $34,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 2,018 | $34,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,594 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 1,940 | $34,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 923 | $33,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,107 | $33,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 443 | $33,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 419 | $33,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 700 | $33,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,539 | $33,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 997 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,489 | $33,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 700 | $33,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 222 | $33,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 466 | $33,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,180 | $33,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,261 | $33,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 191 | $33,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 454 | $33,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 558 | $33,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 948 | $33,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 956 | $33,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,217 | $33,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,000 | $33,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,653 | $33,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 950 | $33,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 450 | $33,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 550 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,262 | $33,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 973 | $32,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 646 | $32,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 204 | $32,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,022 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 353 | $32,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 731 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,677 | $32,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,165 | $32,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 800 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,483 | $32,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,558 | $32,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 600 | $32,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,285 | $32,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,350 | $32,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,160 | $32,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 320 | $32,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,957 | $32,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $32,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,157 | $32,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,467 | $32,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,609 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 759 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 773 | $32,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 5,234 | $32,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,475 | $32,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,735 | $32,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 6,625 | $32,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 516 | $31,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 404 | $31,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,590 | $31,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 256 | $31,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 375 | $31,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 943 | $31,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 183 | $31,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 25 | $31,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,457 | $31,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,000 | $31,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 803 | $31,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $31,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,000 | $31,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,100 | $31,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 750 | $31,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,672 | $31,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 850 | $31,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,398 | $31,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 457 | $31,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,246 | $31,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,565 | $31,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 19,200 | $31,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,790 | $31,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 2,500 | $31,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,200 | $31,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,144 | $31,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 353 | $30,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 407 | $30,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 354 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,960 | $30,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,108 | $30,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 187 | $30,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,795 | $30,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 281 | $30,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,521 | $30,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 690 | $30,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,000 | $30,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,101 | $30,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 1,722 | $30,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,395 | $30,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,375 | $29,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 69 | $29,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 487 | $29,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,300 | $29,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,988 | $29,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,909 | $29,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,532 | $29,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,350 | $29,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,738 | $29,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 389 | $29,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,288 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,134 | $29,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,194 | $29,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 220 | $29,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,728 | $29,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,133 | $29,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 341 | $29,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,400 | $29,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,408 | $29,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,114 | $29,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $29,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 244 | $28,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 211 | $28,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,252 | $28,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,167 | $28,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,180 | $28,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 518 | $28,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,159 | $28,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 433 | $28,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,822 | $28,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 518 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,945 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 290 | $28,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,791 | $28,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,653 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 804 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,020 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $28,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 663 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 803 | $28,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,207 | $28,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,097 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,000 | $28,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 629 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 320 | $28,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 1,100 | $28,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 333 | $27,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 326 | $27,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 225 | $27,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,963 | $27,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 359 | $27,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,107 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 708 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 990 | $27,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 515 | $27,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,150 | $27,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 694 | $27,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,000 | $27,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 874 | $27,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,684 | $27,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,500 | $27,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 284 | $27,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,791 | $27,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,000 | $27,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,350 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 702 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 750 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,481 | $27,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 558 | $27,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 449 | $26,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 615 | $26,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 582 | $26,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,245 | $26,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 441 | $26,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,080 | $26,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 317 | $26,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 876 | $26,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,998 | $26,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,484 | $26,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,797 | $26,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 2,900 | $26,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,300 | $26,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,200 | $26,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,565 | $26,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $26,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,457 | $26,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,314 | $26,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,208 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 814 | $26,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,888 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 351 | $26,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 788 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 499 | $26,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,868 | $26,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 928 | $26,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 579 | $26,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS S&P HEDGED GLOBAL INFRASTRUCTURE ETF | 233051671 | ETF | 1,059 | $26,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 355 | $25,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 450 | $25,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 410 | $25,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 658 | $25,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 188 | $25,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,162 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 400 | $25,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 489 | $25,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,580 | $25,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 765 | $25,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,339 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 386 | $25,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,704 | $25,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,380 | $25,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,500 | $25,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 665 | $25,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 893 | $25,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,900 | $25,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,127 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 497 | $25,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,575 | $25,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 306 | $25,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,153 | $25,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 