13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-23, with 2,660 holding rows worth $2,096,483,000.
- Accession
- 0001606587-18-000774
- Filer
- CIK 1723397
- Filed
- 2018-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,660 entries on the cover page, a total value of $2,096,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,096,483,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 274 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 100 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 42 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 108 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 57 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 52 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 46 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 100 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 53 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 17 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 100 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 21 | $1,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 43 | $1,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 120 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 22 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 59 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 661 | $1,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 104 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30 | $1,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 33 | $1,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 17 | $1,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 333 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 65 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 468 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 67 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 65 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35 | $1,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 35 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 46 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 235 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 143 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 365 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 53 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 100 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57 | $1,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 73 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 31 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 35 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 39 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,000 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 35 | $1,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 22 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 62 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 380 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 600 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 42 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 52 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 147 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 630 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 200 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIAN GROUP INC COM | 750236101 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW | 422806208 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWFIELD EXPL CO | 651290108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSTEMAX INC | 871851101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 871 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO. | 701081408 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000774 | this filing | 2018-10-23 | acceptance time not in the bulk data set |