13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-19, with 1,961 holding rows worth $1,308,752,000.
- Accession
- 0001606587-18-000040
- Filer
- CIK 1723397
- Filed
- 2018-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,961 entries on the cover page, a total value of $1,308,752,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,308,752,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,265 | $218,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,683 | $218,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,438 | $214,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,972 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,096 | $212,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,262 | $212,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,304 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,462 | $211,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,154 | $210,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,095 | $209,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,951 | $207,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,758 | $206,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,157 | $205,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,180 | $204,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,501 | $203,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,664 | $201,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,527 | $201,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,650 | $200,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 16,095 | $200,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,034 | $198,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,053 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,553 | $196,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,562 | $192,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,821 | $191,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,008 | $190,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,013 | $190,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,964 | $188,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,965 | $187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,123 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,057 | $184,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 32,650 | $184,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 9,593 | $182,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,825 | $182,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,336 | $181,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,595 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 8,141 | $181,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,719 | $180,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 521 | $175,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,098 | $175,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,371 | $175,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,249 | $174,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,428 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 4,922 | $174,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 29,586 | $173,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,700 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,910 | $172,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,440 | $172,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,649 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,843 | $171,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,607 | $170,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,513 | $170,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,553 | $169,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,367 | $169,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,316 | $168,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,880 | $168,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,873 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,218 | $167,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,590 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 8,785 | $167,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,649 | $166,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,290 | $164,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,040 | $161,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,051 | $157,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,265 | $157,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,034 | $156,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,163 | $155,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,600 | $154,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,911 | $153,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,010 | $152,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,159 | $152,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 242 | $149,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 3,742 | $149,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 6,075 | $148,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,550 | $147,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,637 | $147,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,000 | $146,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,873 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,004 | $146,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,089 | $144,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,282 | $143,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,561 | $143,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,978 | $143,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,027 | $140,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $140,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,000 | $139,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 369 | $138,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,628 | $138,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,728 | $137,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,651 | $135,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,814 | $135,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,699 | $133,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,336 | $132,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 21,852 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,996 | $132,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,237 | $131,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,431 | $131,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 9,123 | $130,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,906 | $130,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,100 | $130,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 6,424 | $129,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,602 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,030 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,164 | $128,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 9,770 | $127,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,600 | $126,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 6,008 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,748 | $125,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,032 | $124,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,960 | $124,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 8,846 | $122,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,148 | $122,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,429 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,905 | $121,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,107 | $121,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,054 | $120,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,300 | $120,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,980 | $118,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,075 | $118,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 925 | $117,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,005 | $116,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 5,070 | $113,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,000 | $111,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,640 | $111,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,489 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,530 | $110,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,230 | $110,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,602 | $107,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 7,605 | $107,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,294 | $104,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,036 | $104,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 5,292 | $104,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,951 | $103,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,010 | $103,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,286 | $102,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,486 | $102,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,064 | $101,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,250 | $101,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 419 | $100,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,329 | $100,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,207 | $99,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,466 | $99,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 753 | $98,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 3,156 | $98,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,250 | $98,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,687 | $98,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 848 | $98,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,025 | $97,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,538 | $97,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,746 | $96,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 635 | $95,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,779 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,179 | $95,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,250 | $93,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,892 | $92,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,000 | $91,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,268 | $90,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,085 | $90,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,400 | $90,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,274 | $90,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 219 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,092 | $89,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,796 | $89,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,426 | $89,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 500 | $89,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 18,000 | $88,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,625 | $87,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,428 | $87,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,238 | $87,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,304 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,248 | $87,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 4,074 | $87,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 442 | $87,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,300 | $86,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 5,820 | $86,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,001 | $85,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 614 | $85,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,713 | $85,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,851 | $85,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 8,486 | $85,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,965 | $84,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,424 | $84,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,270 | $84,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 882 | $83,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 778 | $83,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 4,274 | $83,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,018 | $83,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 563 | $82,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 379 | $82,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 7,650 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,586 | $81,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,650 | $81,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,000 | $81,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 750 | $80,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,848 | $80,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 925 | $79,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,065 | $79,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,038 | $79,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,649 | $78,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,915 | $78,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,772 | $78,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,672 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,410 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 476 | $75,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 4,780 | $75,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,222 | $74,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,547 | $74,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,100 | $74,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,850 | $74,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 601 | $73,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,326 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 660 | $73,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,800 | $72,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,102 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,454 | $72,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,119 | $72,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,200 | $71,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,070 | $71,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,582 | $71,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,387 | $71,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,369 | $71,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 244 | $70,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,032 | $70,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 851 | $70,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 494 | $70,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,073 | $70,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 877 | $70,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,035 | $69,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,000 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,300 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,700 | $69,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,956 | $69,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 5,311 | $69,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,114 | $68,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 700 | $67,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 950 | $67,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 515 | $67,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,030 | $67,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,188 | $67,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,279 | $66,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,369 | $66,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,386 | $66,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 209 | $65,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 767 | $65,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,182 | $65,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,094 | $65,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 850 | $65,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,948 | $64,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,619 | $64,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,171 | $64,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,190 | $64,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,699 | $64,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,400 | $64,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 5,660 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,800 | $63,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 401 | $63,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,625 | $63,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 606 | $63,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,709 | $63,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,451 | $62,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,600 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 816 | $62,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,660 | $62,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,665 | $62,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,286 | $62,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 3,060 | $62,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 675 | $61,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,138 | $61,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,091 | $61,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 255 | $61,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 613 | $61,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,205 | $61,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 964 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,769 | $61,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,467 | $61,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 951 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 980 | $60,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,068 | $60,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,745 | $59,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,184 | $59,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,807 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,293 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,097 | $59,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 4,000 | $59,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 260 | $58,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,113 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,511 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 823 | $58,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,071 | $57,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,500 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 858 | $57,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 6,691 | $57,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 800 | $56,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 707 | $56,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,871 | $56,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,071 | $56,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,000 | $55,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 3,842 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,704 | $55,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,246 | $54,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,382 | $54,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,505 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,259 | $54,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,100 | $54,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,942 | $53,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 785 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 441 | $53,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 665 | $53,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,503 | $53,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 2,945 | $53,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,042 | $52,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,664 | $52,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 505 | $52,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 310 | $52,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,017 | $52,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,444 | $52,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $52,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,129 | $52,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 219 | $51,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 493 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,434 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,412 | $51,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,300 | $51,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,534 | $51,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,040 | $51,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 790 | $50,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 502 | $50,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 793 | $50,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,250 | $50,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,265 | $50,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,315 | $49,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 878 | $49,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 469 | $49,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 900 | $49,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,255 | $49,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,500 | $49,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,343 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,639 | $49,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 5,000 | $49,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 794 | $48,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 520 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 861 | $48,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 228 | $48,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,970 | $48,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,287 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,001 | $48,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 430 | $48,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,559 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,452 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,000 | $47,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 4,000 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,328 | $47,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,210 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,885 | $47,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,336 | $46,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 391 | $46,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 274 | $46,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,239 | $46,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 971 | $46,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 240 | $46,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 3,600 | $46,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,560 | $46,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 207 | $45,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 698 | $45,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,186 | $45,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 869 | $45,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 707 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,250 | $45,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,700 | $45,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,669 | $45,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 452 | $44,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 258 | $44,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 199 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,108 | $44,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 483 | $44,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,800 | $44,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,810 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,079 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 581 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 738 | $44,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 480 | $43,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 3,691 | $43,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 375 | $42,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,015 | $42,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 430 | $42,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,135 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,372 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 557 | $42,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,700 | $42,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,620 | $42,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $42,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 211 | $41,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 761 | $41,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 5,762 | $41,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,756 | $41,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,000 | $41,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,352 | $41,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,912 | $41,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,339 | $41,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,212 | $40,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 468 | $40,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,700 | $40,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 350 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 724 | $40,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,426 | $40,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 869 | $40,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 480 | $39,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,074 | $39,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 527 | $39,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,670 | $39,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 181 | $39,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 809 | $39,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,600 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,753 | $39,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,566 | $39,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,867 | $39,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,800 | $39,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 639 | $39,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $39,000 | thousands by filing date | principal |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,687 | $39,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 341 | $38,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 806 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 951 | $38,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,400 | $38,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,935 | $38,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 700 | $38,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,000 | $38,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 395 | $38,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,266 | $37,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 273 | $37,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 729 | $37,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,701 | $37,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,137 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,739 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,038 | $37,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 643 | $37,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,500 | $37,000 | thousands by filing date | |
| MGC | 921910873 | COM | 403 | $36,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 495 | $36,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 177 | $36,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,624 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 624 | $36,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 786 | $36,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,909 | $36,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 3,000 | $36,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 263 | $35,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 393 | $35,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 267 | $35,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 490 | $35,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,506 | $35,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,250 | $35,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 677 | $34,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 350 | $34,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,191 | $34,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 237 | $34,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,400 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,208 | $34,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,431 | $34,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 3,216 | $34,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 885 | $33,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 279 | $33,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,745 | $33,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 800 | $33,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 651 | $33,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $33,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 983 | $33,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 525 | $33,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 210 | $33,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 493 | $33,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 680 | $33,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 221 | $32,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 404 | $32,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 613 | $32,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 546 | $32,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 881 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,100 | $32,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 840 | $32,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,120 | $32,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,326 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 670 | $32,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,082 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 2,000 | $32,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 375 | $31,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 312 | $31,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 600 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 290 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 202 | $31,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,000 | $31,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,300 | $31,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,200 | $31,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,077 | $31,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 597 | $31,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 804 | $30,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 902 | $30,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 23 | $30,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,133 | $30,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 640 | $30,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 911 | $30,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 10,000 | $30,000 | thousands by filing date | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 234 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000040 | this filing | 2018-01-19 | acceptance time not in the bulk data set |