13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-23, with 2,660 holding rows worth $2,096,483,000.
- Accession
- 0001606587-18-000774
- Filer
- CIK 1723397
- Filed
- 2018-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,660 entries on the cover page, a total value of $2,096,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,096,483,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,290 | $23,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,350 | $23,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $23,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,000 | $23,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 554 | $22,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 403 | $22,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $22,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 517 | $22,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 422 | $22,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $22,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 302 | $22,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 473 | $22,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 677 | $22,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 665 | $22,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 688 | $22,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 698 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 535 | $22,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,422 | $22,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,721 | $22,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 296 | $22,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 456 | $22,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,780 | $22,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 322 | $22,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 300 | $22,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 68 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 980 | $22,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,500 | $22,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 20 | $22,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 248 | $21,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 268 | $21,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 257 | $21,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 4,377 | $21,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 672 | $21,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 750 | $21,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 769 | $21,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 588 | $21,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 547 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 440 | $21,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 264 | $21,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 135 | $21,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 700 | $21,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 396 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 900 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 636 | $21,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $21,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,250 | $21,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,112 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,250 | $20,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 145 | $20,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 343 | $20,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 882 | $20,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,013 | $20,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 364 | $20,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $20,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 260 | $20,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,412 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 462 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,073 | $20,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 245 | $20,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 271 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 150 | $20,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 183 | $20,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $20,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 250 | $20,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,121 | $20,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 200 | $20,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 560 | $19,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,490 | $19,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 265 | $19,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 163 | $19,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 468 | $19,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 517 | $19,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 76 | $19,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 230 | $19,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 278 | $19,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 185 | $19,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 684 | $19,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 189 | $19,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 420 | $19,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,275 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 284 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 405 | $19,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 806 | $19,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,052 | $19,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,140 | $19,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 902 | $19,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 488 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $19,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 362 | $19,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,684 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 316 | $19,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,000 | $19,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,450 | $19,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 617 | $18,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 671 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,903 | $18,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 320 | $18,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 679 | $18,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 293 | $18,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 322 | $18,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $18,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 254 | $18,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 586 | $18,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 212 | $18,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 254 | $18,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 495 | $18,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 142 | $18,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 788 | $18,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 549 | $18,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 187 | $18,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,001 | $18,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,185 | $18,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,300 | $18,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 338 | $18,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 674 | $18,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 155 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,078 | $18,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,350 | $18,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 4,680 | $18,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 500 | $17,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 525 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,500 | $17,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300 | $17,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 200 | $17,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 189 | $17,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,338 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 694 | $17,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 527 | $17,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 63 | $17,000 | thousands by filing date | |
| RH | 74967X103 | COM | 130 | $17,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,243 | $17,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 275 | $17,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 767 | $17,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 625 | $17,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,089 | $17,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 783 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 500 | $17,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,400 | $17,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 3,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 300 | $17,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 300 | $16,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 482 | $16,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 303 | $16,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 750 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 688 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 250 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,550 | $16,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,207 | $16,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,258 | $16,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 202 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,320 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 398 | $16,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 954 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 521 | $16,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 317 | $16,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 70 | $16,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,561 | $16,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,500 | $16,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,116 | $16,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,000 | $16,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,000 | $16,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $16,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 364 | $16,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,346 | $16,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 166 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,017 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 644 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 904 | $16,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 400 | $16,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 260 | $16,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,505 | $16,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 229 | $15,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 278 | $15,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 75 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 139 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 284 | $15,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 513 | $15,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 145 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,245 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 261 | $15,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 66 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 400 | $15,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 185 | $15,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,975 | $15,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 454 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 150 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 500 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 270 | $15,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 292 | $15,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 435 | $15,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 290 | $15,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 82 | $15,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 99 | $15,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,000 | $15,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 937 | $15,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 554 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,126 | $15,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 491 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,136 | $15,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 293 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $15,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 400 | $15,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,900 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 381 | $15,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,773 | $15,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 921 | $15,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,262 | $15,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 266 | $15,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 208 | $14,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,000 | $14,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 503 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 220 | $14,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 625 | $14,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 369 | $14,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 131 | $14,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 193 | $14,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 252 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 176 | $14,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 101 | $14,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,700 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 424 | $14,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 225 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 686 | $14,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 540 | $14,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,106 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 452 | $14,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 198 | $14,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 113 | $14,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 422 | $14,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 975 | $14,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 148 | $14,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $14,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,000 | $14,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 