13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 2,633 holding rows worth $2,731,300,000.
- Accession
- 0001606587-20-000527
- Filer
- CIK 1723397
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,633 entries on the cover page, a total value of $2,731,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,731,300,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 250 | $7,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,000 | $7,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 252 | $7,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,600 | $7,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 700 | $7,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 73 | $6,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 500 | $6,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 279 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 184 | $6,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 425 | $6,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 158 | $6,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 285 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 175 | $6,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,093 | $6,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 700 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500 | $6,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 29 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 417 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 450 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 229 | $6,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,452 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 287 | $6,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 138 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $6,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 125 | $6,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 900 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 350 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 249 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 97 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 66 | $6,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 115 | $6,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 600 | $6,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 500 | $6,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 215 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 333 | $6,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 750 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 254 | $6,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 490 | $6,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 171 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 170 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 372 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 138 | $6,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,423 | $6,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 400 | $6,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 120 | $6,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 709 | $6,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $6,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 500 | $6,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,000 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,100 | $6,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 7,400 | $6,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 961 | $5,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 170 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 66 | $5,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 180 | $5,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $5,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 97 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 80 | $5,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 159 | $5,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 370 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 662 | $5,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 101 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 145 | $5,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 370 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 370 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 308 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 313 | $5,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,164 | $5,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 665 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 900 | $5,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 583 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 273 | $5,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,174 | $5,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 85 | $5,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $5,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 200 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,173 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,671 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 851 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56 | $5,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 592 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 6,175 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 155 | $5,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,470 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,001 | $5,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,600 | $5,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 143 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 161 | $5,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 305 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 120 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 260 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 161 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,143 | $5,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 309 | $5,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 315 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,136 | $5,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,575 | $5,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,350 | $5,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 85 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150 | $4,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 85 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 210 | $4,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 125 | $4,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 250 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 137 | $4,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 482 | $4,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 525 | $4,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 105 | $4,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 436 | $4,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 600 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 100 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 649 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 120 | $4,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 235 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 300 | $4,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 220 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 455 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 458 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $4,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,263 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 52 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 170 | $4,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,580 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 111 | $4,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 193 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 316 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 233 | $4,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 28 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 604 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 243 | $4,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 75 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 400 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 461 | $4,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 223 | $4,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 141 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 75 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 900 | $4,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 450 | $4,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 262 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 115 | $4,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 170 | $4,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,000 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $4,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,275 | $4,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 613 | $4,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 5,000 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 330 | $4,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 100 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,100 | $4,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 569 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 275 | $4,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,234 | $4,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 224 | $4,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $4,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 300 | $4,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,500 | $4,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 200 | $3,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 79 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 182 | $3,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 200 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 110 | $3,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 110 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 742 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 37 | $3,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 161 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 99 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 197 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 185 | $3,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 20 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 35 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 120 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 265 | $3,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 92 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,259 | $3,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,023 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 166 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 81 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 339 | $3,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 148 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 174 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 100 | $3,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 150 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $3,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 393 | $3,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 108 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,000 | $3,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 529 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 75 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 85 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 774 | $3,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 41 | $3,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 81 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 38 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 175 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 517 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 65 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 80 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 150 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 154 | $3,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 165 | $3,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 76 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,580 | $3,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 217 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 100 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 200 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 450 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,000 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,836 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 101 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,358 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 184 | $3,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 500 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 74 | $2,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 119 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 216 | $2,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50 | $2,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 26 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 77 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 790 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 174 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 54 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $2,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 18 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $2,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 54 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 65 | $2,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 50 | $2,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 123 | $2,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 15 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 338 | $2,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 26 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 77 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,565 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 200 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 51 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 78 | $2,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,000 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123 | $2,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 144 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 150 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 52 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 113 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,106 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 155 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 68 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 56 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $2,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 108 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 76 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 550 | $2,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 93 | $2,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 88 | $2,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 86 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 165 | $2,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 37 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 101 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 367 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 135 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 101 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $2,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 419 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 484 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 300 | $2,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 827 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 251 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 36 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 203 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 5,312 | $2,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 800 | $2,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 500 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,700 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $2,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 100 | $2,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 180 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 325 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,825 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 670 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 155 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 300 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $2,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 500 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,250 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,769 | $2,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 373 | $2,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,000 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 2,193 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,898 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,000 | $2,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 235 | $2,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 65 | $1,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 87 | $1,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 101 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 72 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 500 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 358 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 480 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 268 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,007 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 65 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $1,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 101 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 82 | $1,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 139 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 200 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 259 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 435 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 50 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 95 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 36 | $1,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 37 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 118 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $1,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 106 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 58 | $1,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $1,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 72 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 41 | $1,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 340 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 197 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 388 | $1,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 33 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 114 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 51 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 316 | $1,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 30 | $1,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $1,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 44 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 57 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 73 | $1,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 177 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 114 | $1,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,225 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 105 | $1,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 288 | $1,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $1,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 65 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 33 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 68 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 22 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 700 | $1,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 117 | $1,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 344 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,010 | $1,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 661 | $1,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 70 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 54 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,400 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 2,000 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 900 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 150 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 179 | $1,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 200 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 36 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 33 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,600 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $1,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,500 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,040 | $1,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $1,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 2,000 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 9,000 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,500 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,000 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,800 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 2 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $1,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELFBEAUTYINC | 26856L103 | STOK | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELDEN INC COM | 077454106 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VULCAN MATLS CO COM | 929160109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVINTIV INC | 69047Q102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000527 | this filing | 2020-04-29 | acceptance time not in the bulk data set |