13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-23, with 2,660 holding rows worth $2,096,483,000.
- Accession
- 0001606587-18-000774
- Filer
- CIK 1723397
- Filed
- 2018-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,660 entries on the cover page, a total value of $2,096,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,096,483,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 245 | $7,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 500 | $7,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 428 | $7,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 58 | $7,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $7,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 123 | $7,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 98 | $7,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 625 | $7,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 62 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 29 | $7,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25 | $7,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 137 | $7,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 300 | $7,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 158 | $7,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 134 | $7,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 133 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 162 | $7,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $7,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $7,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 400 | $7,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 120 | $7,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,111 | $7,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 135 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 339 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 350 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 173 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,000 | $7,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 574 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 196 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 507 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 102 | $7,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 583 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 227 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 259 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 300 | $7,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 110 | $7,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,423 | $7,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 825 | $7,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,020 | $7,000 | thousands by filing date | principal |
| ALLAKOS INC | 01671P100 | COM | 150 | $7,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,580 | $7,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 109 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 58 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 165 | $6,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 246 | $6,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 93 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $6,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 74 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 184 | $6,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 201 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 61 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56 | $6,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100 | $6,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 266 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $6,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 300 | $6,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 76 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 163 | $6,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 287 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 200 | $6,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $6,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $6,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 400 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 260 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 166 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $6,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 500 | $6,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 148 | $6,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 300 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 65 | $6,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 398 | $6,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 109 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 191 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 250 | $6,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 193 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 177 | $6,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 66 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 161 | $6,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 402 | $6,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 60 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $6,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,685 | $6,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 200 | $6,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,000 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 802 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 300 | $6,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 615 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 92 | $6,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,500 | $6,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 294 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 998 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 90 | $6,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 550 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 217 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 161 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 77 | $5,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 30 | $5,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $5,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 79 | $5,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 35 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 790 | $5,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,935 | $5,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 600 | $5,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 400 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $5,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 80 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 160 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 55 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 130 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 60 | $5,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 113 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 325 | $5,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 64 | $5,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 300 | $5,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 61 | $5,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 210 | $5,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 135 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 250 | $5,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $5,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 529 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 461 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 620 | $5,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 87 | $5,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 42 | $5,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 70 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 76 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 255 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 279 | $5,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 200 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $5,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 260 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 240 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 515 | $5,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 156 | $5,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 172 | $5,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 400 | $5,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 158 | $5,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 941 | $5,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 250 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 114 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,200 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,000 | $5,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145 | $5,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 146 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,057 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 880 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 2,500 | $5,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $5,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 85 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,000 | $4,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 29 | $4,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 60 | $4,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $4,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 61 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 132 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 339 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 206 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $4,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 53 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 174 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 65 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 122 | $4,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 120 | $4,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 71 | $4,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 49 | $4,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 181 | $4,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,534 | $4,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17 | $4,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 135 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 600 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 103 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 332 | $4,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 54 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 50 | $4,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 18 | $4,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 393 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 93 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 85 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 51 | $4,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 50 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 291 | $4,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 66 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $4,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 159 | $4,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 35 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 124 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 112 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $4,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 141 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 300 | $4,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 268 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 207 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 372 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 702 | $4,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31 | $4,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 884 | $4,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 576 | $4,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 83 | $4,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 54 | $4,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 172 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $4,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 74 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,602 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 351 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 250 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 145 | $4,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 1,999 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 500 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,370 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,001 | $4,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 58 | $4,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,234 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 280 | $4,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 160 | $4,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 150 | $4,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 51 | $4,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 4,428 | $4,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 2,000 | $4,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $4,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $4,000 | thousands by filing date | principal |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 215 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 184 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 59 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 24 | $3,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 50 | $3,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 17 | $3,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 13 | $3,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 147 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 358 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 37 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $3,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 86 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 55 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 117 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 73 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 50 | $3,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 50 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $3,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $3,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 61 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 60 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 54 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 88 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $3,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 49 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 100 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 128 | $3,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 88 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 200 | $3,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 76 | $3,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 50 | $3,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 60 | $3,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 422 | $3,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 335 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 29 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 156 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 30 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 200 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 598 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 513 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 47 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $3,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 491 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 250 | $3,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 144 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 414 | $3,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 82 | $3,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 104 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $3,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $3,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $3,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 139 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $3,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 102 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 920 | $3,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 600 | $3,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 1,000 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,000 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 35 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 59 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 34 | $2,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 61 | $2,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 55 | $2,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 39 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 53 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 48 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130 | $2,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 17 | $2,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 41 | $2,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 101 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18 | $2,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 150 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 201 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 50 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 64 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $2,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 22 | $2,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 50 | $2,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 93 | $2,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 15 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 20 | $2,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 196 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 256 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 51 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 39 | $2,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 27 | $2,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 43 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 20 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 52 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 33 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 48 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 200 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 48 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 35 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $2,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 68 | $2,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 29 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 7 | $2,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 18 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 44 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 28 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 38 | $2,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20 | $2,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 81 | $2,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 115 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 86 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 47 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 50 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 17 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20 | $2,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 18 | $2,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 29 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 83 | $2,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 300 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 49 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 18 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 85 | $2,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 239 | $2,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 90 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 57 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 23 | $2,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 95 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 286 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 95 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 661 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,000 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 150 | $2,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 235 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 675 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 158 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 280 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 70 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 300 | $2,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 16 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 128 | $2,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 47 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 182 | $2,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 550 | $2,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 60 | $2,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 700 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 114 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| NXT-ID INC | 67091J206 | COM NEW | 1,200 | $2,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 100 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 400 | $2,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 1,000 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,000 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L104 | COM | 600 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 50 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 55 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 118 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20 | $1,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 18 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 29 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 24 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 202 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 24 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 17 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 9 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 172 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 30 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 35 | $1,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17 | $1,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17 | $1,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 11 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 435 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 29 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 15 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 36 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 21 | $1,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 47 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 31 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 29 | $1,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 51 | $1,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 77 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000774 | this filing | 2018-10-23 | acceptance time not in the bulk data set |