13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,113 holding rows worth $1,923,227,000.
- Accession
- 0001641866-16-000018
- Filer
- CIK 1641866
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,119 entries on the cover page, a total value of $1,923,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,923,218,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY ONE | 294752100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T106 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORELOGIC INC | 21871D103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORPSOUTH INC | 059692103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORETEL INC | 825211105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORP | Y1968P105 | SHS | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leading Brands Inc. | 52170U207 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP | 228803102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROL4 CORP | 21240D107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINSEO S A | L9340P101 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Functionx Inc New Com New | 36077T207 | COMMON | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cenveo Inc (NV) | 15670S402 | CS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOGO DE CHAO INC | 344177100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC COM | 560690406 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-16-000018 | this filing | 2016-11-04 | acceptance time not in the bulk data set |