642 | $25,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 3,200 | $25,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $25,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,000 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,975 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 830 | $24,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 365 | $24,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,523 | $24,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 345 | $24,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 647 | $24,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,529 | $24,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 873 | $24,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 292 | $24,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 580 | $24,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 600 | $24,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 438 | $24,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 848 | $24,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,740 | $24,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,157 | $24,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 562 | $24,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,322 | $24,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,613 | $24,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,367 | $24,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,095 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,660 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 935 | $24,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,733 | $24,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,000 | $24,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 974 | $24,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 13,800 | $24,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 295 | $23,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,221 | $23,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 407 | $23,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 672 | $23,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,234 | $23,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,184 | $23,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,343 | $23,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,271 | $23,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $23,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,700 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,095 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 738 | $23,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,106 | $23,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 13,743 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,093 | $23,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $22,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,245 | $22,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 603 | $22,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 483 | $22,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 423 | $22,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 159 | $22,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,228 | $22,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 366 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,608 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 300 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 490 | $22,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,125 | $22,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 548 | $22,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 369 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,365 | $22,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,096 | $22,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $22,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $22,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,126 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,380 | $22,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,535 | $22,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,834 | $22,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 109 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 406 | $22,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,294 | $22,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,185 | $22,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,703 | $22,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 482 | $22,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,166 | $22,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,913 | $22,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,606 | $22,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,407 | $22,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 730 | $22,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 406 | $22,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,615 | $22,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,003 | $22,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 268 | $21,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 384 | $21,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 642 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 767 | $21,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 701 | $21,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,000 | $21,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 800 | $21,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,757 | $21,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,165 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 629 | $21,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,638 | $21,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 298 | $21,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,425 | $21,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,812 | $21,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,850 | $21,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 1,920 | $21,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,101 | $21,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,386 | $21,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 2,233 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 1,000 | $21,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 468 | $20,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 812 | $20,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,079 | $20,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 263 | $20,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 306 | $20,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 183 | $20,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,100 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 750 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,146 | $20,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,480 | $20,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 434 | $20,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,460 | $20,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 417 | $20,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,755 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 680 | $20,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,050 | $20,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,000 | $20,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,000 | $20,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 217 | $20,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 595 | $20,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 4,959 | $20,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,075 | $20,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 336 | $20,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,311 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,575 | $20,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,000 | $20,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 408 | $20,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,054 | $20,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,050 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 788 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 807 | $20,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,162 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,293 | $20,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 800 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 925 | $20,000 | thousands by filing date | |
| GLOBAL X S&P 500 CATHOLIC VALUES ETF | CATH | ETF | 765 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,200 | $19,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 195 | $19,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 732 | $19,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 500 | $19,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 283 | $19,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,869 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 810 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 601 | $19,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 677 | $19,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,300 | $19,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6,200 | $19,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 330 | $19,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 295 | $19,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 500 | $19,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 371 | $19,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,385 | $19,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 361 | $19,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,417 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 400 | $19,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 850 | $19,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $19,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,129 | $19,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,100 | $19,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,556 | $19,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 630 | $19,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,285 | $19,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,300 | $19,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 760 | $19,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $19,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,600 | $19,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 499 | $19,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,465 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 595 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 840 | $19,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 484 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 686 | $19,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 830 | $19,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 508 | $18,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 103 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $18,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 564 | $18,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 246 | $18,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 241 | $18,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 443 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 277 | $18,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 602 | $18,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 870 | $18,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 973 | $18,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 578 | $18,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 187 | $18,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 215 | $18,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 315 | $18,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $18,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,063 | $18,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 967 | $18,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 278 | $18,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 600 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 224 | $18,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $18,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,185 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 353 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $18,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,187 | $18,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,307 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,133 | $18,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,860 | $18,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $18,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,074 | $18,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,100 | $18,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,150 | $18,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 2,400 | $18,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 214 | $17,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 505 | $17,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 283 | $17,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 169 | $17,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 354 | $17,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 498 | $17,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,211 | $17,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 293 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-16-000018 | this filing | 2016-11-04 | acceptance time not in the bulk data set |