79 | $14,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,402 | $14,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 135 | $14,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 228 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,320 | $14,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 321 | $14,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,680 | $14,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 812 | $14,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 100 | $13,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 205 | $13,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $13,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 435 | $13,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 199 | $13,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 250 | $13,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 162 | $13,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 167 | $13,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $13,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 150 | $13,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 602 | $13,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 103 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 143 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 168 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 428 | $13,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,150 | $13,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,146 | $13,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 527 | $13,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 159 | $13,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 338 | $13,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,580 | $13,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 561 | $13,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 355 | $13,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,030 | $13,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 840 | $13,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 240 | $13,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $13,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 95 | $13,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 400 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 146 | $13,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 618 | $13,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,000 | $13,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 2,341 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 445 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 300 | $13,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 500 | $13,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 209 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 900 | $13,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 7,600 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 63 | $12,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 312 | $12,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 92 | $12,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 150 | $12,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 136 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 116 | $12,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 248 | $12,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 610 | $12,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 165 | $12,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 31 | $12,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 209 | $12,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 96 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 243 | $12,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 740 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 438 | $12,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 147 | $12,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 79 | $12,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,000 | $12,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 168 | $12,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 610 | $12,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,000 | $12,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $12,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $12,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,000 | $12,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 193 | $12,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 658 | $12,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 237 | $12,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 178 | $12,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 246 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 169 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,572 | $11,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 445 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 43 | $11,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 148 | $11,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $11,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 425 | $11,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,000 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 270 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 358 | $11,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 396 | $11,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 628 | $11,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,122 | $11,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 249 | $11,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 400 | $11,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 667 | $11,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 383 | $11,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 600 | $11,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 184 | $11,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 246 | $11,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 870 | $11,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 100 | $11,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,000 | $11,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 434 | $11,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 124 | $11,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 500 | $11,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 93 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 440 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 98 | $11,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 778 | $11,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,130 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,332 | $11,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $11,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,127 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 200 | $10,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 55 | $10,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 250 | $10,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 87 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 600 | $10,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 170 | $10,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 57 | $10,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 42 | $10,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 275 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 78 | $10,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 290 | $10,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 42 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 294 | $10,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 164 | $10,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 261 | $10,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 254 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $10,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 162 | $10,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 124 | $10,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 156 | $10,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 66 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 634 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 478 | $10,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 300 | $10,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 800 | $10,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 400 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 304 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 371 | $10,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 266 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 500 | $10,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,695 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 500 | $10,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 147 | $10,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 233 | $10,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,027 | $10,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 367 | $10,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 300 | $10,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 369 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 236 | $10,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 200 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 600 | $10,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,000 | $10,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,500 | $10,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 54 | $9,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 124 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 105 | $9,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 128 | $9,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 56 | $9,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 114 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 115 | $9,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 171 | $9,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 71 | $9,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 107 | $9,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 90 | $9,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 60 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 183 | $9,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 46 | $9,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 328 | $9,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 750 | $9,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,500 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $9,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 115 | $9,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 800 | $9,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 125 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 189 | $9,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 600 | $9,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,200 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 750 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 136 | $9,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 865 | $9,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 225 | $9,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 278 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 520 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 170 | $9,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 300 | $9,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 286 | $9,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 229 | $9,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $9,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 252 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 324 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 103 | $8,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 990 | $8,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $8,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 77 | $8,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,000 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 110 | $8,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 191 | $8,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 370 | $8,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 552 | $8,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 327 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 188 | $8,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26 | $8,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 500 | $8,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 100 | $8,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500 | $8,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 616 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 624 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 151 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $8,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 400 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 190 | $8,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,000 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 133 | $8,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 67 | $8,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 99 | $8,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 280 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $8,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 218 | $8,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 222 | $8,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 57 | $8,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 400 | $8,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 365 | $8,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 690 | $8,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 700 | $8,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 175 | $8,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 111 | $8,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 456 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $8,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 167 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,200 | $8,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $8,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,000 | $8,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 407 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,500 | $8,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 364 | $8,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 350 | $8,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,100 | $8,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,300 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 153 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 215 | $7,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 16 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000774 | this filing | 2018-10-23 | acceptance time not in the bulk data set |