13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 2,633 holding rows worth $2,731,300,000.
- Accession
- 0001606587-20-000527
- Filer
- CIK 1723397
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,633 entries on the cover page, a total value of $2,731,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,731,300,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288372 | COM | 786 | $26,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $26,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 191 | $26,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,105 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 500 | $26,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 635 | $26,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 4,836 | $26,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 501 | $26,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,742 | $26,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 258 | $26,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $26,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,825 | $26,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,162 | $26,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 248 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,562 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $26,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,175 | $26,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 5,000 | $26,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 203 | $26,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 710 | $25,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,000 | $25,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 809 | $25,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 335 | $25,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 172 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 229 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,240 | $25,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 774 | $25,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 141 | $25,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 186 | $25,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 460 | $25,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,800 | $25,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,039 | $25,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 474 | $24,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 390 | $24,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 369 | $24,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,350 | $24,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 1,727 | $24,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 135 | $24,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 320 | $24,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 700 | $24,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,350 | $24,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 210 | $24,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,617 | $24,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 935 | $24,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 9,179 | $24,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 325 | $23,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 391 | $23,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,532 | $23,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 356 | $23,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 444 | $23,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 485 | $23,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 315 | $23,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 719 | $23,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,547 | $23,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 324 | $23,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 929 | $23,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 686 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 968 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,450 | $23,000 | thousands by filing date | principal |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 501 | $23,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 906 | $23,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 711 | $23,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,811 | $23,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $23,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,426 | $23,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 625 | $23,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 9,116 | $23,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 922 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 599 | $22,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 469 | $22,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,474 | $22,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 415 | $22,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 462 | $22,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,435 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,338 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 361 | $22,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,539 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,600 | $22,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 200 | $22,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 910 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 700 | $22,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 470 | $22,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 515 | $22,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 851 | $22,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,662 | $21,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 277 | $21,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 1,118 | $21,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 620 | $21,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,493 | $21,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,500 | $21,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 422 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,200 | $21,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,750 | $21,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,700 | $21,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 200 | $21,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $21,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 221 | $21,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 146 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 815 | $21,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,350 | $21,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,300 | $21,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,400 | $21,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $21,000 | thousands by filing date | principal |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,300 | $21,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 217 | $20,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 844 | $20,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 268 | $20,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,032 | $20,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 203 | $20,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 800 | $20,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 352 | $20,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,525 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,302 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,088 | $20,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 5,922 | $20,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 145 | $20,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 2,030 | $20,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 583 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 165 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,272 | $19,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 763 | $19,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,600 | $19,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 329 | $19,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 320 | $19,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,650 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 918 | $19,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 301 | $19,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 349 | $19,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 258 | $19,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 732 | $19,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 158 | $19,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,100 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 959 | $19,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 689 | $19,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 266 | $18,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 320 | $18,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 196 | $18,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 520 | $18,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 407 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 731 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,522 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,478 | $18,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,200 | $18,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 750 | $18,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 526 | $18,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,100 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 573 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,101 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 900 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 738 | $18,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,500 | $18,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $18,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,517 | $18,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 7,600 | $18,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,893 | $18,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 242 | $17,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 501 | $17,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 196 | $17,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $17,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,495 | $17,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 606 | $17,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 703 | $17,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 4,134 | $17,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,840 | $17,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 410 | $17,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,090 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,751 | $17,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,848 | $17,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,477 | $17,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,851 | $17,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,133 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,038 | $17,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,815 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,005 | $17,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,700 | $17,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 1,393 | $17,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 300 | $16,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,400 | $16,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 195 | $16,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 162 | $16,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 328 | $16,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,830 | $16,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,269 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 494 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 251 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 756 | $16,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 359 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 345 | $16,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 697 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,020 | $16,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,038 | $16,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,052 | $16,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,017 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,250 | $16,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 930 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 700 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 668 | $16,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,125 | $16,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 10,500 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 970 | $16,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 420 | $16,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 200 | $15,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 277 | $15,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,800 | $15,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 350 | $15,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 347 | $15,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 646 | $15,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,902 | $15,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 636 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 334 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 555 | $15,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 274 | $15,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,350 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 400 | $15,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 259 | $15,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,500 | $15,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,622 | $15,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 855 | $15,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $15,000 | thousands by filing date | principal |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,262 | $15,000 | thousands by filing date | |
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| BRIDGEBIO PHARMA INC | 10806X102 | COM | 500 | $14,000 | thousands by filing date | |
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| TECHNIPFMC PLC COM | G87110105 | Stock | 2,091 | $14,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 232 | $14,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 84 | $14,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 250 | $14,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,077 | $14,000 | thousands by filing date | |
