13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 2,633 holding rows worth $2,731,300,000.
- Accession
- 0001606587-20-000527
- Filer
- CIK 1723397
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,633 entries on the cover page, a total value of $2,731,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,731,300,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,211 | $99,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,677 | $99,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,074 | $98,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 3,101 | $98,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,322 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,657 | $98,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 7,059 | $98,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 2,932 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,448 | $97,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,166 | $95,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,216 | $95,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,880 | $95,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,973 | $95,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 540 | $95,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,920 | $93,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 7,473 | $93,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,025 | $93,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 910 | $93,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,000 | $93,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,000 | $93,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,168 | $92,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 850 | $92,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 8,737 | $92,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,500 | $92,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 244 | $92,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,112 | $91,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,850 | $91,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,708 | $91,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,334 | $91,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,367 | $91,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,350 | $91,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,096 | $91,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,922 | $91,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,695 | $90,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 9,529 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 1,600 | $90,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,242 | $90,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,617 | $89,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,211 | $89,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,300 | $89,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 4,000 | $89,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,683 | $88,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,063 | $88,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,193 | $88,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,002 | $88,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,292 | $88,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 7,064 | $88,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,480 | $88,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,374 | $88,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,153 | $87,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,436 | $87,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,265 | $87,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,029 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,437 | $86,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 15,600 | $86,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 838 | $85,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,460 | $85,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,885 | $85,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,256 | $85,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,533 | $84,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,388 | $84,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,184 | $83,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,412 | $83,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 32,000 | $83,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 635 | $82,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 578 | $82,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,207 | $82,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 866 | $82,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,419 | $82,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,800 | $82,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 12,259 | $82,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 4,300 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,100 | $81,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3,276 | $81,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,775 | $81,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,558 | $80,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,273 | $80,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 728 | $80,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,850 | $80,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,025 | $80,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 6,695 | $80,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,000 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 1,965 | $80,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,776 | $79,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,818 | $79,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 7,677 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,207 | $79,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,900 | $79,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,189 | $79,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 725 | $78,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,958 | $78,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 942 | $78,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 425 | $78,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 593 | $77,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,422 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,900 | $77,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 12,528 | $77,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,509 | $76,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 646 | $76,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 826 | $76,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 7,100 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,750 | $76,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 524 | $75,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 374 | $75,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 3,183 | $75,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,095 | $75,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,632 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,778 | $75,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,475 | $74,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 750 | $74,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,209 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,370 | $74,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 9,090 | $74,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 700 | $73,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,746 | $73,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,550 | $73,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,912 | $73,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,446 | $73,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,470 | $72,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3,871 | $72,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 805 | $72,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,554 | $72,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,415 | $72,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 6,682 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 5,500 | $72,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 4,273 | $72,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,356 | $72,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 568 | $71,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 4,000 | $71,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,028 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,569 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,500 | $71,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 529 | $70,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,628 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 7,327 | $70,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,193 | $69,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 367 | $69,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 9,650 | $69,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 237 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,654 | $69,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,507 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 4,790 | $69,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,400 | $69,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 55,367 | $69,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,554 | $68,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,007 | $68,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 677 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,150 | $68,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,193 | $68,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 75 | $68,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,660 | $68,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 10,999 | $68,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 866 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 1,650 | $68,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,718 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 2,617 | $68,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,216 | $67,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 673 | $67,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,346 | $67,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 17,868 | $67,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,642 | $67,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 2,603 | $67,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 9,271 | $66,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 524 | $66,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 349 | $66,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 241 | $66,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,010 | $66,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,314 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,200 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,361 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,383 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,625 | $66,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,617 | $66,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,877 | $65,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 500 | $65,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 887 | $65,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,439 | $65,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 50,352 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 20,826 | $65,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,505 | $64,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,414 | $64,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,460 | $64,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,140 | $63,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,462 | $63,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 5,458 | $63,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,304 | $62,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,983 | $62,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,596 | $62,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,468 | $62,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 836 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,339 | $62,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,292 | $61,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,500 | $61,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 712 | $61,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,325 | $61,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 8,660 | $61,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,600 | $60,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,176 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,005 | $60,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,246 | $60,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,600 | $60,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,400 | $60,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,000 | $59,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,200 | $59,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,390 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,496 | $59,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 960 | $58,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,825 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,483 | $58,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,086 | $58,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 6,662 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 2,518 | $57,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 379 | $56,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,573 | $56,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 2,298 | $56,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 287 | $56,000 | thousands by filing date | |
