13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,113 holding rows worth $1,923,227,000.
- Accession
- 0001641866-16-000018
- Filer
- CIK 1641866
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,119 entries on the cover page, a total value of $1,923,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,923,218,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 17,319 | $203,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 20,000 | $203,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,708 | $202,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,469 | $202,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,104 | $201,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 23,182 | $201,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 14,600 | $201,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 8,850 | $201,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 20,000 | $201,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,461 | $198,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,539 | $198,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,284 | $198,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,350 | $198,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 5,812 | $198,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,485 | $197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,327 | $197,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,708 | $196,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,490 | $195,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,746 | $194,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 21,462 | $194,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,496 | $193,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 20,068 | $193,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,295 | $193,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,139 | $193,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 104,750 | $193,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,463 | $190,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,501 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,775 | $189,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 9,817 | $188,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,754 | $187,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,837 | $187,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,401 | $186,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 16,956 | $186,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,029 | $185,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,297 | $185,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,405 | $185,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,624 | $185,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,173 | $184,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,123 | $184,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,606 | $184,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,290 | $184,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,545 | $184,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,140 | $183,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,110 | $183,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,421 | $182,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,125 | $182,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,915 | $182,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,780 | $182,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 5,976 | $182,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,408 | $181,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 9,110 | $181,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,028 | $181,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,245 | $180,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 21,007 | $179,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,239 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,020 | $178,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 19,855 | $178,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,290 | $176,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 41,520 | $175,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,552 | $175,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 9,331 | $175,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 45,730 | $175,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,216 | $174,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 5,701 | $174,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 47,709 | $174,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,499 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,712 | $173,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,592 | $173,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,050 | $173,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,942 | $173,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 7,578 | $173,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,746 | $172,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,053 | $172,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,160 | $172,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,679 | $172,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 7,597 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 3,384 | $171,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,800 | $171,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 12,166 | $171,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 6,405 | $170,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,272 | $170,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 11,349 | $170,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,802 | $170,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,066 | $169,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,140 | $169,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 7,665 | $169,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,354 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,512 | $168,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,608 | $168,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,192 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,344 | $167,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,295 | $167,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,219 | $167,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 461 | $166,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 9,090 | $166,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,600 | $166,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,925 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 3,712 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 14,143 | $165,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,339 | $164,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,974 | $164,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,519 | $164,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,921 | $163,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,668 | $163,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 6,432 | $163,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 4,077 | $163,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 19,856 | $162,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 9,765 | $162,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 4,367 | $162,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 31,000 | $162,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,076 | $161,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,372 | $161,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,690 | $160,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,101 | $160,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,748 | $160,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 27,278 | $160,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,127 | $159,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 8,239 | $159,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,073 | $158,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,400 | $158,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 9,900 | $158,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,303 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,391 | $157,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,942 | $157,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,189 | $157,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,507 | $157,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 6,308 | $157,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,035 | $156,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 2,340 | $156,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 7,273 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 6,340 | $155,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,237 | $155,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,206 | $154,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,877 | $154,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,674 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,338 | $151,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,656 | $151,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,560 | $151,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,500 | $150,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,911 | $150,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,200 | $150,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 25,004 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,110 | $149,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,165 | $149,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,818 | $149,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,852 | $148,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,500 | $148,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 30,679 | $148,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 8,989 | $147,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,903 | $147,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 8,872 | $147,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,869 | $147,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,837 | $146,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,763 | $146,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 360 | $145,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,976 | $145,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 6,447 | $145,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 745 | $145,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,862 | $144,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,528 | $144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 6,347 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,009 | $144,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,193 | $143,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,067 | $143,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 769 | $142,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,664 | $142,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 798 | $142,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 5,092 | $142,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,329 | $142,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,083 | $142,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 9,751 | $141,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,720 | $141,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 5,456 | $140,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,546 | $140,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,261 | $139,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,882 | $139,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 6,383 | $139,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,458 | $139,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,067 | $139,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,845 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,274 | $138,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,479 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 7,561 | $138,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,130 | $137,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,846 | $137,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,226 | $137,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,508 | $137,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,705 | $137,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 6,015 | $137,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,506 | $136,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,978 | $136,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,996 | $136,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 8,949 | $136,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 7,258 | $135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,991 | $135,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,111 | $134,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,563 | $134,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,372 | $134,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,528 | $134,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,444 | $134,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 4,023 | $134,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,969 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,046 | $134,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,235 | $133,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,071 | $133,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,182 | $133,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,770 | $133,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,480 | $133,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,000 | $132,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 2,507 | $132,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,528 | $132,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,264 | $132,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,157 | $132,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 822 | $131,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 7,008 | $131,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 24,688 | $131,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,055 | $131,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,786 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,500 | $130,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,362 | $130,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 40,317 | $130,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,825 | $129,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,676 | $129,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,538 | $129,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 49,000 | $129,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 5,046 | $129,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,892 | $128,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,333 | $128,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 4,474 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 4,607 | $128,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 3,897 | $128,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 7,500 | $128,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,759 | $128,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,071 | $127,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,693 | $127,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,409 | $127,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,901 | $127,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 136 | $126,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,100 | $126,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,011 | $126,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 5,592 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,771 | $126,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 939 | $126,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,080 | $125,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 4,960 | $125,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 189,240 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,309 | $125,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,112 | $125,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,325 | $124,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,406 | $124,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,331 | $124,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 4,174 | $124,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 22,292 | $124,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,800 | $124,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,360 | $123,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,938 | $123,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 7,264 | $123,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,890 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,140 | $122,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,601 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,869 | $122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,203 | $122,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 639 | $122,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,268 | $121,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,670 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,517 | $121,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 4,763 | $121,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,820 | $120,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,302 | $120,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,068 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,057 | $120,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,708 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,039 | $120,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,217 | $120,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,103 | $120,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,439 | $119,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 8,738 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,002 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,181 | $119,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 4,360 | $119,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,000 | $118,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 4,018 | $118,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,525 | $118,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,177 | $117,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,143 | $116,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,000 | $116,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,879 | $116,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,662 | $116,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,972 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,034 | $115,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,674 | $115,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 5,096 | $115,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,467 | $114,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,104 | $114,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 8,806 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,965 | $114,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 4,000 | $114,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,006 | $113,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,848 | $112,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,219 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,433 | $112,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,706 | $112,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,375 | $111,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,614 | $111,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,984 | $111,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,464 | $111,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,378 | $110,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,929 | $110,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 9,111 | $110,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 803 | $110,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 3,494 | $109,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 9,249 | $109,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,722 | $109,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,800 | $108,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,966 | $108,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,893 | $108,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 866 | $108,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 4,663 | $108,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 9,532 | $107,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 6,379 | $107,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,851 | $107,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 3,079 | $107,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 447 | $107,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,629 | $106,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,277 | $106,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 6,198 | $106,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,561 | $106,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,323 | $105,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,000 | $105,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,625 | $105,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,352 | $105,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,769 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 7,111 | $105,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 8,485 | $105,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,810 | $104,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,840 | $104,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,551 | $104,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,060 | $104,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 17,935 | $104,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,319 | $103,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,680 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,343 | $103,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 6,709 | $103,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 21,500 | $103,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 5,958 | $103,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $102,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 455 | $102,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,861 | $102,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,000 | $102,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 7,227 | $102,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,561 | $101,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,252 | $101,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 820 | $101,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,718 | $101,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,412 | $101,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,075 | $101,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 3,960 | $101,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,611 | $100,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,885 | $100,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,863 | $100,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 7,274 | $100,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,400 | $100,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,841 | $100,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 8,026 | $100,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 630 | $99,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,740 | $99,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,485 | $99,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,578 | $99,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 5,212 | $99,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,068 | $98,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,405 | $98,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 75 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,521 | $98,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 3,197 | $98,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,797 | $98,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,305 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 4,012 | $98,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,181 | $97,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 543 | $97,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,931 | $97,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,573 | $97,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6,285 | $97,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,255 | $97,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,080 | $96,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 780 | $96,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 813 | $96,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,283 | $96,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,433 | $96,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 7,049 | $96,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,777 | $96,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,199 | $96,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,197 | $96,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 3,707 | $96,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 3,698 | $96,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 567 | $95,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,474 | $95,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $95,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,134 | $95,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,150 | $95,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,511 | $95,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 9,875 | $95,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,605 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 827 | $94,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,337 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,767 | $94,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 6,839 | $94,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 570 | $94,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,819 | $94,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,777 | $93,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 908 | $93,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,213 | $93,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,975 | $93,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 6,057 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,250 | $93,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 102,356 | $93,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $92,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,350 | $92,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 7,280 | $92,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,172 | $92,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,298 | $92,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,335 | $91,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,672 | $91,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,937 | $91,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,646 | $91,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,680 | $91,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,911 | $91,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,220 | $90,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,108 | $90,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,327 | $90,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,966 | $90,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,724 | $90,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,691 | $90,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,663 | $90,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,017 | $90,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,922 | $90,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,225 | $90,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,772 | $90,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 3,130 | $89,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,350 | $89,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 6,900 | $89,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 896 | $89,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 805 | $89,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,029 | $89,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,300 | $89,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,526 | $89,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,685 | $88,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,049 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 605 | $88,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,396 | $88,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 411 | $88,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,400 | $88,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2,997 | $88,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,380 | $88,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,580 | $88,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 3,125 | $88,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,033 | $87,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,656 | $87,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 749 | $87,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,371 | $87,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,348 | $87,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,583 | $87,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,820 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,500 | $87,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,040 | $86,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 8,226 | $86,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 5,370 | $85,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 40,950 | $85,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,664 | $84,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,381 | $84,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,164 | $84,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 914 | $84,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,078 | $84,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 761 | $84,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,079 | $84,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,192 | $84,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,611 | $84,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 8,484 | $84,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 15,939 | $84,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,970 | $84,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,037 | $84,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 713 | $84,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 3,574 | $84,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,548 | $83,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 981 | $83,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,620 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,358 | $83,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,892 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,242 | $83,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8,168 | $83,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,456 | $83,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 5,721 | $83,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 8,164 | $83,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,359 | $82,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,346 | $82,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,879 | $82,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,360 | $82,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,404 | $82,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,228 | $82,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,287 | $82,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,483 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-16-000018 | this filing | 2016-11-04 | acceptance time not in the bulk data set |