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| JBT MAREL CORPORATION | 477839104 | COM | 196 | $14,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $14,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,497 | $14,000 | thousands by filing date | |
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| PRA Group Inc | 69354N106 | COM | 513 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $14,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,070 | $14,000 | thousands by filing date | |
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| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 300 | $14,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 3,920 | $14,000 | thousands by filing date | |
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| CIENA CORP COM NEW | 171779309 | Stock | 342 | $13,000 | thousands by filing date | |
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| WENDYS CO COM | 95058W100 | Stock | 918 | $13,000 | thousands by filing date | |
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| UNITIL CORP COM | 913259107 | Stock | 256 | $13,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 607 | $13,000 | thousands by filing date | |
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| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $13,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 151 | $13,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,228 | $13,000 | thousands by filing date | |
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| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,100 | $13,000 | thousands by filing date | |
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| SOUNDTHINKING INC | 82536T107 | COM | 500 | $13,000 | thousands by filing date | |
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| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,111 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 256 | $12,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 200 | $12,000 | thousands by filing date | |
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| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,353 | $12,000 | thousands by filing date | |
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| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $12,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,068 | $12,000 | thousands by filing date | |
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| CHURCHILL DOWNS INC | 171484108 | COM | 123 | $12,000 | thousands by filing date | |
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| PC CONNECTION INC | 69318J100 | COM | 310 | $12,000 | thousands by filing date | |
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| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,250 | $12,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 435 | $12,000 | thousands by filing date | |
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| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 907 | $12,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 500 | $12,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X400 | CMN | 140 | $12,000 | thousands by filing date | |
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| AXONICS INC | 05465P101 | COM | 500 | $12,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 350 | $12,000 | thousands by filing date | |
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| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 865 | $12,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,000 | $12,000 | thousands by filing date | |
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| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,426 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 318 | $11,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 443 | $11,000 | thousands by filing date | |
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| PAN AMERN SILVER CORP | 697900108 | COM | 776 | $11,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 85 | $11,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 129 | $11,000 | thousands by filing date | |
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| EVERCORE INC CLASS A | 29977A105 | Stock | 249 | $11,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 529 | $11,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 4,000 | $11,000 | thousands by filing date | |
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| HANOVER INS GROUP INC COM | 410867105 | Stock | 125 | $11,000 | thousands by filing date | |
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| FOOT LOCKER INC | 344849104 | COM | 509 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 400 | $11,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,000 | $11,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 659 | $11,000 | thousands by filing date | |
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| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 2,957 | $11,000 | thousands by filing date | |
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| SEATTLE GENETICS INC | 812578102 | COM | 100 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300 | $11,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 500 | $11,000 | thousands by filing date | |
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| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 234 | $11,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 400 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,212 | $11,000 | thousands by filing date | |
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| KLA CORP | 482480100 | COM | 74 | $10,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 542 | $10,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 369 | $10,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 400 | $10,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,000 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 300 | $10,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 235 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 300 | $10,000 | thousands by filing date | |
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| VISTRA CORP COM | 92840M102 | Stock | 654 | $10,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 165 | $10,000 | thousands by filing date | |
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| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 350 | $10,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 6,000 | $10,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 125 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 200 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $10,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 270 | $10,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 115 | $10,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 241 | $10,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 205 | $10,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 225 | $10,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 256 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 920 | $10,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 250 | $10,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,834 | $10,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 446 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 362 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 394 | $10,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 170 | $10,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,136 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 298 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,000 | $10,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,215 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $10,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,664 | $10,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 622 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,136 | $10,000 | thousands by filing date | principal |
| NEVRO CORP | 64157F103 | COM | 105 | $10,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 341 | $10,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,305 | $10,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 460 | $10,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 228 | $9,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,904 | $9,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $9,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 140 | $9,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 333 | $9,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,222 | $9,000 | thousands by filing date | |
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| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 500 | $9,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 409 | $9,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $9,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 150 | $9,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 143 | $9,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 71 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 528 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $9,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 140 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 600 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 262 | $9,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 195 | $9,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,315 | $9,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,192 | $9,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 546 | $9,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,000 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 87 | $9,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,108 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 274 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $9,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 250 | $9,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 422 | $8,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 365 | $8,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,654 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 79 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 133 | $8,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 410 | $8,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 319 | $8,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 331 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 63 | $8,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 123 | $8,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,274 | $8,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 256 | $8,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 197 | $8,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 60 | $8,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 624 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 90 | $8,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,020 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 180 | $8,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 210 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 289 | $8,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 686 | $8,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 119 | $8,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 500 | $8,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,675 | $8,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 65 | $8,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 385 | $8,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60 | $8,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 328 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 500 | $8,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,000 | $8,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $8,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $8,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $8,000 | thousands by filing date | |
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| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 2,000 | $8,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,055 | $8,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400 | $7,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8 | $7,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 307 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,541 | $7,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 300 | $7,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,343 | $7,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,600 | $7,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 720 | $7,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $7,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 592 | $7,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 615 | $7,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 281 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 350 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $7,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 201 | $7,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 23 | $7,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 400 | $7,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 358 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 134 | $7,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 250 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 301 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 603 | $7,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 725 | $7,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $7,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,476 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,010 | $7,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 201 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 904 | $7,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,122 | $7,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 522 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 383 | $7,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $7,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 771 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $7,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,038 | $7,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 335 | $7,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 985 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 759 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 350 | $7,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 680 | $7,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $7,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $7,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 1,100 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,800 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000527 | this filing | 2020-04-29 | acceptance time not in the bulk data set |