13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-19, with 1,961 holding rows worth $1,308,752,000.
- Accession
- 0001606587-18-000040
- Filer
- CIK 1723397
- Filed
- 2018-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,961 entries on the cover page, a total value of $1,308,752,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,308,752,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SS&C TECH HLDGS COM | 78467J100 | Stock | 124 | $5,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 49 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 39 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 187 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 96 | $5,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,500 | $5,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 55 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 84 | $5,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 94 | $5,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 144 | $5,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $5,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,534 | $5,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 22 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 150 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 62 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 166 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,000 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 120 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $5,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $5,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $5,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 511 | $5,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 177 | $5,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 104 | $5,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 700 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 147 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 240 | $5,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 91 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 529 | $5,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 143 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 400 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 385 | $5,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 164 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 142 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,661 | $5,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 63 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,580 | $5,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 109 | $5,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 300 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 300 | $5,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 3,000 | $5,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,000 | $5,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,000 | $5,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 242 | $5,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ISHARES TR | 464287523 | COM | 28 | $4,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 16 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 385 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 85 | $4,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 124 | $4,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 66 | $4,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 287 | $4,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25 | $4,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 34 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 46 | $4,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 275 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 332 | $4,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 280 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 400 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 95 | $4,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 165 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 150 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 117 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 93 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 69 | $4,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 113 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 314 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 657 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 30 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56 | $4,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 200 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 386 | $4,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 93 | $4,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 67 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 136 | $4,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 150 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 117 | $4,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 193 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 30 | $4,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 250 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 491 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 60 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 215 | $4,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 250 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 280 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 565 | $4,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000 | $4,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,400 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 207 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 120 | $3,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 113 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 54 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 29 | $3,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 47 | $3,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 35 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50 | $3,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 125 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 72 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 281 | $3,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 27 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 28 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $3,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 73 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 133 | $3,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 108 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 150 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 40 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 80 | $3,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 130 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 50 | $3,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 64 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 70 | $3,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 200 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 701 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 970 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 117 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 100 | $3,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 250 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 322 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 33 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 65 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 496 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 235 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $3,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 86 | $3,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $3,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 155 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 80 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 200 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 320 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 85 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 102 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $3,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000 | $3,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,000 | $3,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 56 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 13 | $2,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 15 | $2,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 13 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130 | $2,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 50 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 40 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 53 | $2,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 31 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 202 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 101 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18 | $2,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 23 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 256 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 230 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 200 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $2,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 600 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 46 | $2,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 24 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 28 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 115 | $2,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 31 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 200 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 180 | $2,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 34 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 68 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 75 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 31 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 75 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 55 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 206 | $2,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 185 | $2,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 75 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,000 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $2,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 69 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 280 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 144 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 150 | $2,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 300 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 182 | $2,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 90 | $2,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 73 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000 | $2,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 85 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 14 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 28 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 500 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 24 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 80 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 20 | $1,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 13 | $1,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 17 | $1,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 55 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18 | $1,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 50 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 27 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20 | $1,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 76 | $1,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 23 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 60 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 113 | $1,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 55 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 44 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 102 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 262 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 100 | $1,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 50 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 46 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 108 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 57 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 100 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 127 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 100 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 39 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 28 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 114 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $1,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 30 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 95 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 468 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 43 | $1,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 53 | $1,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 56 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 24 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 74 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 70 | $1,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 80 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 36 | $1,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $1,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 121 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66 | $1,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 18 | $1,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 61 | $1,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 41 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $1,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,088 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 47 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 29 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 147 | $1,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 25 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 85 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 1,000 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 100 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 59 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,000 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $1,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L104 | COM | 600 | $1,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATX CORP COM | 361448103 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSUNION COM | 89400J107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEGNA INC COM | 87901J105 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STIFEL FINL CORP | 860630102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOCO PRODS CO | 835495102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONRO INC | 610236101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINES CO | 584688105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNTEL INC | 87162H103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPAX LABORATORIES INC | 45256B101 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S G CORP | 903293405 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000040 | this filing | 2018-01-19 | acceptance time not in the bulk data set |