13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 2,796 holding rows worth $3,967,264,000.
- Accession
- 0001606587-20-001150
- Filer
- CIK 1723397
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,796 entries on the cover page, a total value of $3,967,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,967,264,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 56 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 108 | $3,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 200 | $3,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 62 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 132 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 40 | $3,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 86 | $3,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 33 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 220 | $3,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $3,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 253 | $3,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 145 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 135 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 81 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 102 | $3,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 410 | $3,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 484 | $3,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100 | $3,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 200 | $3,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $3,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 36 | $3,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 120 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 203 | $3,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 51 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $3,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 108 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 15 | $3,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $3,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 100 | $3,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 291 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 100 | $3,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 900 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 155 | $3,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 50 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 430 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 616 | $3,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 200 | $3,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 180 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 568 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,000 | $3,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,600 | $3,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,898 | $3,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 14,000 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,000 | $3,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 65 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 43 | $2,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 20 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 480 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 368 | $2,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 22 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 32 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 60 | $2,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 20 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 40 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 181 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 48 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 175 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 105 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 65 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $2,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 21 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 120 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 304 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 275 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 78 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 250 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 50 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 30 | $2,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 36 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $2,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 100 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 70 | $2,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 256 | $2,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 100 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 400 | $2,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 88 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 145 | $2,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 150 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 42 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 51 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 325 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 226 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 286 | $2,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 57 | $2,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 227 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 137 | $2,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $2,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 147 | $2,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 33 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 68 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 20 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 40 | $2,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 700 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 344 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 610 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,400 | $2,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 100 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 300 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $2,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 200 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,040 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 343 | $2,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 235 | $2,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,800 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9 | $1,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 78 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 18 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 118 | $1,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 52 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 35 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 198 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 34 | $1,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 78 | $1,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 60 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 29 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 200 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 35 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29 | $1,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 64 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 77 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 75 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 21 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 200 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 81 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 187 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 162 | $1,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 42 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 114 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 20 | $1,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 66 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 17 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 378 | $1,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 44 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 19 | $1,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 67 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 150 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130 | $1,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 305 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 288 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 103 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 31 | $1,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 67 | $1,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 32 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 65 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 22 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 200 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 13 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 50 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 63 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 379 | $1,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 12 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 290 | $1,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $1,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 661 | $1,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 175 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 798 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 500 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 500 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 215 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 200 | $1,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,500 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 500 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 100 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 88 | $1,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 62 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 325 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 25 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 700 | $1,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 500 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSULET CORP COM | 45784P101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEVA INC | 157210105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 630 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 542 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-001150 | this filing | 2020-10-30 | acceptance time not in the bulk data set |