13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 2,796 holding rows worth $3,967,264,000.
- Accession
- 0001606587-20-001150
- Filer
- CIK 1723397
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,796 entries on the cover page, a total value of $3,967,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,967,264,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 2,734 | $50,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,078 | $50,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 3,531 | $50,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,392 | $50,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,290 | $49,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 467 | $49,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 624 | $49,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 594 | $49,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,250 | $49,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,348 | $49,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,460 | $48,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 460 | $48,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,536 | $48,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 4,836 | $48,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,177 | $48,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,860 | $48,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,660 | $48,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $48,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,924 | $48,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,074 | $48,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 435 | $47,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,016 | $47,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,387 | $47,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,300 | $47,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,512 | $47,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,148 | $47,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 555 | $47,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,743 | $47,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,525 | $47,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 1,700 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,925 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 750 | $47,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,200 | $46,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 450 | $46,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,601 | $46,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 479 | $46,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $46,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 235 | $46,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 696 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,000 | $46,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,100 | $46,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 787 | $45,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,500 | $45,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 230 | $45,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 752 | $45,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,100 | $45,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,400 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,259 | $45,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,500 | $45,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 384 | $44,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 472 | $44,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 247 | $44,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,200 | $44,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 227 | $44,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,468 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,638 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,830 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 1,100 | $44,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 2,600 | $44,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 430 | $43,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 230 | $43,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,003 | $43,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 378 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,305 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,450 | $43,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 599 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 700 | $43,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,688 | $43,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 8,550 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 800 | $43,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 826 | $42,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,074 | $42,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 275 | $42,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,740 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,100 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,094 | $42,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,265 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 320 | $42,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 18,555 | $42,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 104 | $41,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,516 | $41,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 600 | $41,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 469 | $41,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $41,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,044 | $41,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,250 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 750 | $41,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,700 | $41,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,237 | $41,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,530 | $40,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 332 | $40,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,439 | $40,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 864 | $40,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 602 | $40,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 515 | $40,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,368 | $40,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,300 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,300 | $40,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 84 | $40,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,515 | $40,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 770 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,670 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $40,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 800 | $39,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,600 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,791 | $39,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,000 | $39,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,162 | $39,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,133 | $39,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,800 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,205 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 900 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $39,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 5,108 | $39,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 504 | $38,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 296 | $38,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,198 | $38,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,788 | $38,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 4,200 | $38,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,855 | $38,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,206 | $38,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,696 | $38,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,062 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,339 | $38,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,400 | $38,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 2,630 | $38,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,009 | $38,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 3,488 | $38,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 308 | $37,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,300 | $37,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,493 | $37,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,500 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 790 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,194 | $37,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 261 | $37,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 500 | $37,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 200 | $37,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 900 | $37,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 22,474 | $37,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 375 | $37,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 660 | $36,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 896 | $36,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $36,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $36,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,779 | $36,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,032 | $36,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $36,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 692 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,510 | $36,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 681 | $35,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 558 | $35,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,221 | $35,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 193 | $35,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 462 | $35,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,261 | $35,000 | thousands by filing date | principal |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 610 | $34,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,600 | $34,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 847 | $34,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 825 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,161 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 172 | $34,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 5,065 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 531 | $34,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,145 | $34,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,883 | $34,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 350 | $34,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,325 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 350 | $34,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 600 | $34,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,626 | $34,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,100 | $34,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,309 | $34,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 411 | $33,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,800 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 971 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 340 | $33,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $33,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 700 | $33,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 276 | $33,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 365 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 953 | $33,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,904 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 770 | $33,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,344 | $33,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 351 | $32,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 469 | $32,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,476 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 825 | $32,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 407 | $32,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 3,558 | $32,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 2,400 | $32,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 774 | $32,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 5,154 | $32,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,814 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 597 | $32,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,015 | $32,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,504 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 1,525 | $32,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,823 | $31,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,744 | $31,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 204 | $31,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 373 | $31,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $31,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 388 | $31,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 846 | $31,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,450 | $31,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,000 | $31,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 550 | $31,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 580 | $31,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $31,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 13,900 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 693 | $30,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,090 | $30,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 596 | $30,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,725 | $30,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,706 | $30,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 929 | $30,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,000 | $30,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 2,500 | $30,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 711 | $30,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 343 | $30,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 601 | $30,000 | thousands by filing date | |
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| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,200 | $30,000 | thousands by filing date | |
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| GATX CORP COM | 361448103 | Stock | 455 | $29,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 277 | $29,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 295 | $29,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $29,000 | thousands by filing date | |