| RH | 74967X103 | COM | 565 | $56,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 879 | $55,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,500 | $55,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 6,865 | $55,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 395 | $55,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,999 | $55,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,778 | $55,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,749 | $55,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 84 | $54,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 357 | $54,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 648 | $54,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 476 | $54,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,281 | $54,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 156 | $54,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,742 | $54,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,000 | $54,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 2,671 | $53,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 698 | $53,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 437 | $53,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,107 | $53,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,770 | $53,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 375 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,713 | $53,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 845 | $52,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 6,281 | $52,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 14,974 | $52,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 1,934 | $52,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,500 | $52,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,305 | $51,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,592 | $51,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,711 | $51,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 707 | $51,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,168 | $51,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,605 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,049 | $51,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 37,001 | $51,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 422 | $50,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,149 | $50,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,850 | $50,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,350 | $50,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 913 | $50,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,160 | $50,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 9,963 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,533 | $50,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,750 | $50,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,977 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,712 | $50,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,415 | $50,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 750 | $49,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 805 | $49,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 333 | $49,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 513 | $49,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 849 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,629 | $49,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,236 | $49,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,267 | $49,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,068 | $49,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,995 | $49,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 180 | $48,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,279 | $48,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 4,300 | $48,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,100 | $48,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,929 | $48,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,050 | $48,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 849 | $47,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,404 | $47,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,839 | $47,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,600 | $47,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,500 | $47,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,425 | $47,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,250 | $47,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,484 | $47,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 9,600 | $47,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,926 | $47,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 291 | $46,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,500 | $46,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $46,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,422 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,000 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,500 | $46,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 951 | $46,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,750 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,294 | $46,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,175 | $45,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 965 | $45,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,360 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,091 | $45,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 883 | $45,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,088 | $45,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,250 | $45,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,354 | $45,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 579 | $44,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,473 | $44,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,773 | $44,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 486 | $44,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,400 | $44,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 503 | $44,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,500 | $44,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 134 | $44,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,446 | $44,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 4,666 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,000 | $44,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 472 | $43,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,008 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,455 | $43,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,872 | $43,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 9,520 | $43,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 3,000 | $43,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 600 | $42,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 557 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,924 | $42,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 871 | $42,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,552 | $42,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,955 | $42,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $42,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 2,062 | $41,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 850 | $41,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 504 | $41,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,761 | $41,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,367 | $41,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 3,090 | $41,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,755 | $41,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 808 | $41,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,417 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,260 | $41,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8,870 | $41,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 273 | $41,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 5,304 | $41,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $41,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,500 | $41,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,839 | $41,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,500 | $41,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 218 | $40,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 505 | $40,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 4,358 | $40,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 201 | $40,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,881 | $40,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 532 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,625 | $40,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,350 | $40,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 800 | $39,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 840 | $39,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,250 | $39,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,233 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,198 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,569 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 664 | $39,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,250 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,259 | $39,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,237 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,000 | $39,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 377 | $38,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 484 | $38,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,200 | $38,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,986 | $38,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,309 | $38,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,350 | $38,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,100 | $38,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 441 | $37,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,721 | $37,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,735 | $37,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $37,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,044 | $37,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,400 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,702 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,450 | $36,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 623 | $36,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 825 | $36,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 675 | $36,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 958 | $36,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 686 | $36,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 350 | $36,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,725 | $36,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 91 | $35,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,182 | $35,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 402 | $35,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 848 | $35,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 496 | $35,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,850 | $35,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 842 | $35,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 3,164 | $35,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,600 | $35,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,073 | $35,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,155 | $35,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 375 | $35,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 621 | $34,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,600 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1,125 | $34,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $34,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,408 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,118 | $34,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,009 | $34,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,400 | $34,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,500 | $34,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,311 | $33,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 249 | $33,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,099 | $33,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 449 | $33,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,078 | $33,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,500 | $33,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 581 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 900 | $33,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 3,400 | $33,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,300 | $33,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,555 | $33,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,683 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 750 | $33,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,600 | $32,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,276 | $32,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 928 | $32,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 612 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 390 | $32,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 521 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,094 | $32,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 367 | $32,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $32,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,177 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 1,525 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 314 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,638 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 988 | $32,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,040 | $32,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 12,008 | $32,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 317 | $31,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 833 | $31,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,700 | $31,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 820 | $31,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 613 | $31,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 4,285 | $31,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,157 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,100 | $31,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 4,382 | $31,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,500 | $31,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,030 | $30,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,500 | $30,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,748 | $30,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $30,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,300 | $30,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,750 | $30,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 325 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 650 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,339 | $30,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 250 | $30,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,320 | $29,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 702 | $29,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 500 | $29,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $29,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,297 | $29,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,360 | $29,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 450 | $29,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $29,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,500 | $29,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 4,099 | $29,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,000 | $29,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,000 | $29,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 680 | $28,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 455 | $28,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,830 | $28,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 367 | $28,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 800 | $28,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,444 | $28,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 341 | $28,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $28,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 300 | $28,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,565 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,079 | $28,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,535 | $28,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,239 | $28,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,787 | $27,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,220 | $27,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,435 | $27,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 558 | $27,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 255 | $27,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,000 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,194 | $27,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 406 | $27,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 702 | $27,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,000 | $27,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $27,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,696 | $27,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 475 | $27,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 1,000 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000527 | this filing | 2020-04-29 | acceptance time not in the bulk data set |