13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 2,796 holding rows worth $3,967,264,000.
- Accession
- 0001606587-20-001150
- Filer
- CIK 1723397
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,796 entries on the cover page, a total value of $3,967,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,967,264,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 300 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,111 | $14,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 74 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 144 | $14,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 432 | $14,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 159 | $14,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 106 | $14,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 500 | $14,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 72 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 730 | $14,000 | thousands by filing date | principal |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 989 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 559 | $14,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 500 | $14,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 800 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 178 | $14,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 236 | $14,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,745 | $14,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,030 | $14,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 409 | $14,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 936 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 885 | $14,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,355 | $14,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 101 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 407 | $14,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 628 | $14,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,200 | $14,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 450 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 467 | $14,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 614 | $13,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,000 | $13,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 450 | $13,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 80 | $13,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 700 | $13,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 325 | $13,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,806 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 143 | $13,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,820 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 241 | $13,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 310 | $13,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 41 | $13,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 450 | $13,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 115 | $13,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 500 | $13,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 192 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,900 | $13,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 55 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,038 | $13,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 215 | $13,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,270 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,251 | $13,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,085 | $13,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,001 | $13,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,153 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 225 | $13,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 320 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 865 | $13,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 472 | $13,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 91 | $12,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,222 | $12,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 652 | $12,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 125 | $12,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 116 | $12,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $12,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 535 | $12,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,500 | $12,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $12,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 233 | $12,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,051 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 600 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 274 | $12,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 500 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,192 | $12,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,123 | $12,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 600 | $12,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 170 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 490 | $12,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 745 | $12,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,228 | $12,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,837 | $12,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 230 | $12,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,300 | $12,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 500 | $12,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 228 | $11,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 500 | $11,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 409 | $11,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 60 | $11,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 54 | $11,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 151 | $11,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 24 | $11,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 320 | $11,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,020 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 800 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 374 | $11,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 300 | $11,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 6,000 | $11,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 300 | $11,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 863 | $11,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 900 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 119 | $11,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 151 | $11,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 217 | $11,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 147 | $11,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,675 | $11,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 200 | $11,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,838 | $11,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 904 | $11,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 270 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 200 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 282 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 74 | $11,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 759 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $11,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,000 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,251 | $11,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 400 | $11,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,685 | $11,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,055 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 503 | $11,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,000 | $11,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 488 | $10,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $10,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 333 | $10,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 150 | $10,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 200 | $10,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 256 | $10,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 125 | $10,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 203 | $10,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,000 | $10,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 866 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 242 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 675 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 134 | $10,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 125 | $10,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,375 | $10,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 2,252 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 298 | $10,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 706 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 295 | $10,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 55 | $10,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60 | $10,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,210 | $10,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 250 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 320 | $10,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 552 | $10,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,470 | $10,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 375 | $10,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 450 | $10,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 990 | $10,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 352 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 415 | $10,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 800 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 285 | $10,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,949 | $10,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 400 | $10,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 125 | $10,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 252 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 700 | $10,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 202 | $9,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400 | $9,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 298 | $9,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,341 | $9,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 816 | $9,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 58 | $9,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 161 | $9,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 142 | $9,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 592 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 175 | $9,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 615 | $9,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $9,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 400 | $9,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 19 | $9,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 165 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,750 | $9,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 256 | $9,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 500 | $9,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $9,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6 | $9,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,477 | $9,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 522 | $9,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 98 | $9,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,122 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,053 | $9,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 771 | $9,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 973 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 833 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $9,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,890 | $9,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 750 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 372 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 127 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 309 | $9,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 222 | $9,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 313 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 125 | $9,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 1,064 | $9,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,500 | $9,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,250 | $9,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,262 | $9,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 10,193 | $9,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 425 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 37 | $8,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 137 | $8,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 324 | $8,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 709 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,219 | $8,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 931 | $8,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 83 | $8,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 452 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 675 | $8,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 500 | $8,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 163 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,000 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 268 | $8,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $8,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 130 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 300 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 150 | $8,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $8,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,008 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 220 | $8,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 171 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 208 | $8,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,028 | $8,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $8,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,800 | $8,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 1,500 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 150 | $8,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 500 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 2,833 | $8,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,000 | $8,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,100 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 180 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,643 | $7,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 85 | $7,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 600 | $7,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 940 | $7,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 4,000 | $7,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 165 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 300 | $7,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 156 | $7,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 281 | $7,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500 | $7,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 101 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 229 | $7,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,836 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 287 | $7,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 443 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 133 | $7,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 44 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 580 | $7,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 319 | $7,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 600 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 226 | $7,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 40 | $7,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 165 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $7,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 341 | $7,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 175 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 40 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 851 | $7,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 54 | $7,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13 | $7,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 155 | $7,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 500 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 900 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,500 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 217 | $7,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 600 | $7,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 175 | $7,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,423 | $7,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 181 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 250 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 260 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 313 | $7,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 1,000 | $7,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $6,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 158 | $6,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,658 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 334 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 308 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 300 | $6,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,158 | $6,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 458 | $6,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 465 | $6,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 170 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 119 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 133 | $6,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 583 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 280 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 40 | $6,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 201 | $6,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 103 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 393 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 604 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 115 | $6,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 200 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 314 | $6,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 85 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 900 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 262 | $6,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 517 | $6,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,300 | $6,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,000 | $6,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 450 | $6,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,000 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 291 | $6,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,000 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 309 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 255 | $6,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 569 | $6,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 166 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,022 | $6,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 125 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 224 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 180 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 21 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 98 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 100 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 182 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 90 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 211 | $5,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 176 | $5,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 126 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 80 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 226 | $5,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,188 | $5,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 90 | $5,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 525 | $5,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $5,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 26 | $5,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 350 | $5,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,565 | $5,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 50 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 100 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,435 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 120 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 617 | $5,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 265 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $5,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,972 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 354 | $5,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 200 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $5,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 108 | $5,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 28 | $5,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,174 | $5,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 200 | $5,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 529 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 461 | $5,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 100 | $5,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 300 | $5,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 887 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 543 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 259 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 419 | $5,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 26 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 205 | $5,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 392 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 175 | $5,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 827 | $5,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 70 | $5,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 187 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 80 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 165 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 120 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $5,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 500 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 55 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 275 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 600 | $5,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $5,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 504 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,575 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 163 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 105 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 261 | $4,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 40 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 377 | $4,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 310 | $4,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,913 | $4,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000 | $4,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 258 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 172 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 150 | $4,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 235 | $4,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 764 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 133 | $4,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,023 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 132 | $4,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 483 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $4,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 200 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 165 | $4,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 193 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 166 | $4,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 238 | $4,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 222 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 365 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 223 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 35 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 133 | $4,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 110 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,600 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 65 | $4,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 325 | $4,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 200 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 144 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 185 | $4,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 1,100 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 200 | $4,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 180 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 275 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,700 | $4,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 300 | $4,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 250 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 300 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,500 | $4,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,000 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 148 | $4,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,780 | $4,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 99 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 119 | $3,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 102 | $3,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 149 | $3,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 47 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 626 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 790 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 110 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 53 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 55 | $3,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 103 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $3,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 55 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 170 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,007 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 338 | $3,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 167 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 350 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 60 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 49 | $3,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 36 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 52 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 79 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $3,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 37 | $3,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 148 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 100 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 100 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 306 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 155 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 68 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-001150 | this filing | 2020-10-30 | acceptance time not in the bulk data set |