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| NLIGHT INC | 65487K100 | COM | 1,250 | $29,000 | thousands by filing date | |
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| HANESBRANDS INC | 410345102 | COM | 1,826 | $29,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 275 | $29,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 200 | $29,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 392 | $29,000 | thousands by filing date | |
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| 22ND CENTY GROUP INC | 90137F103 | COM | 44,535 | $29,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,000 | $29,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,000 | $29,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 859 | $29,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 197 | $28,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 723 | $28,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 450 | $28,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 1,400 | $28,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 350 | $28,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 454 | $28,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,500 | $28,000 | thousands by filing date | |
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| KOHLS CORP | 500255104 | COM | 1,494 | $28,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 450 | $28,000 | thousands by filing date | |
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| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,500 | $28,000 | thousands by filing date | |
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| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,500 | $27,000 | thousands by filing date | |
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| PTC THERAPEUTICS INC | 69366J200 | COM | 588 | $27,000 | thousands by filing date | |
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| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 815 | $27,000 | thousands by filing date | |
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| VROOM INC | 92918V109 | COM | 525 | $27,000 | thousands by filing date | |
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| FIDELITY COMWLTH TR | 315912808 | COM | 61 | $26,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 192 | $26,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 718 | $26,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 415 | $26,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 190 | $26,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1,930 | $26,000 | thousands by filing date | |
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| TRIPADVISOR INC | 896945201 | COM | 1,313 | $26,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 255 | $26,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 521 | $26,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 889 | $26,000 | thousands by filing date | |
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| MATERIALISE NV | 57667T100 | SPONSORED ADS | 710 | $26,000 | thousands by filing date | |
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| ORBCOMM INC | 68555P100 | COM | 7,600 | $26,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,005 | $26,000 | thousands by filing date | |
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| LITTELFUSE INC COM | 537008104 | Stock | 141 | $25,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 277 | $25,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 235 | $25,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,300 | $25,000 | thousands by filing date | |
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| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 220 | $25,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 410 | $25,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,350 | $25,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,300 | $25,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,028 | $25,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,304 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 700 | $25,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 900 | $25,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,000 | $24,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 242 | $24,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,700 | $24,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 500 | $24,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 800 | $24,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 944 | $24,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 933 | $24,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 749 | $24,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 994 | $24,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,306 | $24,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 800 | $24,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 3,125 | $24,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,090 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 505 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 900 | $24,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,000 | $24,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 159 | $23,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 68 | $23,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 300 | $23,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 585 | $23,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,057 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 372 | $23,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 855 | $23,000 | thousands by filing date | |
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| HEALTHCARE | 42225P501 | CL A NEW | 894 | $23,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $23,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,600 | $23,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,517 | $23,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,000 | $23,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,000 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 684 | $23,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 298 | $22,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 353 | $22,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 283 | $22,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 200 | $22,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 150 | $22,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 619 | $22,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 633 | $22,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 97 | $22,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,444 | $22,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 328 | $22,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 821 | $22,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 244 | $22,000 | thousands by filing date | |
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| STITCH FIX INC | 860897107 | COM CL A | 825 | $22,000 | thousands by filing date | |
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| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,100 | $22,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,807 | $22,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 5,000 | $22,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,400 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,400 | $21,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 283 | $21,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,644 | $21,000 | thousands by filing date | |
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| SS&C TECH HLDGS COM | 78467J100 | Stock | 342 | $21,000 | thousands by filing date | |
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| CARTERS INC | 146229109 | COM | 240 | $21,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 5,922 | $21,000 | thousands by filing date | |
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| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 442 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 475 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 368 | $21,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 3,300 | $21,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,100 | $21,000 | thousands by filing date | |
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| THOR INDS INC | 885160101 | COM | 214 | $20,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 315 | $20,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,300 | $20,000 | thousands by filing date | |
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| VISTA OUTDOOR INC | 928377100 | COM | 1,000 | $20,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 513 | $20,000 | thousands by filing date | |
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| VIPER | 92763M105 | COMMON STOCK | 2,603 | $20,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 353 | $20,000 | thousands by filing date | |
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| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 5,000 | $20,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 500 | $19,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 930 | $19,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 4,000 | $19,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 232 | $19,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 320 | $19,000 | thousands by filing date | |
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| WAFD INC | 938824109 | COM | 906 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,025 | $19,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 101 | $19,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 300 | $19,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,250 | $19,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,120 | $19,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,300 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,600 | $19,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 3,920 | $19,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 345 | $18,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,600 | $18,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 651 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 330 | $18,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,000 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 186 | $18,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 529 | $18,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 644 | $18,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,000 | $18,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 196 | $18,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 650 | $18,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 590 | $18,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 400 | $18,000 | thousands by filing date | |
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| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 853 | $18,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,010 | $18,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 1,393 | $18,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,800 | $18,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 255 | $17,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 611 | $17,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 784 | $17,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 158 | $17,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 40 | $17,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 162 | $17,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,000 | $17,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 702 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 275 | $17,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 210 | $17,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,262 | $17,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 16 | $16,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 531 | $16,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 613 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 763 | $16,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 289 | $16,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 260 | $16,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 250 | $16,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 350 | $16,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 253 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 302 | $16,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 500 | $16,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $16,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 249 | $16,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,700 | $16,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,251 | $16,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,893 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 637 | $16,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 379 | $15,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 500 | $15,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 122 | $15,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $15,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,350 | $15,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,000 | $15,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 236 | $15,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 181 | $15,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 321 | $15,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,750 | $15,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 230 | $15,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 664 | $15,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $15,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 342 | $15,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 250 | $15,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 199 | $15,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 162 | $15,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 269 | $15,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 173 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 150 | $15,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 65 | $15,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,231 | $15,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 855 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 451 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 215 | $15,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,300 | $15,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 110 | $15,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,500 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-001150 | this filing | 2020-10-30 | acceptance time not in the bulk data set |